- Documentation for both new and existing clients to ensure compliance with AML and other legal and regulatory requirements.
- Risk assessments of customers and applying the commensurate level or due diligence (i.e SDD, SCDD, EDD) using external sources.
- Interacting with Sales team, LATAM team and other major stakeholders to update them on the progress of client on boarding.
- Customer and account KYC and AML records and perform on-going monitoring.
- A remediation of customer files to ensure information and documentation is correct and current.
- Evaluating the adequacy, comprehensiveness, and effectiveness of the Company's Account Opening and KYC procedures.
- Monthly management information on account opening.
- Compliance in other ad-hoc matters including but not limited to drafting procedures, training and other matters arising from time to time.
- Knowledge of UK AML/KYC regulatory requirements
- Knowledge of UK AML/KYC regulatory requirements
- Passion for for research and detail-oriented
- Excellent interpersonal skills, and a good sense of team goals
- Strong analytical, communication (written and verbal), and observational skills
- English language skills, an additional language such as Spanish or Portuguese would be desirable.
- Hybrid working
- Competitive benefits package including private medical insurance, bonus, share scheme etc
- c£35K
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Compliance Analyst - City of London, Greater London, United Kingdom - Executive Network Group
Description
Our client is a small commodities trade house based in the city. They're a highly profitable, entrepreneurial business that are seeking an individual to help strengthen their onboarding team, as they continue to strive for sustainable growth.
Increase your chances of an interview by reading the following overview of this role before making an application.
This opportunity would suit someone who has a passion for research, and who has a creative way in which they can present their findings. This isn't about having particular risk or compliance experience, but more around a desire to learn and want to progress with a business that can offer a lot of exposure, and a progressive career.
What you'll be doing:
