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    Associate Solicitor-Commercial - City of London, Greater London, United Kingdom - BWD Search & Selection

    BWD Search & Selection
    BWD Search & Selection City of London, Greater London, United Kingdom

    2 weeks ago

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    Description
    Lawyer - Managing Associate, Financial Regulation London

    All potential candidates should read through the following details of this job with care before making an application.

    £90,000 - £115,000 Basic + bonus & benefits.


    Are you a qualified lawyer with significant experience relating to regulatory matters within Wealth Management and Investment Platforms? Do you work for a law firm or financial institution? Your new role would be a challenging permanent opening as a Managing Associate - Financial Regulation based in London, with hybrid working.


    You will be a minimum of 4 Years PQE with a focus on various aspects of retail wealth and investments, including retail customer compliance matters, PE investment, M&A, asset sales, commercial arrangements, distribution, conduct, FCA engagement, capital requirements, remuneration and SM&CR.

    In order to qualify for this excellent opportunity, you will be a qualified lawyer (4+ years PQE) with a background in Financial Regulation as it relates to organisations such as Investment Platforms, Wealth Managers, Custodians and SIPP providers, in addition to the below requirements;


    • A good understanding of the regulatory framework, including regulatory permissions, COBS, CASS, Consumer Duty, EBA and PRA publications on outsourcing and third-party risk, and operational resilience
    • An understanding (and preferably experience) of corporate transactional work and of commercial contracts, and be able to draft related regulatory provisions
    •
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