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Compliance Officer
1 hour ago
TFS Healthcare London, United Kingdom**Compliance Officer - Nursing Recruitment** · After amazing growth within our 11 years, we are now looking for our next generation of top talent to join our rapidly growing compliance team. · This is a fantastic opportunity for an experienced Nursing Compliance Officer to join T ...
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Compliance Officer
1 hour ago
Beazley London, United KingdomJob description · Job Title: Compliance Officer · Division: Compliance · Reports To: Head of Licensing and Contracts · Key Relationships: UK and US Compliance Staff, Claims, Underwriting, Broker Relations, Culture & People, Delegated Authorities · Job Summary: Provide advisory su ...
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Compliance Officer
1 hour ago
GCB Recruitment London, United Kingdom**The successful Compliance Officer will be offered**: · - £45,000 - £60,000 (Pro-Rated for Part-Time) · - Great progression opportunities · - Competitive benefits package · **To be considered for the Compliance Officer role you must have**: · - Minimum 5 years' experience in ass ...
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Compliance Officer
1 hour ago
eFinancialCareers London, United KingdomAn exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role based in London. · The role will involve working closely with the front desks, op ...
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Compliance Officer
1 hour ago
Tempest Resourcing London, United Kingdom**Compliance Officer - Education Division - Tempest Resourcing** · **Permanent Role** · **£18,000 - £20,000 per annum** · **Are you an organised person?** · **Can you communicate well with others?** · **Do you work well under pressure?** · **Compliance Officer - Information about ...
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Compliance Officer
1 hour ago
eFinancialCareers London, United Kingdom**PART TIME COMPLIANCE OFFICER (2 DAYS P/WK)** · Temporary (8 months maternity cover) · **The Company**: · Our client is a Fintech start-up, who is a specialist provider of carbon data, analytics, insight and financial products that enable financial institutions to achieve both f ...
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Compliance Officer
1 hour ago
eFinancialCareers London, United KingdomJob Summary · - London · - Permanent · - JN · - Feb 20, 2023 · - £50k - £55k · **Job Description**: · Our client are a leading Global Asset Manager who are looking for a compliance officer to join the growoing compliance team · To assist the Compliance Monitoring team with the e ...
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Compliance Officer
1 hour ago
eFinancialCareers London, United KingdomCity Elite Recruitment are delighted to be working with a globally recognised broker firm who are seeking a Compliance Officer. · **Experience**: · - Energy & Commodity markets compliance essential. · - Solid knowledge of regulatory requirements applicable to energy and commoditi ...
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Compliance Officer
1 hour ago
eFinancialCareers London, United KingdomOur client is a successful global alternatives asset manager. They are hiring a London based Compliance Officer with a focus on supporting on their FATCA and CRS regulations. · Key responsibilities: assist in the development and maintenance of the firm's FATCA and CRS responsibil ...
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Compliance Officer
1 hour ago
Blue Peg Recruitment London, United KingdomAbout the role · Reporting to the Head of Health and Safety and the Head of FM, you will play a key role in the effective and timely delivery of landlord health, safety, and compliance in terms of contractor management, the permit delivery system and the daily management of CAFM ...
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Compliance Officer
1 hour ago
Your World Careers London, United Kingdom**The Role** · **Main Duties and Responsibilities** · - Inbound and Outbound Customer Service Calls · - Front line customer service · - Complete a file of compliant documentation · - Using a CRM database system · - Working to targets · This is a full time role, hours of work are ...
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Compliance Officer
4 days ago
Hudson Belgium United KingdomSecteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...
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Healthcare Compliance Officer
1 hour ago
TFS Healthcare London, United Kingdom**Healthcare - Compliance Officer** · TFS healthcare are a Leading Healthcare recruitment agency. We are currently recruiting for an On-boarding Compliance officer to join our fast-growing team. This role will suit someone who is looking for Hybrid working. · **The main duties of ...
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Junior Compliance Officer
1 hour ago
AJ Fox Compliance London, United KingdomA fantastic opportunity has arisen to join an international law firm as a Junior Compliance Officer. In this role, you will advise and train lawyers and staff at all levels on AML, risk assessments, compliance checks, and file opening procedures. The role will involve liaising wi ...
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eFinancialCareers London, United Kingdom**Overview** · Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies, absoluteretur ...
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Chief Compliance Officer
1 hour ago
Remium Limited London, United KingdomChief Compliance Officer · Location: London, UK · We are a fast-growing payments firm based in London, UK that provides innovative payment and electronic money solutions to clients worldwide and is registered with the FCA as an electronic money institution. Our firm is committed ...
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Senior Compliance Officer
1 hour ago
Pure Resourcing Limited London, United Kingdom**Senior Compliance Officer - Property Finance Lender** · A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London. Specialising within BTL and Bridging Finance lending, our client prides itself ...
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Junior Compliance Officer
1 hour ago
TFS Healthcare London, United KingdomAre you a Compliance Officer with a minimum of 6months experience and are looking for your next full-time opportunity? Look no more · TFS healthcare are a Leading Healthcare recruitment agency. We are currently recruiting for a Compliance officer to join our fast-growing team. Th ...
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Senior Compliance Officer
1 hour ago
eFinancialCareers London, United KingdomGresham Hunt is partnered with a leading US financial services firm in their search for a Senior Compliance Officer (Director level internally) to join their London-based team. · This is an exciting opportunity to deputise the UK Chief Compliance Officer, providing generalist com ...
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Compliance Monitoring Officer
1 hour ago
eFinancialCareers London, United KingdomMy Insurance client is urgently seeking a Compliance Monitoring Officer to assist with the below; · - Provide robust regulatory advice, guidance and support, on all aspects of distribution related activities · - Contribute to the development of the Compliance Department · - Promo ...
Associate Compliance Officer - London, United Kingdom - Black Swan Group
Description
Compliance Associate – Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.
The role will be broad and varied including:
Providing assistance and support to the business on a day to day basis;
Implementation of the risk based monitoring programme;
Reviewing marketing material;
Conducting compliance related training;
Assisting with the oversight of personal account dealing and gifts policies;
Preparing and submitting global position disclosures;
Identifying and dealing with individual approved persons registrations.
Skill Set Required:
This role is ideally suited to a graduate in their first compliance role, looking for their next challenge.
A minimum of 3 years experience is required, gained working for an asset manager of hedge fund in a Compliance role.
Excellent communication skills, both written and verbal.Comes across credibly and professionally.
Understanding of the hedge fund industry.
Strong team player.