Jobs
>
Guildford

    Regulatory Affairs - Guildford, Surrey, United Kingdom - MPowered Mortgages

    MPowered Mortgages
    MPowered Mortgages Guildford, Surrey, United Kingdom

    9 hours ago

    Default job background
    Description
    Job Description Purpose
    Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm's Money Laundering Reporting Officer (MLRO) and holding SMF17.

    Examples of Key Activities

    Compliance Oversight
    Serve as the primary point of contact for regulatory inquiries and examinations.
    Keep abreast of regulatory developments and communicate changes to relevant stakeholders.
    Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies.
    AML Compliance
    Serve as the primary point of contact for regulatory inquiries and examinations.
    Keep abreast of regulatory developments and communicate changes to relevant stakeholders.
    Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies.
    Regulatory Liaison
    Serve as the primary point of contact for regulatory inquiries and examinations.
    Keep abreast of regulatory developments and communicate changes to relevant stakeholders.
    Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies.
    Training and Awareness
    Provide training and education to employees on compliance and AML requirements.
    Foster a culture of compliance awareness throughout the organization.
    Develop and deliver regular compliance training sessions to ensure staff understanding and adherence to policies.
    Risk Management
    Identify and assess compliance and AML risks associated with business activities.
    Develop strategies to mitigate compliance and AML risks effectively.
    Monitor industry trends and emerging risks to proactively address potential issues.

    Job Role Accountabilities
    Act as the MLRO and hold the FCA SMF17.
    Implement robust AML measures to prevent and detect money laundering activities, safeguarding the integrity of the organisation.

    Ensure that the company operates in compliance with all relevant regulations and laws, minimizing regulatory risks and potential financial penalties.

    Serve as a trusted advisor to senior management on compliance and AML matters, providing strategic guidance and recommendations.
    Maintain a strong working relationship with regulatory authorities, demonstrating transparency and cooperation in all interactions.
    Functional Structure and Key Relationships
    Direct Reports
    Compliance Monitoring Lead
    Senior Financial Crime Lead (Deputy MLRO)

    Key Relationships
    Job Title Relationship
    Chief Risk Officer Alignment of Risk and Compliance Frameworks and regulatory development
    monitoring and implementation

    Boards and Committees Role
    Risk and Credit Committee Member
    Customer Outcomes Committee Chair

    Corporate Accountabilities
    Always act within all FCA Regulations with integrity and ensure all customers are treated fairly.
    Complete all mandatory training as and when required.
    Always ensure adherence to all Firm policies and procedures.

    Qualification, Skills, Knowledge and Experience

    Qualifications
    Essential
    Degree in relevant finance or legal
    Discipline
    Professional qualification in finance or legal
    Desirable
    CeMap
    Member of the CISI or industry equivalent

    Skills and Knowledge

    Extensive experience (minimum 7 years) in compliance and AML roles within the financial services industry, preferably within a mortgage lending or banking environment.

    Strong knowledge of UK regulatory requirements, including FCA regulations and AML legislation (e.g. Money Laundering Regulations

    Proven experience in developing and implementing compliance policies and procedures, as well as conducting compliance audits and risk assessments.

    Excellent communication and interpersonal skills, with the ability to effectively engage with stakeholders at all levels of the organisation.

    Analytical mindset with the ability to identify compliance and AML risks and develop appropriate risk mitigation strategies.
    Demonstrated leadership skills, including the ability to lead and motivate a team of compliance professionals.

    Sound judgment and integrity, with a commitment to upholding ethical standards and promoting a culture of compliance within the organisation.

    Able to demonstrate a creative, innovative and collaborative approach

    Experience
    Broad experience gained from working in a regulated mortgage environment
    Strong experience and understanding around handling data
  • Apex International Recruitment

    Regulatory Affairs Officer

    3 weeks ago

    Apex International Recruitment Surrey, United Kingdom

    **Details**: · - Full-time permanent position · - Hybrid working - 3 days WFH, 2 days office Surrey · - Competitive package · **The Role**: · - Regulatory compliance tracking · - Regulatory filing and administration · - Communication of regulatory changes internally and externall ...

  • Starling Bank

    Regulatory Affairs

    3 weeks ago

    Starling Bank London, United Kingdom

    Hello, we're Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We're a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We' ...

  • SC Johnson

    Regulatory Affairs

    2 days ago

    SC Johnson Frimley, United Kingdom

    Registration & Regulatory Affairs BPR (Biocidal Product Registration) Specialist · • Location: Frimley, UK · • Function: GSARA (global safety assessment and regulatory affairs) · About the role · The Global Registration and Regulatory Compliance (GRRC) team provide regulatory ...

  • Astellas

    Partner, Regulatory Affairs, Regulatory Product

    3 weeks ago

    Astellas Addlestone, United Kingdom

    **About Astellas**: · At Astellas we are a progressive health partner, delivering value and outcomes where needed. · We pursue innovative science, focusing initially on the areas of greatest potential and then developing solutions where patient need is high, often in rare or unde ...

  • Aspire Pharma Limited

    Regulatory Affairs Manager

    2 weeks ago

    Aspire Pharma Limited Petersfield, United Kingdom Full time

    Regulatory Affairs Manager - UK Team LeadCompetitive Salary & Company Benefits | Petersfield | Permanent · Monday to Friday, 9.00am - 5.00pm (potential for flexibility on start/end times based on 7.5hrs/day) · Are you looking to work for a rapidly growing UK Pharmaceutical compan ...

  • Haleon

    Regulatory Affairs Lead

    1 week ago

    Haleon Weybridge, United Kingdom

    **Job Description**: · **Site Name**: UK - Surrey - Weybridge · **Posted Date**: Feb · Hello. We're Haleon. A new world-leading consumer health company. Shaped by all who join us. Together, we're improving everyday health for billions of people. By growing and innovating our glo ...

  • BI AH UK Ltd

    Regulatory Affairs Officer

    4 weeks ago

    BI AH UK Ltd Bracknell Forest, United Kingdom

    **THE POSITION**: · You will be responsible for managing the product registration chain, compliance with regulatory authorities and Global Regulatory Affairs (RA), maintenance of product authorisations/licences, and relevant LCM (life cycle management) activities. · **TASKS & RES ...

  • Johnson & Johnson

    Regulatory Affairs Specialist

    3 weeks ago

    Johnson & Johnson Wokingham, United Kingdom

    For more than 130 years, diversity, equity & inclusion (DEI) have been part of our cultural fabric at Johnson & Johnson and woven into how we do business every day. Our commitment to respect the dignity and diversity of all is embedded in our Credo.- We know that the success of o ...

  • Ark Talent Group

    Regulatory Affairs Contractor

    3 weeks ago

    Ark Talent Group Buckingham, United Kingdom Freelance

    Title: Regulatory Affairs UK · Contract Length: 6 months with a possible extension · Location: Hybrid - 2/3 days in High Wycombe · Our client is looking for a Regulatory Affairs contractor to support the Northern Cluster team for UK, Ireland and Malta products within a therapy ar ...

  • STADA Arzneimittel AG

    Regulatory Affairs Officer

    3 weeks ago

    STADA Arzneimittel AG Reading, United Kingdom

    At STADA we pursue our purpose "Caring for people's health as a trusted partner" worldwide. Originally founded by pharmacists, we are a leading manufacturer of high-quality pharmaceuticals. More than 12,300 employees around the globe live our values Integrity, Entrepreneurship, A ...

  • Neon Healthcare

    Regulatory Affairs Officer

    3 weeks ago

    Neon Healthcare Hertford, United Kingdom

    Job description · **Background** · Neon Healthcare ("Neon") is an ambitious and fast-growing pharmaceutical company that develops, produces, markets, and sells prescription only medicines to hospitals, wholesalers, and retail pharmacies. Founded by entrepreneurs with a successful ...

  • CK GROUP

    Regulatory Affairs Specialist

    3 weeks ago

    CK GROUP London, United Kingdom

    CK Group are recruiting for a Regulatory Affairs Specialist to join a biopharmaceutical company at their site based in London on a contract basis for 6 or 8 months - there are 2 positions. · **Hourly Salary**: · Up to £43.30 PAYE/£56.69 Umbrella depending on experience. · **Regul ...

  • Regeneron Pharmaceuticals Inc.

    Regulatory Affairs Intern

    3 weeks ago

    Regeneron Pharmaceuticals Inc. Uxbridge, United Kingdom

    You will be part of a regional team dedicated to supporting the Regulatory Affairs function in the context of drug development particularly around procedures in place for the conduct of clinical studies through to the approval of a new drug. You will work both internally with col ...

  • Cameron Kennedy

    Regulatory Affairs Change

    3 weeks ago

    Cameron Kennedy London, United Kingdom

    CONTRACT TYPE: · - Permanent- LOCATION: · - City of London- INDUSTRY: · - Accountancy & Audit- Compliance & Legal- Financial Services- Operations- Risk Management- SALARY: · - Up to £120000 per annum + Bonus + Benefits- START DATE: · - ASAP- REF: · - bn373187_ JOB PUBLISHED: · - ...

  • Reckitt

    Regulatory Affairs Specialist

    3 weeks ago

    Reckitt Slough, United Kingdom

    Home to the world's best loved and trusted hygiene, health, and nutrition brands. Our purpose defines why we exist: to protect, heal and nurture in the relentless pursuit of a cleaner, healthier world. We are a global team united by this purpose. · Join us in our fight to make ac ...

  • Aldermore Bank PLC

    Head of Regulatory Affairs

    4 weeks ago

    Aldermore Bank PLC London, United Kingdom

    **Aldermore Group - why we exist** · **Let us tell you a bit about us** · We're Aldermore - the award-winning bank, trusted and highly rated by over a quarter of a million customers for more than a decade. With our range of specialist mortgages, savings accounts and business fina ...

  • Perrigo

    Regulatory Affairs Associate

    3 weeks ago

    Perrigo London, United Kingdom

    Perrigo Company is dedicated to making lives better by bringing Quality, Affordable Self-care products that consumers trust everywhere they are sold. Help us do it. · **Description Overview**: · We are hiring in our central London location for a talented Regulatory Affairs Associ ...

  • Derivco

    Regulatory Affairs Officer

    3 weeks ago

    Derivco Richmond, United Kingdom

    Derivco is a leading software development house in the online gaming world. Working alongside our key partners, to include Betway, we design, develop, illustrate and animate the best online casino games in the industry. We're proud to say we employ over 2,000 of the brightest min ...

  • Derivco

    Regulatory Affairs Officer

    2 weeks ago

    Derivco London, United Kingdom

    Job Profile Summary: · At Derivco, we work alongside our clients who are considered giants in the industry, to create and develop the platform that hosts some of the best online casino games in the industry. · We are also Platinum partners with vendors such as Microsoft and we ar ...

  • Cameron Kennedy

    Regulatory Affairs Change

    1 week ago

    Cameron Kennedy London, United Kingdom

    CONTRACT TYPE: · - Permanent- LOCATION: · - City of London- INDUSTRY: · - Accountancy & Audit- Compliance & Legal- Financial Services- Operations- Risk Management- SALARY: · - £ £135000 per annum + Bonus + Benefits- START DATE: · - ASAP- REF: · - bn373187_ JOB PUBLISHED: · - 5 da ...