- Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan
- Identify any gaps or weaknesses in the Plan and propose remedial actions.
- Assist with scoping, implementing and managing second line testing to ensure alignment with regulatory requirements and business process.
- Discuss and Document all findings with appropriate management
- Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager.
- Support the wider compliance team with ad hoc tasks as required.
- 2-3 Years Compliance Monitoring experience within Financial Services
- Strong understanding of the FCA rules and regulations
- Strong documentation skills
- Ability to access and prioritise workloads whilst ensuring goals are achieved within allocated time frames;
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Compliance Monitoring Associate - London Area, United Kingdom - Rev & Regs
Description
Rev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London.
Responsibilities:
Experience Required:
Location: London
Start: ASAP
If you are interested, please apply today - /