Jobs
>
London

    Transaction Reporting Specialist - London, United Kingdom - ICBC Standard Bank

    ICBC Standard Bank
    ICBC Standard Bank London, United Kingdom

    Found in: Talent UK C2 - 3 days ago

    Default job background
    Permanent
    Description

    Summary

    :
    The Operations department is responsible for ensuring the complete end-to-end processing of the Bank's transactions and services. They are responsible for ensuring that the appropriate control framework exists to ensure the accuracy of this processing as well as the recording of this in the Bank's books and records. Operations are also responsible for the accurate and timely reporting of the Bank's transactions to multiple regulatory stakeholders globally.

    The Operations department performs the following functions:

  • Trade Support
  • Financial Settlements
  • Physical Settlements
  • LME Trade Clearing Services
  • Clearing and Vaulting Services
  • Structured and Banking Products support
  • Facilitation of trade finance and documentary credit products
  • Confirmations
  • Collateral Management
  • Operations Control
    - Balance sheet substantiation
    - Nostro production and reconciliations
    - Risk and control oversight and monitoring
  • Regulatory Operations
  • Cash, Interest Claims and Nostro management
  • Brokerage Services.

    • Job Purpose:

    The role holder will be responsible for managing and coordinating change initiatives on behalf of the Regulatory Operations team. They will also be responsible for establishing, coordinating and performing quality assurance processes within the Regulatory Operations team to verify the Bank's adherence to its reporting obligations.

    The role holder will also be required to support the wider team in the daily reporting processes and associated controls deemed necessary to ensure that the Bank meets all of its regulatory transaction reporting obligations across all applicable regulatory regimes, namely:

  • MiFID Transparency
  • MIFID Transaction
  • MIFID Commodity Position
  • LME OTC Position Reporting
  • EMIR (UK & EU)
  • MAS
  • LBMA
  • CFTC (Dodd Frank) & Canada
  • SFTR (UK & EU)

    • Additionally, the role holder will be responsible for the day-to-day execution of processes and controls related to the Bank's CASS obligations and its OTC risk mitigation techniques such as Portfolio Reconciliation.

    Key Responsibilities:

    Enabling change

  • Manage and coordinate Change the Bank (CTB) initiatives between Regulatory Operations and project team including participating in the contribution of business requirements
  • Documentation of test cases for change initiatives affecting the Regulatory Operations team
  • Coordinate and manage the execution of user testing schedules, ensuring the testing responsibilities are distributed across Regulatory Operations team and completed per project schedule
  • Participation in industry forums and working groups
  • Proactively manage own personal development and training
  • Identify opportunities for process and control enhancements and drive delivery
  • Engagement with stakeholders on behalf of the function in collaboration and escalation situations

    • Risk mitigation

  • Production of Management Information (MI) for all key stakeholders and participation in all internal governance forums as required
  • Continuous evaluation and improvement of the function's control framework
  • Timely escalation of all regulatory and risk incidents through the Bank's formal channels
  • Capture of performance and risk indicators for Operational Risk measurement
  • Perform periodic deep dive analysis on sample data to identify compliance issues
  • Perform impact assessment and gap analysis of regulatory changes in the horizon
  • Perform periodic review of Regulatory Operations' controls, processes and documentation to identify areas for improvement

    • Client Service

  • Management of all external requests and communications in relation to the exchange of Unique Transaction Identifiers (UTIs)
  • Management of all external requests and communications in relation to the provision of delegated reporting services and trade repository reconciliation
    exceptions
  • Strong partnership with our key stakeholders; namely Compliance, Operations peers and IT

    • Performance

  • Ensuring submission of reporting files and messages within the regulatory deadlines
  • Monitoring and resolution of reporting exceptions and rejections
  • Monitoring and resolution of exceptions on all internal and external reconciliations
  • Monitoring and resolution of exceptions on all data assurance checks
  • Identification and escalation of late reporting to all key internal stakeholders

    • Clients Assets

  • Execution of controls in line with policies and procedures
  • Producing and reviewing regular and complete MI on CASS adherence and control effectiveness.
  • Timely escalation of CASS risks and issues to the Head of Regulatory Operations

    • Required Skills, Knowledge, Experience and Values:

    Preferred qualifications:

  • Education to Degree level or equivalent highly desirable

    • Preferred experience:

  • Experience in regulatory transaction reporting in at least two jurisdictions
  • Demonstrable experience in implementing and improving policies and procedures within an Operations environment
  • At least 2-5 years of experience in a financial institution
  • At least 4 years of experience in a transaction reporting function
  • Previous experience participating in CTB initiatives as a business stakeholder
  • Previous experience of preparing risk and control MI

    • Knowledge, technical skills and expertise:

  • Knowledge of CASS requirements
  • Global Markets products knowledge
  • Understanding of operational risk management techniques
  • Strong Excel skills

    • Personal attributes:

  • Team player
  • Resilience
  • Detail oriented
  • High level of integrity

    • The role would suit someone who is:

  • Able to navigate complexity
  • Can work in ambiguity
  • Searchability®

    Reporting Specialist

    Found in: Jooble UK O C2 - 21 hours ago

    Searchability® London, United Kingdom

    Data Migration Engineer · ~ Opportunity for a Data Migration Engineer to join a leading Investment Management company in London · ~6-9 month contract with possibility to extend · ~Offering a day rate of between £400 - £500 per day · ~ Apply online or contact Chelsea Hackett v ...

  • REGnosys

    Reporting Specialist

    Found in: Jooble UK O C2 - 3 days ago

    REGnosys London, United Kingdom

    We are looking for a data modelling specialist with experience in data architecture and data operations for financial services. · We are building the future of data and reporting for financial markets, and we are taking all industry stakeholders with us. · Analyse our clients' ...

  • eTeam

    Reporting Specialist

    Found in: Appcast UK C C2 - 2 days ago

    eTeam United Kingdom

    Key Knowledge / Skills · • Strong written and verbal communication skills including ability to explain complex information with agile development teams, and stakeholders both technical and non-technical · • Expert in industry standard development methodologies and tools · • Ex ...

  • Searchability®

    Reporting Specialist

    Found in: Jooble UK O L C2 - 21 hours ago

    Searchability® London, United Kingdom

    Data Migration Engineer Opportunity for a Data Migration Engineer to join a leading Investment Management company in London6-9 month contract with possibility to extend4 days on-site a week in Central LondonOffering a day rate of between £400 - £500 per dayThis is a Inside IR35 r ...

  • eTeam

    Reporting Specialist

    Found in: Jooble UK O L C2 - 2 days ago

    eTeam United Kingdom

    Key Knowledge / Skills · • Strong written and verbal communication skills including ability to explain complex information with agile development teams, and stakeholders both technical and non-technical · • Expert in industry standard development methodologies and tools · • Exper ...

  • Ashby Jenkins Recruitment

    Reporting Specialist

    Found in: Jooble UK O C2 - 1 day ago

    Ashby Jenkins Recruitment London, United Kingdom

    Are you a Data Migration expert looking for some interim work? · We are delighted to be working once again with a prestigious health charity as they search for a Data Migration Specialist to lead the implementation of their new MS Dynamics CRM. You will be tasked with setting up ...

  • Experian Health

    Reporting Specialist

    Found in: Jooble UK O C2 - 5 days ago

    Experian Health United Kingdom

    We are looking for a Data Migration Specialist to join an experienced, delivery-focused team currently undertaking a data migration as part of a large-scale business transformation programme. This role requires someone with extensive data migration experience within complex busin ...

  • Ashby Jenkins Recruitment

    Reporting Specialist

    Found in: Jooble UK O L C2 - 1 day ago

    Ashby Jenkins Recruitment London, United Kingdom

    Are you a Data Migration expert looking for some interim work?We are delighted to be working once again with a prestigious health charity as they search for a Data Migration Specialist to lead the implementation of their new MS Dynamics CRM. You will be tasked with setting up all ...

  • Europe Arab Bank

    Regulatory Reporting Specialist

    Found in: Appcast UK C C2 - 4 days ago

    Europe Arab Bank London, United Kingdom

    Summary: · EAB is looking to recruit a Regulatory Reporting specialist on a 6-12 month FTC engagement, to support Basel iii implementation. · As the bank uses Vermeg, this hire must be a Vermeg superuser with at least 3 years' experience with the software. · This hire will dec ...

  • Goodman Masson

    Reg Reporting Specialist

    Found in: One Red Cent EUR eFC C2 - 1 day ago

    Goodman Masson London, United Kingdom Full time

    Regulatory Reporting Specialist - Banking - London - 6 Month FTC · Goodman Masson is working with a highly successful and growing Bank. Having consistently developed its finance function throughout 2023, this is a promising and exciting time for the business. They are looking for ...

  • Cameron Kennedy

    Client Reporting Specialist

    Found in: Appcast UK C C2 - 5 days ago

    Cameron Kennedy Greater London, United Kingdom

    Client Reporting Specialist · up to £50000 · London · THE COMPANY · Leading London Based Investment Manager whose Investment Management services in Equity and Fixed Income Strategies make them industry leaders. The company have a long history and this will be a great opportunity ...

  • Europe Arab Bank

    Regulatory Reporting Specialist

    Found in: Ziprecruiter UK C2 - 2 days ago

    Europe Arab Bank London, United Kingdom

    Job Description · Summary: · EAB is looking to recruit a Regulatory Reporting specialist on a 6-12 month FTC engagement, to support Basel iii implementation. · As the bank uses Vermeg, this hire must be a Vermeg superuser with at least 3 years' experience with the software. · ...

  • Cameron Kennedy

    Client Reporting Specialist

    Found in: Ziprecruiter UK C2 - 2 days ago

    Cameron Kennedy Greater London, United Kingdom

    Job Description · Client Reporting Specialist · up to £50000 · London · THE COMPANY · Leading London Based Investment Manager whose Investment Management services in Equity and Fixed Income Strategies make them industry leaders. The company have a long history and this will be a ...

  • Novatus Global

    Transaction Reporting Specialist

    Found in: Ziprecruiter UK C2 - 2 days ago

    Novatus Global London, United Kingdom

    Job Description · Job Title: Transaction Reporting Specialist · Company: Novatus Global · Location: West End, London · About the Role · Novatus Global is seeking experienced Transaction Reporting specialists at Senior Analyst and Manager level. The primary focus of these roles wi ...

  • Novatus Global

    Transaction Reporting Specialist

    Found in: Jooble UK O C2 - 5 days ago

    Novatus Global London, United Kingdom

    Novatus Global is seeking experienced Transaction Reporting specialists at Senior Analyst and Manager level. The successful candidate will play a pivotal role in ensuring that our software solutions remain at the forefront of the market by developing and enhancing coverage and te ...

  • Mason Blake

    Client Reporting Specialist

    Found in: J-Vers UK C2 - 7 hours ago

    Mason Blake London, United Kingdom

    Our client is a leading Global Asset Management firm, renowned for their culture and dedicated approach. Due to continued success, they are now seeking a skilled Client Reporting Specialist to join their dedicated team on a permanent basis. · Reporting directly to the Head of ...

  • Clarity Search Partners Ltd

    Sustainability Reporting Specialist

    Found in: Jooble UK O C2 - 3 days ago

    Clarity Search Partners Ltd United Kingdom

    Sustainability Reporting Specialist - Financial Services Advisory | Top 5 Firm | Dublin · The Client — · Our client, headquartered in Ireland, manages a workforce comprising nearly 3,000 professionals spread across multiple office sites in Ireland, The Isle of Man, Gibraltar, an ...

  • Mason Blake

    Regulatory Reporting Specialist

    Found in: J-Vers UK C2 - 7 hours ago

    Mason Blake England, United Kingdom

    A large city-based Asset Manager is currently seeking to hire a Regulatory Reporting Specialist to join their growing team. · Responsibilities: · Produce and develop operational processes for the delivery of regulatory reporting. · Produce and check daily, monthly and quarterl ...

  • capital

    Transaction Reporting Specialist

    Found in: J-Vers UK C2 - 7 hours ago

    capital London, United Kingdom

    We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of ...

  • TradeStation

    Tax Reporting Specialist

    Found in: Talent UK C2 - 3 days ago

    TradeStation London, United Kingdom Full time

    TradeStation is an · online brokerage firm seeking to level the playing field for self-directed investors and traders, empowering them to claim their individual financial edge. At TradeStation, we're continuously pushing the boundaries of what's possible, encouraging out-of-the- ...