Jobs
>
London

    Compliance Graduate - London, United Kingdom - JCW

    JCW
    JCW London, United Kingdom

    3 weeks ago

    Default job background
    Description

    Job Title:
    Junior Compliance Analyst (Graduate)

    Location:
    London, United Kingdom

    Company Overview:
    Join our dynamic commodities firm located in the heart of London's financial district.

    We specialize in trading various commodities on global markets and are committed to maintaining the highest standards of regulatory compliance.

    As part of our expansion, we are seeking a Junior Compliance Analyst to join our team.


    Role Overview:

    As a Junior Compliance Analyst, you will play a crucial role in ensuring that our operations adhere to regulatory requirements and industry best practices.

    This role offers an exciting opportunity for someone eager to learn and develop skills in compliance, Know Your Customer (KYC) procedures, and transaction monitoring.

    You will work closely with senior members of the compliance team, gaining valuable experience and training to progress in your career.


    Key Responsibilities:

    KYC Compliance:
    Assist in conducting due diligence checks on new and existing clients to ensure compliance with regulatory standards. This includes gathering and verifying documentation, performing risk assessments, and maintaining accurate records.


    Transaction Monitoring:
    Support the monitoring of trading activities to detect and investigate any suspicious or unusual transactions. Learn to use compliance software and tools effectively to identify potential risks and escalate issues as necessary.


    Regulatory Compliance:
    Stay updated on relevant laws, regulations, and industry guidelines pertaining to commodities trading. Assist in reviewing policies and procedures to ensure they align with regulatory requirements and implementing necessary changes.


    Reporting and Documentation:
    Assist in preparing regulatory reports and documentation as required by regulatory authorities. Maintain organized records of compliance activities and findings for audit purposes.


    Training and Development:
    Take advantage of training opportunities provided to enhance knowledge and skills in compliance practices, regulatory requirements, and industry trends

    Qualifications and Skills:
    Bachelor's degree in finance, business, law, or a related field.
    Experience working in a commodities brokerageEagerness to learn and develop skills in compliance and regulatory matters.
    Prior experience or knowledge of compliance, KYC, or transaction monitoring is a plus but not required.
    We will not be accepting applications for this role via telephone. Please email your CV to
  • Citygrad

    Graduate Compliance Analyst

    1 week ago

    Citygrad London, United Kingdom

    One of the UK's fastest-growing and most exciting financial service companies are looking for bright and motivated graduates to join their Compliance team. Based in arguably the coolest office in London, This company care passionately about two things -fantastic employee satisfac ...

  • Kayman Recruitment

    Graduate Compliance Assistant

    2 hours ago

    Kayman Recruitment London, United Kingdom

    **Graduate Compliance Administrator - Liverpool Street, London - £23,500 to £25,000** · We have an opportunity within a Recruitment Business, specialising in placements within Telecomms, Data and Engineering across the UK, Europe and the US. · Who are we looking for? · - Strong a ...

  • Avomind

    Graduate Compliance Associate

    3 days ago

    Avomind London, United Kingdom

    **About this role** · Our client is composed of ambitious professionals committed to accelerating progress for their clients and helping them make more informed decisions. As a Graduate Compliance Associate, you will be joining a high-performing global team that works closely wit ...

  • Walker Crips

    Graduate Compliance Associate

    1 week ago

    Walker Crips London, United Kingdom

    **Aim and Purpose of the Role**: · **Duties & Responsibilities**: · - Assist with reviewing and updating policies and procedures. · - Staying informed on regulatory rules. · - Assist the Compliance Manager when analysing and interpreting regulatory developments. · - Supporting th ...

  • Page Personnel Finance

    Graduate Compliance Analyst

    1 week ago

    Page Personnel Finance London, United Kingdom

    To work within the compliance team and provide expertise to assess potential and actual risk of financial crime for new and existing clients in order to maintain adherence to our compliance policies and standards. · **Client Details** · Award-winning currency broker, servicing co ...

  • JCW

    Graduate - Compliance

    3 weeks ago

    JCW London, United Kingdom

    Job Title: Junior Compliance Analyst (Graduate) Location: London, United Kingdom · Company Overview: Join our dynamic commodities firm located in the heart of London's financial district. We specialize in trading various commodities on global markets and are committed to maintai ...

  • ● Xapo Bank

    Compliance Graduate Trainee

    1 week ago

    ● Xapo Bank United Kingdom

    Diversity is at the heart of who we are at Xapo Bank. We're a fully distributed team of over 140 Xapiens that work remotely from 40+ countries around the world. · Our beginning: A world that enjoys economic freedom and wealth protection, no matter where you live or who is runnin ...

  • UNCOVER

    Graduate Compliance Assistant

    1 week ago

    UNCOVER London, United Kingdom

    A leading US law firm is looking for a dedicated and detail-oriented Regulatory & Privacy Assistant to join their team in London. · As the Regulatory & Privacy Assistant you will work closely with the Regulatory & Privacy Manager to support a variety of projects related to risk ...

  • AVOMIND

    Graduate Compliance Associate

    1 week ago

    AVOMIND London, United Kingdom Full time

    About this roleOur client is composed of ambitious professionals committed to accelerating progress for their clients and helping them make more informed decisions. As a Graduate Compliance Associate, you will be joining a high-performing global team that works closely with their ...

  • AlphaSights

    Graduate Compliance Associate

    1 week ago

    AlphaSights London, United Kingdom

    About this role · AlphaSights is composed of ambitious professionals committed to accelerating progress for our clients and helping them make more informed decisions. As a Graduate Compliance Associate, you will be joining a high-performing global team (you can learn more about o ...

  • AlphaSights

    Graduate Compliance Associate

    1 week ago

    AlphaSights London, United Kingdom Full time

    About AlphaSights · AlphaSights was born with a purpose: to unlock human knowledge and power success. From our state-of-the-art offices in nine major world cities, we connect business leaders seeking knowledge with the experts who possess it. We're one of the fastest-growing glob ...

  • Canonical

    Graduate ESG Compliance Counsel London 2024

    1 week ago

    Canonical London, United Kingdom Full time

    Canonical is a leading provider of open source software and operating systems to the global enterprise and technology markets. Our platform, Ubuntu, is very widely used in breakthrough enterprise initiatives such as public cloud, data science, AI, engineering innovation and IoT. ...

  • Page Personnel Sales

    Graduate - Regulatory Compliance and Governance

    5 days ago

    Page Personnel Sales City of London, Greater London, United Kingdom

    Our client is a mid-sized company in the financial services sector. They are a leader in their field, with a strong presence in the banking and financial services industry. They pride themselves on their commitment to driving environmental, social and governance (ESG) initiatives ...

  • TFS Healthcare

    Compliance Officer

    1 week ago

    TFS Healthcare London, United Kingdom

    **Compliance Officer - Nursing Recruitment** · After amazing growth within our 11 years, we are now looking for our next generation of top talent to join our rapidly growing compliance team. · This is a fantastic opportunity for an experienced Nursing Compliance Officer to join T ...

  • Marcus Donald People

    Information Security Graduate

    1 week ago

    Marcus Donald People London, United Kingdom

    Marcus Donald are currently looking for a new **Information Security Graduate** for our client in the Financial/Education Industry. · This role plays an important part in meeting our standards, client commitments and regulatory compliance whilst maintaining a business focus and s ...

  • Schroders

    2024 Risk

    1 week ago

    Schroders London, United Kingdom

    Who we're looking for · We're looking for a keen and motivated graduate to join our Risk & Compliance Graduate Programme. · Upholding high standards of conduct and protecting our clients' interests are fundamental to our business. Good governance and risk management are essential ...

  • LMA

    Graduate Role

    1 week ago

    LMA London, United Kingdom

    **GRADUATE POSITION - CUSTOMER DUE DILIGENCE ANALYST** · I am working with a Global diversified financial services firm who are looking for an Operations Professional or recent graduate, to work with the CDD team (Customer Due Diligence). · This will give the right applicant a ve ...

  • BPP Education Group

    Graduation Awards Officer

    5 days ago

    BPP Education Group London, United Kingdom

    **Graduate and Awards Officer** · **Providing excellent support with graduation and certificate services** · Play a key role in supporting with the organising of BPP University Graduation events and managing the development and engagement of the BPP alumni network. The Graduation ...

  • Penguin Recruitment Ltd

    Graduate Occupational Hygienist

    3 days ago

    Penguin Recruitment Ltd London, United Kingdom

    **Graduate Occupational Hygienist** · **Location**: London · **Salary**: £22,000-£32,000 DOE · My client is the UK's leading supplier of inspection, compliance and testing services with offices based across the UK and employees working on a variety of sites within the building co ...

  • Miryco Consulting

    Junior Compliance Assistant

    1 week ago

    Miryco Consulting London, United Kingdom

    London/Gloucester, UK · £30,000 - £40,000 · Miryco is working with a leading Lloyd's Insurance broker in hiring a Graduate Regulatory Interaction Officer to join their Central Compliance team. ...