Jobs
>
London

    CASS Oversight Manager - london, United Kingdom - Cameron Kennedy

    Cameron Kennedy
    Cameron Kennedy london, United Kingdom

    3 weeks ago

    Default job background
    Accounting / Finance
    Description

    CASS Oversight Manager

    up to £ Bonus + Benefits

    London – Hybrid

    THE COMPANY

    They are a leading Investment Manager who are looking to add a new member to there team due to expansion .

    Aim and purpose of the role:


    • Support upholding the firm's CASS Oversight Framework to help the firm achieve compliance with the

    FCA's CASS regulations


    • Relevant experience focussed on Client Money Oversight (+ Custody Assets optional)


    • Regularly attend and lead in preparing documentation for CASS Governance meetings


    • Provide oversight and direction across the wider CASS Operations team, including a focus over CASS reconciliations and reporting requirements

    Key responsibilities:

    Main focus:

    · Regularly prepare appropriate CASS Management Information

    · A key contact point for the CASS Audit in preparation and delivery management

    · Monitor and provide regular updates over CASS policy, procedure and process map documentation

    · Help to ensure the firms' CASS Resolution Pack remain complete and fit for purpose

    · Help to ensure CASS risks are captured appropriately as part of the firm's Risk Matrix

    · Help to ensure monthly CMAR preparation and submission in line with new rules or guidance

    · Support or take a lead in ad hoc CASS Enhancement projects project work (e.g. internal control testing

    + deep dive analysis across identified operational issues)

    · Help to ensure CASS incidents/breaches are appropriately recorded, reported, and escalated and root cause analysis is performed to prevent future recurrence

    · Help to support and encourage CASS awareness across all areas of the firm's Operations

    · Take ownership of specific actions with the firm's CASS Enhancement Plan

    · Support assistance with internal auditors and Compliance Monitoring Program

    · Help to ensure corrective measures are taken to enhance controls, resolve weaknesses and automate for better effectiveness

    · Support the technical support required for external CASS consulting services

    Personal Specification:


    • Experience within Investment management sector


    • Knowledge of FCA Client Asset (CASS) rules and Risk Management within financial services


    • Ability to assess risks, evaluate impact and develop appropriate/proportionate responses


    • Attention to detail, organised with problem solving and analytical skills


    • Experience with investigations, developing processes/procedures and executive level report writing


    • Proactive to improve what's currently in place using working relationships with stakeholders


    • Good knowledge of MS Office skills in Word, Excel and PowerPoint


    • Good communicator with ability to engage positively with colleagues at all levels and third parties


    • Hybrid working in the office 2 or 3 days per week minimum

    If you are interested please apply or contact Patrick Barnett for a confidential discussion on or email him at

  • eFinancialCareers

    Transfer Agency Oversight Manager

    3 weeks ago

    eFinancialCareers London, United Kingdom

    **Key Responsibilities** · - Manage the oversight of the Transfer Agency operations performed by outsource partners. This may include: · - Ensure first line monitoring is conducted in accordance with the third party's SLA to ensure that services are provided to agreed standards a ...

  • eFinancialCareers

    Specialist, Regulatory Oversight Management

    3 weeks ago

    eFinancialCareers London, United Kingdom

    **Overview** · Key responsibilities include: · - Providing support to the IM business by monitoring IM's compliance with the Operational Risk Management and Compliance Frameworks and policies; communicating Risk & Compliance policy changes, Risk Management Platform functional cha ...

  • Nationwide Building Society

    Risk Manager Oversight

    3 weeks ago

    Nationwide Building Society london, United Kingdom

    We're navigating significant change at Nationwide. It's an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. · At the same time we are investing in the Operatio ...

  • eFinancialCareers

    Operational Controls Oversight Manager

    2 weeks ago

    eFinancialCareers London, United Kingdom

    Responsibilities: · - Producing controls MI on behalf of the global business to support the delivery of the Operational Risk and Controls Methodology (ORCM) Framework. · - Continuing to build the ORCM / iCARE brand by working shoulder to shoulder with business partners and delive ...

  • LegalAndGeneral

    Assurance and Oversight Manager

    4 weeks ago

    LegalAndGeneral London, United Kingdom Full time

    Job Description · We're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in London · You'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You' ...

  • Aviva

    CASS Oversight Manager

    1 week ago

    Aviva London, United Kingdom

    CASS Oversight Manager – Salary – national: circa £55,000 – London: circa £65,000 · This is a great opportunity for a proactive CASS (Client Assets Sourcebook) expert to develop further in their career and join an exciting and complex organisation If you are meticulous self-start ...

  • State Street

    Trade Management Oversight

    3 weeks ago

    State Street London, United Kingdom Full time

    ob Description Your role at a glance · Are you looking for an entry level role that is technically challenging? Do you want a future that allows you to develop commercial acumen alongside your technical skills? Are you keen to have the opportunity to progress in a breadth of ro ...

  • eFinancialCareers

    Portfolio Oversight and Management Support Analyst

    3 weeks ago

    eFinancialCareers London, United Kingdom

    **_Job Summary_** · Barings Operations team has an opening for a motivated individual who would like to join our innovative team of financial professionals. · **_Primary Responsibilities_** · **Portfolio Oversight and Fund Accounting**: · - Providing regular and ad-hoc support to ...

  • NATIONWIDE BUILDING SOCIETY

    Risk Manager Oversight

    4 days ago

    NATIONWIDE BUILDING SOCIETY London, United Kingdom

    We're navigating significant change at Nationwide. It's an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. · Make sure to apply quickly in order to maximise y ...

  • Cameron Kennedy

    CASS Oversight Manager

    4 days ago

    Cameron Kennedy London, United Kingdom £65,000

    Job Description CASS Oversight Manager · up to £ Bonus + Benefits · London – Hybrid · THE COMPANY · They are a leading Investment Manager who are looking to add a new member to there team due to expansion . · Aim and purpose of the role: · • Support upholding the firm's CA ...

  • NATIONWIDE BUILDING SOCIETY

    Risk Manager Oversight

    6 days ago

    NATIONWIDE BUILDING SOCIETY London, United Kingdom

    We're navigating significant change at Nationwide. It's an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. · Make sure to apply quickly in order to maximise y ...

  • Legal and General

    Assurance and Oversight Manager

    3 weeks ago

    Legal and General London, United Kingdom

    Company Description · Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build ...

  • Nationwide Building Society

    Risk Manager Oversight

    3 weeks ago

    Nationwide Building Society london, United Kingdom

    Job DescriptionWe're navigating significant change at Nationwide. It's an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. · At the same time, we are investing ...

  • eFinancialCareers

    Head of Capital Risk Oversight Senior Manager

    3 weeks ago

    eFinancialCareers London, United Kingdom

    Join us as Head of Capital Risk Oversight Senior Manager · - In this high-profile role, you'll be empowered to make decisions on day-to-day compliance matters and escalate where appropriate · - You'll have the opportunity to develop and deploy a holistic risk skill set, while act ...

  • Nationwide Building Society

    Risk Manager Oversight

    4 days ago

    Nationwide Building Society London, United Kingdom

    Job Description We're navigating significant change at Nationwide. It's an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. · At the same time we are investi ...

  • Cameron Kennedy

    CASS Oversight Manager

    3 weeks ago

    Cameron Kennedy Camden Area, United Kingdom

    CASS Oversight Managernup to £ Bonus + BenefitsnLondon – Hybrid · THE COMPANYnThey are a leading Investment Manager who are looking to add a new member to there team due to expansion . · Aim and purpose of the role:n · • Support upholding the firm's CASS Oversight Framework to he ...

  • Legal & General

    Assurance and Oversight Manager

    4 weeks ago

    Legal & General London, United Kingdom

    Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build a better society. We s ...

  • Nationwide Building Society

    Risk Manager Oversight

    3 weeks ago

    Nationwide Building Society Camden Area, United Kingdom

    We're navigating significant change at Nationwide. It's an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. · At the same time we are investing in the Operatio ...

  • M&G

    Investment Manager Oversight Analyst

    2 weeks ago

    M&G London, United Kingdom Full time

    We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role. · The Role: Investment Manager Oversight Analyst · The Manager Oversight Team is the specialist Inv ...

  • Nationwide Building Society

    Risk Manager Oversight

    3 weeks ago

    Nationwide Building Society Camden Area, United Kingdom

    We're navigating significant change at Nationwide. It's an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. · At the same time, we are investing in the Operati ...