- Responsible for contributing to the design and overall implementation of the Safeguarding Policy Framework across multiple regulated entities
- Develop a regulatory approach across products to provide analysis and enable operational flow of fund models, providing recommendations to meet safeguarding requirements for existing products and new business requirements
- Responsible for oversight of Safeguarding compliance and developing enhancements to manage and remediate breaches, alongside monitoring to satisfy regulatory requirements
- Manage escalations, management information and project updates to Senior Management and committees
- Manage and lead safeguarding related audits working directly with audit firms and regulators, whilst coordinating internally across various departments
- Manage projects to develop and enhance safeguarding related processes and controls with treasury teams to ensure compliance with related policies
- Develop and document Safeguarding Policies to support the framework including including delivery of training materials
- Involvement in wider strategic global expansion and regulatory initiatives within the treasury space
- 7+ years of either treasury, finance, regulatory or risk related experience
- Strong understanding of protection/custodianship of customer assets and related regulatory frameworks (e.g. EMI/PI Safeguarding, CASS or banking)
- Strong communication and influencing skills with an ability to build and leverage cross-functional relationships internally and externally (e.g. audit firms and regulators)
- Good understanding of treasury concepts within financial services firms such as reconciliations, cash management and FX etc including associated risks and controls
- Experience of working through change and implementing new cross-functional processes
- Attention to detail and proactivity crucial
- Experience of line management and track record of supporting career development within teams
- Forward-thinking, adaptable and thrives in a fast paced environment
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Client Asset Manager
4 days ago
Empirical Search Limited London, United KingdomOur client, a leading Payments business, are seeking a motivated Head of Safeguarding and Client Assets to join their Treasury team. The successful candidate will be working on the buildout and deepening of Safeguarding capabilities globally. · In response to the continued scali ...
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Client Asset Management Associate
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Mason Blake London, United KingdomOur client, a highly regarded institutional asset management firm is looking to hire an ESG Engagement Associate with a specialist climate focus. The successful candidate will be responsible for shaping the firm's response to the climate challenge and the firm's Net Zero commitme ...
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Head of Safeguarding and Client Assets
5 days ago
Empirical Search Limited London, United KingdomOur client, a leading Payments business, are seeking a motivated Head of Safeguarding and Client Assets to join their Treasury team. The successful candidate will be working on the buildout and deepening of Safeguarding capabilities globally. · In response to the continued scali ...
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Client Asset Management Associate
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Blackrock, Inc. London, United KingdomBlackRock is a leading asset management firm and a premier provider of global investment management, risk management, and advisory services. · The Global Product Solutions (GPS) team is responsible for product strategy, development, and range management activities for EMEA poole ...
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Client Asset Management Associate
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Arrow Global Group London, United KingdomThe Origination and M&A Team blends local and central resources. Our servicing platforms have deep, local expertise and are supported by our central, Origination team that coordinates deal-flow, and a specialised Underwriting team. · Builds a diverse set of differentiated, off-m ...
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St. James's Place United KingdomAdministrator - Client Asset Sourcebook (CASS) · St. James's Place (SJP) works inpartnership to plan, grow and protect our clients' financial futures. Wedeliver personalised, face-to-face financial advice to our clients, who trustus to manage their money to reach their goals. We ...
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Property Asset Manager, Client Side
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We Recruit Group London (Greater), United Kingdom Full timeRetail & Leisure Commercial Property Management Surveyor (Senior Surveyor) - Fast Growing Investment Firm · As a result of continued growth, we are seeking to hire a Senior Surveyor with a background in Commercial Property Management, to take on a national retail & leisure portfo ...
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Maldon Partners London, United KingdomJob Description · Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market leading Fintech based in London. · The firm has been around for over a 20years however has recently launched a new platform in which their clients ...
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Maldon Partners London, United Kingdom Full timeMaldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market leading Fintech based in London. · The firm has been around for over a 20years however has recently launched a new platform in which their clients can trade across m ...
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Maldon Partners London, United KingdomMaldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market leading Fintech based in London.The firm has been around for over a 20years however has recently launched a new platform in which their clients can trade across mult ...
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FXCM London, United Kingdom Regular Full timeJob Details Purpose of Role To manage all aspects of Client Money and Assets ("CMA") safeguarding for all regulated entities within the Stratos Group. · To be the subject matter expert on CMA and be the main point of contact for the Executive Board, Audit Committees and Senior ...
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Client Facing – Property Asset Management – Up to –
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Invictus Group London (Greater), United Kingdom Full timeClient Facing – Property Asset Management – Up to £55k – London/Manchester · An opportunity has arisen within a leading property consultancy working on one of their high profile client accounts. This opportunity will give property managers the opportunity to work directly with as ...
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Goldman Sachs London, United KingdomClient Portfolio Manager role: · Goldman Sachs Asset Management's Green, Social & Impact Bonds team is seeking a Client Portfolio Manager based in London to join a team of 2 senior professionals to provide investment solutions to meet each client's individual investment objective ...
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Goldman Sachs London, United Kingdom Full timeAsset Management Division (AMD) · The Asset Management Division is made up of Goldman Sachs Asset Management (GSAM) and Goldman Sachs' Merchant Bank and brings together Goldman Sachs' primary long term principal investing capabilities with the traditional money managing arm of t ...
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Goldman Sachs London, United Kingdom Full timeAsset Management Division · The Asset Management Division is made up of Goldman Sachs Asset Management (GSAM) and Goldman Sachs' Merchant Bank and brings together Goldman Sachs' primary long term principal investing capabilities with the traditional money managing arm of the fi ...
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Maldon Partners London Area, United KingdomMaldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market leading Fintech based in London. · The firm has been around for over a 20years however has recently launched a new platform in which their clients can trade across m ...
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Goldman Sachs London, United KingdomAsset Management Division · The Asset Management Division is made up of Goldman Sachs Asset Management (GSAM) and Goldman Sachs' Merchant Bank and brings together Goldman Sachs' primary long term principal investing capabilities with the traditional money managing arm of the fi ...
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Goldman Sachs London, United KingdomAsset Management Division (AMD) · The Asset Management Division is made up of Goldman Sachs Asset Management (GSAM) and Goldman Sachs' Merchant Bank and brings together Goldman Sachs' primary long term principal investing capabilities with the traditional money managing arm of t ...
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Goldman Sachs Group, Inc. London, United KingdomAsset Management Division · The Asset Management Division is made up of Goldman Sachs Asset Management (GSAM) and Goldman Sachs' Merchant Bank and brings together Goldman Sachs' primary long term principal investing capabilities with the traditional money managing arm of the fir ...
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Goldman Sachs London, United Kingdom Full timeGoldman Sachs Asset Management · A career with Goldman Sachs Asset Management is an opportunity to help clients across the globe realize their potential, while you discover your own. As part of one of the world's leading asset managers with over $2 trillion in assets under supe ...
Head of Safeguarding and Client Assets - London, United Kingdom - Empirical Search
Description
Role Description
Role Requirements
Head of Safeguarding and Client Assets professionals in London
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Joshua Dacres-Hylton
iOS Developer
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RACHELADURAGBEMI ABE
A dynamic individual with excellent communication, interpersonal and analytical skills and a wealth ...
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Chia Jou Chen
5+ Years in Journalism · Top Sales Award 2021 (Uhomes) · English & Mandarin Fluent · Ambitious/Innov ...
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Wing Yeung Choi
Supermarket Assistant
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Jourdane Bennett-Thompson
Executive Assistant
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Sareena Anchu Kandathil
Head of Trade Finance and Operations