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Compliance Associate
Found in: Jooble UK O L C2 - 2 days ago
Black Swan Group London, United KingdomCompliance Associate – Private Credit Firm - LondonCompany Overview:Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant fina ...
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Compliance Associate
Found in: One Red Cent EUR eFC C2 - 5 days ago
Goodman Masson London, United Kingdom Full timeResponsibilities: · Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. · Work with CRO to maintain a compliance culture within the business. · Evolving the framework of compliance monitoring and car ...
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Compliance Associate
Found in: beBee S2 UK - 5 days ago
Barclay Simpson London, United Kingdom Full timeBarclay Simpson are currently recruiting for a Compliance Associate to join a globally renowned asset management house. This is rare opportunity to join a truly high performing team and to advance your career in the compliance space in a company with an exceptional reputation in ...
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Compliance Associate
Found in: Jooble UK O C2 - 1 day ago
Fire Financial Services Limited United KingdomShare · August 24, 2021 · Compliance, Risk & Oversight Officer Shruti Patel is a core part of our London team. We sat down with her to find out what it's like working with Fire, as well as a few fun facts · What does your job involve? · I'm primarily responsible for making sure ...
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Compliance Associate/Senior Associate
Found in: Jooble UK O C2 - 6 days ago
Coopman Search and Selection London, United KingdomCoopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into th ...
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Compliance Monitoring Associate
Found in: Appcast UK C C2 - 5 days ago
Rev & Regs London, United KingdomRev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London. · Responsibilities: · Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan · Identify any gaps or we ...
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Compliance Associate/Senior Associate
Found in: Jooble UK O C2 - 6 days ago
Energy Jobline CVL England, United KingdomRegulatory Compliance Associate · I am recruiting on a permanent basis in the Yorkshire region for a Regulatory Compliance Associate to work within a healthcare business. Responding to market opportunity and business requirements within online and regulated sectors. · Responsib ...
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Compliance Associate, Funds
Found in: One Red Cent EUR eFC C2 - 4 days ago
Bovill London, United Kingdom Full timeBovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them p ...
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Compliance Associate/Senior Associate
Found in: Jooble UK O L C2 - 6 days ago
Coopman Search and Selection London, United KingdomCoopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into th ...
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Compliance Associate, Fraud
Found in: One Red Cent EUR eFC C2 - 6 days ago
Bovill London, United Kingdom Full timeBovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them ...
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Associate Compliance Officer
Found in: Appcast UK C C2 - 3 days ago
Black Swan Group London, United KingdomCompliance Associate – Multi Asset Established Hedge Fund · A unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow ...
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Compliance Associate, Wealth
Found in: One Red Cent EUR eFC C2 - 6 days ago
Bovill London, United Kingdom Full timeBovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them ...
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Compliance Monitoring Associate
Found in: Jooble UK O C2 - 19 hours ago
Rev & Regs Limited United KingdomRev & Regs are recruiting for a Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London. · Responsibilities: · Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan · Identify any gaps ...
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Compliance. Compliance Testing Group, Associate
Found in: Appcast UK C C2 - 2 days ago
Goldman Sachs London, United Kingdom LegalAbout us: · The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities, and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments, and hig ...
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Compliance Monitoring Associate
Found in: Jooble UK O L C2 - 4 days ago
Rev & Regs London, United KingdomRev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London.Responsibilities:Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring PlanIdentify any gaps or weaknesses ...
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Compliance Associate
Found in: Appcast UK C C2 - 3 days ago
Black Swan Group London Area, United KingdomCompliance Associate – Private Credit Firm - London · Company Overview: · Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevan ...
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Associate Compliance Officer
Found in: Jooble UK O L C2 - 3 days ago
Black Swan Group London, United KingdomCompliance Associate - Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you ...
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Compliance Associate with French
Found in: Talent UK C2 - 5 days ago
Theramex London, United KingdomCompliance Associate · Location: London United Kingdom · As a Compliance Associate you will work closelywith the Head of Compliance to uphold Theramexs compliance programin accordance with laws regulations and best practices.Additionally you will assist the Pharmacien Responsable ...
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Compliance Monitoring Associate
Found in: Jooble UK O L C2 - 1 day ago
Meraki Talent Ltd London, United KingdomMeraki Talent are working with an exciting Fintech client in London looking for a Compliance Monitoring Associate to join their growing Compliance function. Key responsibilities include but are not limited to:Undertake regular compliance monitoring in accordance with the annual C ...
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Transaction Compliance Associate
Found in: Talent UK C2 - 4 days ago
Cambridge Associates LLC London, United KingdomTHE OPPORTUNITY · As a unit of the Compliance Department, the Transaction Compliance Associate is responsible for monitoring all portfolios managed by Cambridge Associates Outsourced Chief Investment Officers (OCIOs) for compliance with the firm and client's investment guideline ...
AML Compliance Associate - South East London, United Kingdom - Norton Rose Fulbright LLP
Description
Risk & Compliance Management UK & Europe - London Job DescriptionWe're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world's preeminent corporations and financial institutions with a full business law service.
As well as the relevant skills and experience, we're looking for people who are innovative, commercial and value the work that they do.
We value difference and actively promote a culture of respect for each individual, encouraging and creating inclusion.Our new hybrid working model allows our people to have more flexibility in the way they choose to work from both the office and a remote location, while continuing to deliver the highest standards of service.
We offer a range of family friendly and inclusive employment policies and provide access to programmes and services aimed at nurturing our people's health and overall wellbeing.
NRFLLP is required to comply with all relevant laws and professional obligations in every office.The Compliance Team is responsible for overseeing compliance with those rules in order to avoid penalties and damage to our reputation.
Our London office is currently recruiting for a Senior Risk and Compliance Officer. The role will report to a Risk Advisor.All Risk and Compliance officers work on a roster providing support to a later shift (2pm – 10pm shift) to cover time zones Monday to Friday.
The Firm's business acceptance work covers two primary areas: Managing higher risk conflict queries: undertaking conflict searches, analysing reports, recommending courses of action to senior management and pushing issues to resolutionLiaising with and assisting the Compliance Teams at Norton Rose Fulbright Member Firms in Australia, Canada, USA and South Africa in conjunction with potential conflicts.
Providing training support and on-going assistance to Officers in resolving conflict issuesActing as a point of escalation between Risk and Compliance Officers and Lawyers; providing recommendations and first draft advice on key risk issues
Communicating policy updates; training; and key business updates to Risk and Compliance Officers
Anti-Money Laundering / Sanctions / Risk Analysis
Ensuring that the regulations (such as AML Directives) are adhered to within the Firm
Carrying out research on companies, assessing strategic fit, reputational risk, sanctions exposure on potential clients and matters
Provide critical analysis of Risk assessments on clients and matters (including on matters in high risk jurisdictions)
Assisting Compliance Officers with accurate systems knowledge and technique to navigate and use the firm's global conflicts database.
Providing training and on-going assistance to Risk and Compliance Officers in resolving complex conflict issues
Have an interest in Risk and Compliance with a key interest in developing knowledge of commercial, political and risk issues affecting our business
Excellent aptitude for research and familiarity with online research tools
Sound commercial and risk judgement
At least 2 years' experience working in a compliance / legal function.
Law degree or other relevant qualifications (desirable)
Diversity, Equity and Inclusion
Our new enabled work model allows our people to have more flexibility in the way they choose to work from both the office and a remote location, while continuing to deliver the highest standards of service.
We offer a range of family friendly and inclusive employment policies and provide access to programmes and services aimed at nurturing our people's health and overall wellbeing.
Find more about Diversity, Equity and Inclusion here.If you require any tailored adjustments or accommodations, please let us know here.
