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    Legal Adviser or Policy Adviser - London, United Kingdom - Bruin

    Bruin
    Bruin London, United Kingdom

    2 weeks ago

    Default job background
    Description
    Legal & Compliance Advisor
    Permanent, full-time

    Salary:
    Competitive + Bonus + Benefits
    Chief Legal & Compliance Director


    WFH:
    3 Days office-based


    This is a newly created appointment to support the legal and compliance function of a busy privately owned investment manager.

    The ideal candidate could be a Senior Paralegal or Legal Advisor with strong compliance experience who is interested in working in a broad dynamic role.

    Assist with drafting and reviewing legal documents such as contracts, memorandums and agreements, liaising with various third parties and senior management
    Work across all departments, ensuring compliance with applicable processes and regulations issued by regulatory bodies and best practices
    Work with the Head of Legal & Compliance to ensure policies and procedures are updated in line with current legislation and best practice
    Responsibility for Companies Act compliance, including Companies House filings as well as overseeing overseas statutory and regulatory compliance and filings as appropriate
    Support the maintenance of Personal Holdings data and files
    Assist team in drafting and submitting regulatory filings
    Previous paralegal experience in an investment management firm ideally, or experience within a financial service or a law firm covering a wide variety of duties
    Previous experience supporting compliance is essential for this role
    Knowledge and awareness of laws, regulations, and legal procedures within a small asset management firm
    Demonstrated skills in legal research and document drafting
    Our ambition is simple – to do our best for our people, clients and communities.

    We are determined to make a positive difference at work and beyond - this starts with hiring the best talent without consideration of race, religion, colour, national origin, age, gender, sexual orientation, marital status or disability.

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