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    Compliance Director - London, United Kingdom - CBRE

    CBRE
    CBRE London, United Kingdom

    5 days ago

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    Description
    We are thrilled to offer an exciting opportunity to join our dynamic team with an EMEA remit. The team operates across both the Indirect and Direct Strategy platforms, ensuring a diverse and varied role. From engaging with key stakeholders including board members and Fund managers to ensuring compliance monitoring and compliance risk assessments are carried out, this role provides extensive exposure to various aspects of our business. We take pride in our team's diversity, where every member's voice is heard and valued. If you are a multi-tasking problem solver, brimming with stakeholder management capabilities, this role, filled with growth and opportunity, is for you

    Key job elements:

    In this role you will be responsible for a variety of tasks, primarily focused on internal control monitoring, process risk assessments, and outsourcing risk management.

    Key responsibilities:
    • You will be a senior member of the EMEA Compliance function and be the Business partner compliance for the UK AIFM
    • Reports into the EMEA Risk and Compliance senior director
    • Act as a sparring partner and adviser to senior Corporate and Fund management teams in UK and EMEA on all Compliance related matters
    • Will steer and coach two employees based in the UK, and together with the two business partners in the Netherlands and Luxemburg steer the total compliance officers pool through shared resources principles
    • Coordinate and sponsor the Compliance themes you are responsible for within the EMEA Compliance team, and deliver on agreed upon action points for the themes.
    • Conduct compliance risk assessments to identify potential operational and compliance risks and develop strategies to mitigate those risks.
    • Manage reporting for the EMEA Risk Management Committee, ensuring accurate and timely data is delivered from the UK perspective and on Compliance themes as sponsored by you
    • Collaborate with the Operations team in a strategic business, with their role of overseeing third parties; perform compliance risk management in relation to this to ensure adherence to our company's risk management policies and protocols.
    • Coordinate regular regulatory reporting required for the regulated entities in the UK.
    • Coordinate and work with the other business partners in the Compliance team to bring innovative solutions to the processes and procedures as maintained by Compliance.
    • Execute 2nd line of defence activities, providing an additional level of risk control and mitigation.
    • Assist the business with reviewing, updating, and designing key control descriptions, ensuring they are up-to-date and comprehensive.
    • Assist in interpreting, implementing, and developing compliance policies, procedures, and processes.
    • Facilitate the formulation of risk management methodology and implementation of risk management tooling
    • Review investment and Fund or program structuring proposals for compliance with AIFMD and/or MiFID and other regulations and company policies prior to submission to European Investment Committee and other management bodies;
    • Liaise closely with a number of stakeholders in the business such as Legal, Operations, D&T, Asset Managers, and Fund Controllers.
    We are looking for a candidate who is innovative, who has business partnering in their DNA and is able to advise the business on compliance topics, excellent communication skills, and the ability to work effectively in a team environment.

    Competencies
    • Learning on the fly - excellent
    • Relationship building - excellent
    • Problem solving - excellent
    • Analytical skills - excellent
    Professional Education
    • University Master's degree or equivalent. Legal qualification preferred;
    • At least 6 years of professional working experience in the regulatory compliance area most of it gained within a leading institution in the financial services industry;
    • Eager to take on responsibilities and new challenges; ability to interact efficiently with the business and with other functions.
    • Experience gained in an AIFMD and MIFID II regulated real estate (or other asset class) investment management environment;
    • Experience in leading business projects with regard to Compliance topics, such as KYC/CDD and implementing Compliance risk controls-frameworks;
    • Experience dealing autonomously with regulators such as FCA (UK), AFM (Netherlands) and/or CSSF (Luxembourg);
    What we offer you
    • An attractive and performance-related compensation, in line with your background, skills and personal value for the organization and a (discretionary) bonus;
    • An open, cooperative and dynamic company culture;
    • Challenging work in an expanding and global real estate company;
    • Become an integral part of our Legal, Risk and Compliance team, in which your ideas are greatly valued;
    • Many learning & development opportunities and motivated and highly professional colleagues;
    • Modern workplace in the heart of London;
    • (Cash) car allowance;
    • Pension scheme & Life Assurance;
    • Private medical insurance;
    • Two community leave days (leave days that can be used for a 'diversity day' or a 'day to volunteer' or two days to volunteer);
    • 30 days of annual leave + 2 extra days for Christmas.
    We are an inclusive employer and consider diversity to be critical to innovation. People are our greatest resource, and we encourage applicants who partially fit the above criteria to apply if they feel the posting has not captured their relevant strengths . #CBREIM
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