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    Compliance Monitoring Analyst - London, United Kingdom - capital

    capital
    capital London, United Kingdom

    6 days ago

    Default job background
    Hybrid
    Description
    We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. We are seeking a Compliance Monitoring Analyst to join our Group Compliance team. The successful candidate will be responsible for ensuring that our firm complies with all its global regulatory requirements and standards.

    Responsibilities:

  • Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and procedures
  • Assisting in the development and implementation of compliance policies and procedures
  • Conducting investigations and reviews of compliance issues, and making recommendations for corrective action,
  • Provide support in creating reports that detail findings to update management,
  • Maintaining accurate records and files of all compliance-related matters,
  • Support the existing team with co-ordinating ongoing compliance projects and thematic reviews.

    • Requirements:

  • 2-4 years of experience in second line compliance within the financial services industry,
  • Knowledge of the global regulatory framework, specifically around CFD and Spread Betting ,
  • Knowledge of global client money regulations particularly in the UK and Europe,
  • Strong understanding of financial services IT systems and controls is preferred,
  • Excellent analytical skills and attention to detail,
  • Strong written and verbal communication skills,
  • Ability to work independently and as part of a team,
  • Strong organisational and time management skills,
  • A Bachelor's degree in a relevant field such as law, finance, business or accounting, is preferred but not essential.

    • In return, you'll get:

  • You will join the Company, that cares about work and life balance,
  • Hybrid type of work (3 days/week from office),
  • Medical Insurance after the probation period,
  • Modern and outstanding equipment,
  • Annual bonuses,
  • Employee referral program,
  • Full annual performance assessment.
    • Be a key player at the forefront of the digital assets movement, propelling your career to new heightsJoin a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.
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