Compliance Officer (SMF 16/17, AMLO) - London Area

A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · ...

Compliance and Ethics Officer. · I have an exciting opportunity with an international energy trading firm that are looking for someone to join their Global Corporate Compliance Team in London. Within this role, your responsibilities will include overseeing compliance with Interna ...

A Compliance Officer is sought to build and oversee compliance for a regulated investment advisory business in London. · ...

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London Area. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework · Provide day-to-day compliance support to brokerage and front-office activitie ...

We're partnering with a · rapidly growing London-based FCA-regulated firm · looking to hire a · Compliance Officer · to join their second-line team with a strong focus on regulatory, reporting and operational excellence. You'll be part of a collaborative compliance team that valu ...

The company is a subsidiary of an international bank providing capital market and securities trading services. This role will report to the Head of Compliance & MLRO. · Undertake activities of the Compliance Monitoring Programme. · Conduct communications monitoring ensuring compl ...

We are seeking an experienced Compliance Officer to join our team on a permanent basis in London. · ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance (LR&C) department. · ...

This is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. · ...

We are a growing, dynamic law firm based in London, committed to delivering high-quality legal services to our clients across multiple practice areas. As part of our continued growth, we are seeking an experienced Compliance Officer to strengthen our regulatory framework and ensu ...

I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. · ...

Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors. · ...

This is a Compliance Officer opportunity working with a top performing specialty insurer operating within the Lloyd's Market. · ...

Compliance Officer · Location: · London · Sector: · Lloyd's / London Market Insurance · Contract: · Permanent · A Lloyd's Managing Agency is seeking an experienced · Compliance Officer · to join its growing Compliance function. This is a key role supporting the delivery of a robu ...

+A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London. · +Undergraduate degree required · ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

A Firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control. · Take over the compliance department and drive the business forward including reviewing of process and procedure. · ...

We're working with a leading hedge fund that has grown rapidly in recent years and places a strong emphasis on building a robust, technology enabled compliance framework. · Providing real time compliance advisory support across European and US regulations · Helping design and enh ...

We are seeking an experienced Compliance Officer to hold the FCA-approved SMF16 – Compliance Oversight function. This role provides independent oversight of regulatory compliance for a consumer credit-regulated charity and ensures that the lending and operational activities meet ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business. · ...

We are looking for a confident and detail-focused Compliance Officer to support our apprenticeship provision on a part-time basis hours per week. The role will suit someone with strong experience in apprenticeship funding rules, data entry, and the use of apprenticeship and manag ...