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    Group Client Money and Assets Oversight Manager - London, United Kingdom - Maldon Partners

    Maldon Partners
    Maldon Partners London, United Kingdom

    6 days ago

    Default job background
    Description


    Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market leading Fintech based in London.

    The firm has been around for over a 20years however has recently launched a new platform in which their clients can trade across multiple asset classes all from one place.

    The company prides itself on treating its staff well as shown by the fact that many of the C-Suite employees have been with the business for over 10years.

    This role is also available due to an internal promotion.
    The ideal candidate will have several years of experience in a CASS Oversight function and managing CASS Teams.

    Hybrid working 3 days in the officeThe Role:

    The main purpose of the role is to manage all aspects of Client Money and Assets (CMA) Safeguarding for all of the firms regulated entities.


    Responsibilities will include but not be limited to:

    To be the subject matter expert on CMA and be the main point of contact for the Executive Board, Audit Committees and Senior ManagementDevelop and maintain the governance framework to ensure full compliance with CMA regulatory requirements in all jurisdictions.

    Manage the Client Money Team and ensure the accurate and timely production of their deliverables on a daily, monthly, quarterly and annual basis.

    Manage the client money audits for all regulated entitiesEnsure timely submission of the CMAR and other CMA related submissions.

    Contact for regulatorsOversee All appropriate trainingCreating and maintaining policies and proceduresProvide technical advice on CASSAd hoc projectsExperienced Required:
    Extensive knowledge and experience of CASS governance (CASS 6 & 7) in a similar financial services/securities institution.

    Experience of managing CMAR Audit relationshipsPrevious team management experienceExcellent interpersonal skills and experience working with boards of directorsDemonstrated understanding of FCA rules and regulationsHigh degree of computer literacy in MS Office (Excel must be advanced with ability to use look ups and pivot tables).

    Experience of the CASS Oversight Functions (CF10a)

    DESIRABLESalary:

    The Group Client Money and Assets Oversight Manager role has a base salary of circa £85,000 - £110,000 depending on experience plus excellent benefits and bonus package (some flex on this)Hybrid working is also on offer.

    *Please note only candidates who meet the above criteria will be contacted
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