- Leading on-boarding of new funds and investors
- Act as the main point of contact for Compliance matters for the UK team on behalf of the CCO
- Manage and undertake the preparation of responses to KYC requests from third party banks and advisors
- Drive interactions with the FCA, and ensure the implementation and maintenance of compliance frameworks, processes, and policies
- Support the CCO in reporting all relevant regulatory and compliance matters to the Company's board of Directors
- 7-15 Years' experience within Compliance within a Private Equity or Investment Management context
- Strong knowledge of Compliance regulations pertaining to Private Equity and Real Assets, specifically AIFMD
- Strong knowledge and practical experience of onboarding funds and investors
- Proven experience in Compliance monitoring and controls
- Knowledge of European requirements for AIFs is highly preferable, specifically Luxembourg regulations
- Proven ability as a self-starter
- Strong stakeholder management experience
- Impeccable written and oral communication skills
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Compliance Director - London, United Kingdom - Gresham Hunt
Description
Job Description
Compliance Director
Private Equity
London – Up to £140,000
Gresham Hunt has been retained on an exclusive search for a leading Real Assets Private Equity firm. This is an exciting opportunity to join a dynamic firm that is experiencing a high level of growth.
Our client is a real assets private equity firm, with a global reach and involvement in a strong portfolio of companies and projects. They are looking for a Compliance Director, who will be responsible for the Compliance programme in the UK, with additional support to their global network. This will be a hands-on role, where you will be expected to own compliance responsibilities independently and with minimal direction.
You will be responsible for:
The successful candidate will have:
The successful candidate will be awarded a competitive salary, entitlement to performance bonus, and additional benefits.
Candidates must be based in the UK with full right-to-work. Visa sponsorship is not possible at this time.
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