- Documentation for both new and existing clients to ensure compliance with AML and other legal and regulatory requirements.
- Risk assessments of customers and applying the commensurate level or due diligence (i.e SDD, SCDD, EDD) using external sources.
- Interacting with Sales team, LATAM team and other major stakeholders to update them on the progress of client on boarding.
- Customer and account KYC and AML records and perform on-going monitoring.
- A remediation of customer files to ensure information and documentation is correct and current.
- Evaluating the adequacy, comprehensiveness, and effectiveness of the Company's Account Opening and KYC procedures.
- Monthly management information on account opening.
- Compliance in other ad-hoc matters including but not limited to drafting procedures, training and other matters arising from time to time.
- Knowledge of UK AML/KYC regulatory requirements
- Knowledge of UK AML/KYC regulatory requirements
- Passion for for research and detail-oriented
- Excellent interpersonal skills, and a good sense of team goals
- Strong analytical, communication (written and verbal), and observational skills
- English language skills, an additional language such as Spanish or Portuguese would be desirable.
- Hybrid working
- Competitive benefits package including private medical insurance, bonus, share scheme etc
- c£35K
-
Compliance Analyst
3 weeks ago
enable Recruitment City of London, United Kingdom**- Up to £26,000 salary** · **- Hybrid and flexible working** · **- Huge opportunities for training and progression** · We are working with an award-winning Bristol-based Solicitors, to find a Compliance Analyst to join their friendly team You'll be joining an ambitious and fast ...
-
Compliance and Risk Analyst
3 weeks ago
Butler, Bridge & May City of London, United Kingdom**About the job** · Headquartered in London, our client - an international specialty insurance and reinsurance group is seeking a **Senior Compliance and Risk Analyst** to join their Risk Management Team on a maternity cover 3 month contract. · As Senior Compliance and Risk Analy ...
-
Senior Compliance Analyst
2 weeks ago
enable Recruitment City of London, United Kingdom**- £31,800 salary** · **- Hybrid and flexible working** · **- Huge opportunities for training and progression** · We are working with an award-winning Bristol-based Solicitors, to find a Senior Compliance Analyst to join their friendly team You'll be joining an ambitious and fas ...
-
Risk and Compliance Analyst
3 weeks ago
Lewis Row Ltd City of London, United KingdomAn opportunity has arisen for a Compliance Analyst to join an international law firm, in London with hybrid working on a full time, permanent basis. · The Risk and Compliance Analyst will report to the Director of Risk and Compliance and work closely with the firm's regulatory co ...
-
Senior Compliance Analyst
2 weeks ago
Lewis Row Ltd City of London, United KingdomA great opportunity has arisen for two Senior Compliance Analysts to join an International law firm in their risk and compliance team, in London with hybrid or remote working. · The work is principally focused on anti-money laundering, counter terrorist financing ("CTF") and sanc ...
-
Compliance Analyst
3 days ago
Finitas City of London, Greater London, United KingdomCompliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe) · Finitas are delighted to be exclusively partnered with a growing Lloyd's Syndicate in their search for a Compliance Analyst to join their team. This is a newly created role due to good company growth of ...
-
Compliance Analyst
3 weeks ago
Curtis, Mallet-Prevost, Colt & Mosle LLP City of London, United KingdomCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London OfficenAbout the jobnCurtis, Mallet-Prevost, Colt & Mosle LLP (" Curtis "), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The ...
-
Compliance Analyst
2 weeks ago
Finitas City of London, United KingdomCompliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe)nFinitas are delighted to be exclusively partnered with a growing Lloyd's Syndicate in their search for a Compliance Analyst to join their team. This is a newly created role due to good company growth offe ...
-
Compliance Analyst
2 weeks ago
Finitas City of London, United KingdomJob Description · Compliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe) · Finitas are delighted to be exclusively partnered with a growing Lloyd's Syndicate in their search for a Compliance Analyst to join their team. This is a newly created role due to good ...
-
Compliance Analyst
1 week ago
Black Swan Group City of London, Greater London, United KingdomWell established Private Equity Investment Management business are seeking a Compliance Analyst to join their growing team. · All the relevant skills, qualifications and experience that a successful applicant will need are listed in the following description. · Key Responsibiliti ...
-
Compliance Analyst
3 weeks ago
DA Financial Trading Recruitment City of London, United KingdomJob DescriptionA leading FX Trading company in London are looking for a 'Compliance Analyst' to join their team. · Competitive package on offer - salary up to £65k basic plus discretionary bonus, dependant on experience. · Hybrid working, (offices based in city.) · You must be w ...
-
Compliance Analyst Mifid, Emir
3 weeks ago
Taylor James Resourcing City of London, United KingdomOur client is looking for a Compliance specialist with strong Capital Markets knowledge to give specialist advice on detailed regulatory requirements (Transaction Reporting and Best Execution) through to delivering complex regulatory implementation projects. · Our clients range f ...
-
Compliance Analyst
4 weeks ago
Deerpath Capital City of London, Greater London, United KingdomCompany Description · Deerpath Capital is a leading direct lending firm specializing in providing first lien, senior debt financing to middle market companies. Deerpath is focused on providing debt capital for acquisitions, refinancings, ownership transitions and growth capital t ...
-
Senior Compliance Analyst
4 weeks ago
Coopman Search and Selection City of London, Greater London, United KingdomCoopman Search and Selection are delighted to be partnering with a leading hedge fund who have circa $2 billion AUM. · In order to make an application, simply read through the following job description and make sure to attach relevant documents. · As a Senior Compliance Analyst y ...
-
Senior Compliance Analyst
1 week ago
Coopman Search and Selection | B Corp™ City of London, Greater London, United KingdomCoopman Search and Selection are delighted to be partnering with a leading hedge fund who have circa $2 billion AUM. · The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below. · As a Senior Compliance Analyst y ...
-
Senior Compliance Analyst
4 days ago
Wintermann Search City of London, Greater London, United KingdomOur Client is a UK Charity Bank currently searching for a Compliance Analyst to join their Compliance team. · Deliver the Bank's Compliance Monitoring Plan · Support the UK GDPR compliance and act as a delegate to DPO · Maintaining the Compliance records (policies, procedures, ...
-
Compliance Analyst
3 weeks ago
DA Financial Trading Recruitment City of London, United KingdomA leading FX Trading company in London are looking for a 'Compliance Analyst' to join their team. · Competitive package on offer - salary up to £65k basic plus discretionary bonus, dependant on experience. · Hybrid working, (offices based in city.) · You must be working in a simi ...
-
Compliance Analyst
3 weeks ago
Curtis, Mallet-Prevost, Colt & Mosle LLP City of London, United KingdomJob DescriptionCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office · About the job · Curtis, Mallet-Prevost, Colt & Mosle LLP ("Curtis"), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and cor ...
-
Compliance Analyst
3 weeks ago
Curtis, Mallet-Prevost, Colt & Mosle LLP City of London, Greater London, United KingdomCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office · About the job · Curtis, Mallet-Prevost, Colt & Mosle LLP (" Curtis "), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work ...
-
Compliance Analyst
3 weeks ago
Curtis, Mallet-Prevost, Colt & Mosle LLP City Of London, United KingdomCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office · About the job · Curtis, Mallet-Prevost, Colt & Mosle LLP ("Curtis "), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate wor ...
Compliance Analyst - City of London, Greater London, United Kingdom - Executive Network Group
Description
Our client is a small commodities trade house based in the city. They're a highly profitable, entrepreneurial business that are seeking an individual to help strengthen their onboarding team, as they continue to strive for sustainable growth.
Increase your chances of an interview by reading the following overview of this role before making an application.
This opportunity would suit someone who has a passion for research, and who has a creative way in which they can present their findings. This isn't about having particular risk or compliance experience, but more around a desire to learn and want to progress with a business that can offer a lot of exposure, and a progressive career.
What you'll be doing:
