Contract Chief Compliance Officer - United Kingdom - SPEQ Recruitment

Compliance Officer

3 weeks ago

Your opportunity · **Primary Responsibilities**: · - Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations · - Assist with the review of client communications, including financial promotions and cross border distribution ...

Compliance Officer

3 weeks ago

Rothstein Recruitment London, United KingdomPosted 14 minutes ago Hybrid Permanent £40k - £50k · Compliance Officer - Financial Services - Challenger Broker - Key Market Broker · This role reports directly to the Head of Compliance. · Salary - £50k · Hybrid working · Compliance o ...

Compliance Officer

3 weeks ago

**Responsibilities**: · **Description of the Business Line or Department** · The SG Kleinwort Hambros (SGKH) Group Compliance Team sits within the Compliance, Anti-Money Laundering and Financial Crime CPLE function and is responsible for monitoring and advising the business in re ...

Compliance Officer

3 weeks ago

**Compliance Officer**: · - London · - £90,000 - £120,000 · - Job type: Permanent · - Sector: Asset Management & Funds · - Job reference: JB40143 · Barclay Simpson are currently recruiting for a Compliance Officer to join the London office of a globally renowned real estate asset ...

Compliance Officer

3 weeks ago

This role is with a specialist Lloyd's insurance brokerage, one that specialises in a niche, highly-interesting area of the market. · The current compliance officer is moving into a new position with the business and as such, is hiring for her replacement to take the lead on all ...

Compliance Officer

3 weeks ago

Location: · London · - Discipline: · Financial Services · - Job type: · Permanent · - Benefits: · £45,000 - £60,000 (Pro-Rated for Part-Time) · - Published: · - Expiry date: · **The successful Compliance Officer will be offered**: · - £45,000 - £60,000 (Pro-Rated for Part-Time) · ...

Compliance Officer

3 weeks ago

Job Summary: · We operate as a boutique non-bank financial institution broker dealer (non-retail customers) and seek an experienced individual to step into an SMF16 and SMF17 role to help build and support our business and activity. You may currently be reporting to the Head of C ...

Compliance Officer

3 weeks ago

**TRM-International **has an opportunity for a Compliance Officer to become part of a multi award-winning company that is revolutionising the mortgage industry through the use of technology. · **Responsibilities as a Compliance Officer**: · - Developing policies and procedures in ...

Compliance Officer

3 weeks ago

We are working with an IFA firm based in London looking for a Compliance Officer to join their team. This is a permanent position with hybrid working available (up to 2 days working from home). You will assist in the provision of high quality compliancegovernance within a small i ...

Compliance Officer

3 weeks ago

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO, this is a fantastic opportunity for someone who is enthusiastic, proactive and ambitious to take that next step in their career. · Make your mark in Talbot · With office ...

Compliance Officer

2 weeks ago

Job description · Job Title: Compliance Officer · Division: Compliance · Reports To: Head of Licensing and Contracts · Key Relationships: UK and US Compliance Staff, Claims, Underwriting, Broker Relations, Culture & People, Delegated Authorities · Job Summary: Provide advisory su ...

Compliance Officer

3 weeks ago

**Hey** · We are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future. No more flutters on crypto or trading away hard-earned cash on yesterday's biggest tech firm. We are buildin ...

Compliance Officer

3 weeks ago

**Who We Are** · Moneycorp is a thriving dynamic business with an excellent reputation helping Corporate and Private Clients with their FX and International Payments requirements for over 40 years. As a globally expanding business, our footprint covers UK & Ireland, Europe, USA, ...

Compliance Office

3 weeks ago

**Job details**: · **Posted** · 02 May 2023 · **Salary** · Up to £30000 per annum · **Location** · London · **Job type** · - Permanent**Discipline** · - Finance, Head Office & Business Support**Reference** · PR/020523_ · **Contact Name** · Alisha Rauf · **Job description**: · Ar ...

Compliance Officer

3 weeks ago

Job Title: Compliance Officer · Location: London, UK · Job Summary: · **Responsibilities**: · - Assist in the development and implementation of compliance policies and procedures to ensure adherence to regulatory requirements. · - Conduct compliance risk assessments and identify ...

Compliance Officer

3 weeks ago

**About us**: · Emergency Care Locums is based in Cannon Street, London. ECL is a fast-growing recruitment company that specialises in the placement of staff in the medical and nursing sectors on a temporary and permanent basis. · We currently have 2 opportunities for an experien ...

Compliance Officer

2 weeks ago

*PERM ROLE* · Compliance Officer · £60,000-£70,000 · *Hybrid Model* · The Company: · Currently recruiting for a leading bank, based in London. · The Role: · Looking for a Compliance Officer, who possesses a detailed understanding of appropriate legislation, regulation and guidanc ...

Compliance Officer

3 weeks ago

Compliance Officer · **Salary**: £35-40,000 · Report to: Head, Financial Crime Compliance and MLRO · Department: Compliance · Location: Central London, office based role · Start: ASAP · On behalf of our client, an International retail and wholesale bank that services private, cor ...

Compliance Officer

3 weeks ago

HG Group are hiring Compliance Officers to join our fast-growing healthcare team. We're open to experienced compliance professionals or anyone completely new to the sector as we provide full training and support. · Based in the heart of London - a stones throw from Tower Bridge, ...

Compliance Officer

3 weeks ago

My Client are seeking **Compliance Officers** · Take the next step and contact us today, this is your chance to work with the recruitment agency of choice. · We are a household name within the industry and are currently seeking a number of Recruitment Consultants for our Nursing ...