- Creating, implementing and maintaining an assurance framework and assurance delivery plan; defining the approach to assurance activities and assessing the assurance needs for the division
- Undertaking 1st line assurance activities including observation of process delivery, controls testing, desk-based reviews and thematic assessments to determine process effectiveness/improvement enabling the LGC senior leadership team to understand and rectify risk exposures
- Reporting relevant findings from all assurance activities to key governance forums including Operations Committee, Operating Committee, Operational Risk Committee and Risk Committee to ensure relevant information is made available and enables them to fulfil their duties
- Owning and maintaining the oversight framework for LGC and ensuring it is embedded in LGC's operational activity; updating as necessary, to support risk management activities related to third parties
- Undertaking Operations' allocated oversight activity and/or coordinating this within the wider Operations team to ensure completeness of the framework and discharging Operations' duties within it
- Undertaking periodic reporting to relevant governance forums regarding the effectiveness of the oversight framework, its application and any improvement required, to allow reliance to be placed upon it
- Working with Data and IT colleagues to identify digitisation enhancements to improve the effectiveness and efficiency of the assurance and oversight frameworks and progress this as relevant
- Ensure alignment to Group and Divisional teams as relevant (including GIA, Compliance and Risk) to avoid duplication and/or adapt approach accordingly
- You'll be well versed in assurance/audit activities, including associated assurance tools and techniques
- A good awareness of oversight activities and experience in working with third parties
- Experience of working with colleagues across a variety of seniority levels and tailoring messaging to reflect the audience
- Perhaps you're not currently a manager but you're looking to make the step up into such a role?
- Financial Services/Asset Management experience would be a huge plus
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Assurance and Oversight Manager - London, United Kingdom - Legal and General
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Description
Company Description
Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build a better society. We seek opportunities to invest in sectors most in need of investment and innovation, such as residential housing, large-scale urban regeneration and future cities. We're backing investment in infrastructure and clean energy, and in start-up businesses to drive innovation and growth across the UK. We're building partnerships between the public sector and institutional investors to accelerate housing delivery, create jobs, support local businesses and transform communities. This helps to create new asset classes for Legal & General's varied investment requirements, our partners and the wider marketplace. Job Description We're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in London You'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You'll also be responsible for maintaining a robust 1st line assurance function that challenges LGC to operate at its highest possible level, through assurance testing and consultancy activity. If you are looking for a role where you can shape our strategy in this space then this could be the ideal next move for you We will consider applications from all over the UK however there is an expectation to travel into our London office. What you'll be doing