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    Compliance Officer - Newcastle upon Tyne, United Kingdom - IDEX Consulting Ltd

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    Job Description

    Compliance Officer

    Newcastle

    Salary £31,000 + Bonus

    Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team.

    This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.

    Role Responsibilities:

    • Ensure client files are in compliance with regulatory standards and internal policies
    • Files submitted and checked via in house back office system
    • Assistance with answering enquiries from advisers by email and telephone
    • Part of a dynamic team reviewing cases
    • Skills:Strong communication skills, both verbal and written
    • Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be considered)
    • Previous experience in a similar role would be beneficial, although full training provided

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