CASS Adherence Associate - London, United Kingdom - ubs

    ubs
    ubs London, United Kingdom

    2 weeks ago

    Default job background
    Undefined
    Description
    United Kingdom

    Investment Banking, Operations, Risk

    Investment Bank

    Job Reference #

    290051BR

    City

    London

    Job Type

    Full Time

    Your role

    Do you have an eye for detail? Do you thrive in a dynamic and collaborative environment?

    We're looking for someone like that to:

    • play a central role in ensuring the firm delivers on our Key CASS Regulatory Requirements (including CMAR, CASS Resolution Pack and Banking Exemption adherence)
    • provide CASS relationship management services to relevant areas of the Investment Bank
    • assist with testing a suite of CASS controls to ensure they are designed and operate effectively
    • sustainably enhance the Client Asset Protection control framework
    Your team


    You'll be working in the Client Asset Protection (CASS Adherence) team in London, which is an Operations function within the Investment Bank.

    We are a central oversight function that oversees the Firm's compliance with the Financial Conduct Authority's CASS rules. The role is crucial to successfully maintaining adequate protection for our clients' assets.

    Your expertise


    • ideally 3+ years of CASS experience within an Investment Bank, the regulator or a Big 4 firm
    • a relevant professional qualification (e.g. chartered accountant) could be advantageous
    • experience of working with automation tools such as Alteryx
    • strong analytical skills and a willingness to keep up with industry, regulatory developments and learn new concepts and methods
    • methodical and accurate working approach, ability to meet deadlines
    • confident communicator, able to effectively interact with global colleagues at all levels
    About us

    UBS is the world's largest and the only truly global wealth manager.

    We operate through four business divisions:
    Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

    We have a presence in all major financial centers in more than 50 countries.

    Join us

    At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working.

    Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.


    From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.

    We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.

    Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

    Contact Details

    UBS Business Solutions SA

    UBS Recruiting

    Disclaimer / Policy Statements

    UBS is an Equal Opportunity Employer.

    We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.