Senior Compliance - London, United Kingdom - Bruin

Senior Compliance

3 hours ago

A well established and highly reputable wealth manager are seeking a Senior Compliance & Financial Crime Associate to join their team. This is a London based role with 3 days a week in the office, the rest from home. · Reporting to the MLRO, you will **assist in the delivery of t ...

Newton, Senior Compliance Officer, Compliance

1 week ago

**Overview** · Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies, absoluteretur ...

Newton, Senior Compliance Officer, Compliance

6 days ago

Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies, absolute return investing an ...

Newton, Senior Compliance Officer, Compliance

1 week ago

**Overview** · Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies, absoluteretur ...

Senior Compliance Officer

1 week ago

- Who Are We? · - Taking care of our customers, our communities and each other. That's the Travelers Promise. By honoring this commitment, we have maintained our reputation as one of the best property casualty insurers in the industry for over 160 years. Join us to discover a cul ...

Senior Compliance Associate

3 hours ago

A well established and highly reputable wealth manager are seeking a Senior Compliance Associate to join their team. This is a London based role with 3 days a week in the office, the rest from home. · Reporting to the Compliance Manager, you will **assist in the delivery of the a ...

Senior Compliance Officer

1 week ago

**Senior Compliance Officer - Property Finance Lender** · A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London. Specialising within BTL and Bridging Finance lending, our client prides itself ...

Senior Compliance Analyst

4 days ago

**Senior Compliance Analyst** · An exciting opportunity has arisen for a Senior Compliance Analyst who is looking to make a move into an international law firm in the heart of London on the high regarded Compliance and Risk team who are dived into working on new business intake, ...

Senior Compliance Officer

3 days ago

Oliver James are partnered with an Insurance client who are seeking a Senior Compliance Officer. · This person will report to the Senior Compliance Manager and support the business on the delivery of the Compliance plan. · Key responsibilities: · - Advising the business on regula ...

Senior Compliance Officer

1 week ago

Senior Compliance Officer | Fintech Payment Company | London/WFH | £Negotiable · Finitas are delighted to be partnered with a globally recognised Fintech Payment company, who are continuing their expansion within the London market. · You will be working with the senior management ...

Senior Compliance Officer

1 day ago

A continually growing Wealth Management firm based in London are looking for a Senior Compliance Officer to join their Compliance team in a newly created role that will focus on Regulatory Projects. · **Main Responsibilities**: · - Identify general regulatory and compliance risk ...

Senior Principal, Compliance

1 week ago

**Overview** · **Overview Of BNY Mellon**: · Compliance and Ethics is an independent organization within BNY Mellon reporting to the Chief Risk Officer (CRO), responsible for helping to ensure the company's businesses maintain appropriate processes to comply with all applicable l ...

Senior Compliance Associate

1 week ago

**THE COMPANY**: · Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. · **THE RESPONSIBILITIES**: · - Undertake daily trade surveillance activities using the firm's automated surveillance tool and investigate ...

Senior Compliance Associate

3 hours ago

Do you have around 4 - 5 years plus compliance experience in an FCA regulated firm? · - Do you have good knowledge of FCA industry standards and regulations, along with knowledge of anti-financial crime related matters (ABC, Fraud, MAR, Sanctions, AML/CTF, JMLSG guidance)? · Seni ...

Senior Compliance Officer

3 hours ago

Title: · Senior Compliance Manager · Rate: · £700 per day · Company: · - Banking - corporate · Type: · Contract · The · SENIOR COMPLIANCE MANAGER · will handle a diverse array of compliance and risk matters assisting the Senior Director of Compliance and Regulatory Relations (the ...

Senior Compliance Officer

3 days ago

**Elevate** is looking for a **Senior Compliance Officer** for a 9-month contract for one of **our customers (a Leading Media Business)** to support the Chief Compliance Officer in managing company-wide compliance with anti-bribery legislation and the relevant policies. To manage ...

Senior Compliance Officer

3 hours ago

AMBITIOUS? · - BRIGHT? · - RIGHT? · - GAM is one of the world's leading independent asset managers. We provide differentiated active investment solutions and products for institutions, financial intermediaries and private investors. · - Together we share a common set of values ro ...

Senior Compliance Manager

6 days ago

MERJE are partnered with a fast growing Wealth Management business on a unique Senior Compliance Manager to be the first Compliance hire and build out the function. · **Responsibilities**: · - Leading on all the various risk & Compliance frameworks in the company · - Working inde ...

Senior Compliance Analyst

1 week ago

**Description** · The Corporate Compliance function, which is part of the Governance, Risk and Compliance Department and acts as a shared service for the entire workforce of the highly regulated global organization. Corporate Compliance is responsible for the creation, implementa ...

Senior Compliance Executive

3 days ago

**About us**: · We invite you to come grow with us. · Research Partnership (part of Inizio Advisory) is one of the world's largest pharma market research and consulting agencies with over 300 researchers, consultants, project managers and support staff. Our teams are located acro ...