Jobs
>
London

    Graduate Compliance Associate - London, United Kingdom - AlphaSights

    Default job background
    Description

    About this role

    AlphaSights is composed of ambitious professionals committed to accelerating progress for our clients and helping them make more informed decisions. As a Graduate Compliance Associate, you will be joining a high-performing global team (you can learn more about our Legal & Compliance team by watching a video ) that works closely with our core service delivery teams to ensure our clients are always served to the highest compliance standards while enabling AlphaSights' fast-growing commercial success. You will monitor client requests, develop and implement new policies and compliance products, anticipate possible business roadblocks, train our employees, and provide guidance and advice to our delivery teams on a daily basis. You'll need to think quickly and critically, have meticulous attention to detail, and strong verbal and written communication.

    You'll be working on several short term and long term requests at once, you'll quickly develop effective communication, prioritization, and project and client management skills.

    On a day-to-day basis, you will:

  • Monitor active projects to flag and mitigate potential risks
  • Provide guidance to delivery teams on the projects they are working on
  • Work with the rest of your regional and global team on short and long-term projects to anticipate, develop and set cutting edge industry standards in this rapidly growing sector
  • Collaborate with key internal stakeholders globally to drive progress, behavioral and procedural enhancements
  • Design and implement global operational policies and processes that protect our clients
  • Create and deliver tailored in-person and e-learning trainings to our delivery teams
  • This is a fast-paced, cross-functional role with a clear focus on problem solving, attention to detail, creative thinking, innovation and results. Legal & Compliance Associates who succeed

    What We Look For

    AlphaSights welcomes candidates with different backgrounds and experiences. Here are some qualities that many of our successful applicants possess:

  • The drive and resilience to deliver excellent service amidst tight timelines and changing circumstances
  • Career maturity and alignment – clarity of direction, commitment to getting there and awareness of how Legal & Compliance at AlphaSights fits with your journey
  • People-oriented, emotionally intelligent team player – ability to de-escalate situations patiently and calmly, yet quickly and effectively
  • Strong communication skills – ability to communicate complex topics clearly and effectively both in writing and in person
  • Critical thinkers – comfortable assessing complex situations and making nuanced decisions based on policies and processes
  • Requirements

  • Bachelor's degree, with strong academic credentials in any field and noteworthy extracurricular leadership (2:1)
  • 6 months – 2 years of work experience; preferred in related fields such as law, risk management, consulting, operations or compliance
  • Fluency in written and spoken English is essential
  • Compensation and benefits

  • 4% matched pension contribution on qualified earnings
  • Comprehensive private health insurance coverage and dental insurance
  • 25 vacation days, 8 bank holidays, and business closure over the Christmas break.
  • Option to WFH Fridays
  • State-of-the-art office with amenities in the City of London


  • Barclay Simpson London, United Kingdom

    **Compliance Associate**: · - London · - £70,000 - £80,000 · - Job type: Permanent · - Sector: Asset Management & Funds · - Job reference: JB41244 · Barclay Simpson are currently recruiting for a Compliance Associate to join a globally renowned asset management house. This is rar ...


  • eFinancialCareers London, United Kingdom

    Maldon Partners are recruiting a **Compliance Associate **on a permanent basis for a market leading Fixed income Asset Management firm based in the city. · The firm has a global reach with offices in London and NY and has a current AUM £18bn · Hybrid working is on offer · **The R ...


  • DNA Payments Group London, United Kingdom

    **The opportunity** · We're looking for a Compliance Associate to join our expanding team based in London. Reporting to the Head of Compliance, the purpose of your role is to implement and maintain the firm's 2nd line Compliance Oversight Programme with the support of the Complia ...


  • Millennium Management LLC London, United Kingdom

    Compliance Associate · Principal Responsibilities · - Administer the SMCR certification process including maintaining and improving the process · - Assist with other SMCR processes including reasonable steps · - Provide guidance and assistance regarding SMCR to various internal s ...


  • Millennium Management LLC London, United Kingdom

    Compliance Associate · Principal Responsibilities · - Assist in the maintenance and administration of the Firm's personal account dealing programme including account approvals, trade pre-clearance, reconciliation and monitoring and sampling · - Assist in the maintenance and admin ...


  • Alchemy Prime Limited London, United Kingdom

    **What are we looking for?** · The Compliance Associate will be a member of the Compliance team and will successfully support the Head of Compliance. Your role would be to support all aspect of the MiFID business, including a variety of core compliance areas and technical AML ass ...


  • DNA Payments Group London, United Kingdom

    **The opportunity** · We're looking for a Compliance Associate to join our expanding team based in London. Reporting to the Head of Compliance/MLRO, the purpose of your role is to undertake financial crime risk reviews on DNA Payments systems and controls with the support ofthe M ...


  • Intermediate Capital Group London, United Kingdom

    Job Title: Compliance Associate (12 month FTC) · Location: London, St Pauls · Department Compliance · Reporting to: Compliance Director · ICG Summary · ICG (Intermediate Capital Group) is a FTSE-listed, FCA-regulated alternative asset manager creating sustainable value by partner ...


  • Thriva London, United Kingdom

    At Thriva, we're constantly trying new things to understand how we can improve people's lives by **putting better health in their hands** with **tools they can trust, advice that they can action, and the support to get them there**. · We're rated as the **best preventative health ...


  • Compliance Professionals London, United Kingdom

    **THE COMPANY**: · Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. · **THE RESPONSIBILITIES**: · - Performing, supporting & ...


  • Willow Resourcing London, United Kingdom

    Looking to use your experience with the Ombudsman or the Regulator to move into an in-house Compliance role? · Here's your chance. This is an ideal opportunity to do exactly that in a broad, generalist Compliance role that will provide a fantastic foundation on which to build you ...


  • Compliance Professionals London, United Kingdom

    **THE COMPANY**: · Our client is a prestigious private wealth firm based in the West End. · **THE RESPONSIBILITIES**: · - Review and closure of daily Market Abuse and Transaction Monitoring alerts - working closely with the Front Office to ensure timely closure. · - Escalation to ...


  • eFinancialCareers London, United Kingdom

    In this position you must: · - Be able to review Financial Promotions to ensure compliance with Laws and Regulations globally · - Assist with the review and update of policies and procedures · - Keep up to date with regulatory developments · To be considered for this position you ...


  • Charles Stanley London, United Kingdom

    **Job Purpose**: · To support the Head of Advisory & Complaints with providing advice and guidance to the business, and in ensuring that client complaints are handled promptly and properly. · **Key Areas of Responsibility**: · - Provide advice and support to the business regardin ...


  • Morgan McKinley London, United Kingdom

    Provide Regulatory/Compliance support including but not limited to: · - Assistance with regulatory filings and related compliance requirements · - Maintenance of written policies and procedures whilst contributing to regulatory analysis · - Development and delivery of training to ...


  • Blackstone Group London, United Kingdom

    Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help c ...


  • Avomind London, United Kingdom

    **About our Client** · Our client is the global leader in knowledge on-demand. They connect investors and business leaders with the knowledge they need to succeed. Working from nine cities globally, their 1500+ colleagues provide round-the-clock coverage to the world's top invest ...


  • bakermckenzieuk London, United Kingdom

    **Role Type**:Full-time (willing to consider flexible working arrangements), Permanent · **Role Purpose** · To support all aspects of the Risk & Compliance team's work but would ideally have a particular focus on contract law and data protection. Experience in people-related issu ...


  • Barings London, United Kingdom

    At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collabora ...


  • Synchronicity Group London, United Kingdom

    A well established and highly reputable wealth manager are seeking a Senior Compliance Associate to join their team. This is a London based role with 3 days a week in the office, the rest from home. · Reporting to the Compliance Manager, you will **assist in the delivery of the a ...