- Assist the Head of Audit with the respective Portfolio, risk universe sections, risk assessments and audit plans.
- Ownership of the assigned area of responsibility during the engagement and manage the stakeholders (both internally and externally). May have responsibility to work on multiple engagements concurrently.
- Help and support Head of Audit in planning engagements, identify relevant key risk areas and produce quality Audit Planning Document.
- Ensure that all internal and external deliverables are timely produced as per EIAO methodology and standards.
- Devises effective and efficient tests of key controls, executes and documents audit work and concludes on the results of audit tests and overall effectiveness of controls.
- Escalates audit issues to senior management. Interacts with auditee and audit team to develop and negotiate solutions.
- Assess regulatory requirements and trends in financial markets and incorporate this into continuous monitoring activities. Deliver continuous monitoring assignments for agreed audit entities under the supervision of Head of Audit.
- Maintain constructive relationships with stakeholders so that audit planning and delivery is achieved smoothly and professionally.
- Follows up on issues to ensure satisfactory closure of Management Action Plans. This will involve the testing of remediated controls before closure of issue.
- Assist the Head of Audit in preparing management information and third-party submissions.
- Work collaboratively with all internal audit colleagues regionally and globally.
- From time to time, may also be required to take a team role in EIAO's strategic initiatives e.g. a working group.
- Internal Audit experience gained in financial services industry.
- Coverage of conduct and compliance risks,
- Previous experience in at least one of the Core Compliance areas – Advisory, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade Surveillance, Regulatory Change processes, Data Privacy and Quality Assurance
- Excellent understanding of risk-based auditing methodology.
- An understanding and appreciation of conduct risks and controls in first and second lines of defence.
- An understanding of global regulation requirements for markets business e.g. audit work conducted across Conduct, Market Abuse, MiFID, Volcker etc. Ability to work well as part of a small, focused audit team.
- Good written and verbal presentation skills.
- Excellent interpersonal and communication skills
- Confident, motivated self-starter
- Results driven, with a strong sense of accountability
- The ability to operate with urgency and prioritise work accordingly
- Strong decision-making skills, the ability to demonstrate sound judgement
- A structured and logical approach to work
- A creative and innovative approach to work
- The ability to manage material workloads and tight deadlines.
- Excellent attention to detail and accuracy
- A calm approach, with the ability to perform well under pressure
-
Senior Audit Manager/Audit Manager/Audit
Found in: Jooble UK O C2 - 4 days ago
PwC London, United KingdomWithin London Audit, you'll have the opportunity to work across a diverse portfolio of clients, from owner managed businesses, private equity backed companies, up to large multinational and listed groups. We work with well known clients across a broad range of industries includin ...
-
Senior Audit Manager/Audit Manager/Audit
Found in: Jooble UK O C2 - 4 days ago
Pro-Recruitment London, United KingdomAudit Manager - Tech/FS · 62,000 - £74,000 + Bonus · A client of ours, a Top 20 firm based in central London is keen to grow their Tech/FS team by recruiting for an Audit Manager to work on a number of their high profile clients, including a number of listed entities. · You wi ...
-
Audit Manager
Found in: Ziprecruiter UK C2 - 2 days ago
Mazars London, United KingdomJob Description · In Audit, you will join a growing team of over 1,100 relationship driven, curious, problem solvers who add value to their clients on a daily basis. Our Audit Teams provide audit assurance services which are vital to our clients' business controls, shareholder co ...
-
Audit Manager
Found in: Talent UK 2A C2 - 1 day ago
myGwork London, United Kingdom Full timeThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. · Job Description: · Job Title: Audit Manager · Corporate Title: VP · Location: London · Company Overview: · At Bank of America, we are guided by a common purpose t ...
-
Audit Manager
Found in: One Red Cent EUR eFC C2 - 1 day ago
Paritas Recruitment - Audit London, United Kingdom Full timeAudit Managers are expected to provide advice and influence change to enhance the firm's corporate governance, risk management and internal control environment, ultimately providing assurance to the Board and senior stakeholders. · This position will primarily focus on auditing t ...
-
Audit Manager
Found in: One Red Cent EUR eFC C2 - 2 days ago
Morgan McKinley London, United Kingdom Full timeA top 10 Accountancy firm, based in the heart of the financial district in London, is recruiting an Audit Manager in their insurance audit team. The firm have an extremely well-established client base within this area and will offer clear and achievable targets to ensure you can ...
-
Audit Manager
Found in: One Red Cent EUR eFC C2 - 4 days ago
Paritas Recruitment - Audit London, United Kingdom Full timeA leading Investment Bank are looking to hire an Audit Manager (AVP)- Core Compliance into their expanding team in London. · Seeking applicants who are subject matter experts in Core Compliance, although an audit background would be preferred it is not essential. Previous Investm ...
-
Audit Manager
Found in: Click to Hired UK C2 - 1 day ago
Absolute Executive Search London, United Kingdom Full time· Absolute Executive Search are delighted to be partnered with a Top 10 Accountancy Practice who are looking for an experienced Audit Manager to join their growing London audit department, where you will manage your own client portfolio. You will be joining a friendly and suppor ...
-
Audit Manager
Found in: One Red Cent EUR eFC C2 - 19 hours ago
Paritas Recruitment - Audit London, United Kingdom Full timeA leading Insurance firm are looking to hire an Audit Manager within their London office. · The hiring manager wishes to speak with applicants with Life Insurance audit experience from a consultancy or internal audit background, applicants who have any actuarial experience will b ...
-
Audit Manager
Found in: One Red Cent EUR eFC C2 - 1 day ago
Paritas Recruitment - Audit London, United Kingdom Full timeA leading Asset Management firm are looking to hire an Audit Manager within their London office. · Seeking applicants with previous asset management audit experience (internal or external), the successful incumbent will join a team of 6. · Audit exposure includes: Financial Crime ...
-
Audit Manager
Found in: One Red Cent EUR eFC C2 - 11 hours ago
Paritas Recruitment - Audit London, United Kingdom Full timeAudit Managers are expected to provide advice and influence change to enhance the firm's corporate governance, risk management and internal control environment, ultimately providing assurance to the Board and senior stakeholders. · Applicants should hold a professional audit qual ...
-
Audit Manager
Found in: Talent UK 2A C2 - 3 days ago
Ambition Europe Limited London, United KingdomAudit Manager - Top 30The FirmWe are currently working with a highly established Top 30 firm, who are looking for an audit manager to join their growing team.The firm are dedicated to providing high quality work for their clients, and incredibly focussed on their own staff, and m ...
-
Audit Manager- Financial Audit
Found in: Jooble UK O C2 - 1 day ago
Sayer Vincent London, United KingdomAudit Manager - Charities and Social Enterprises · Hi, We're Sayer Vincent and we're not your typical audit firm · We've been around for quite a while... established in 1983 by three accountants committed to social justice they saw the need for dedicated specialist audit and adv ...
-
IT Audit Manager
Found in: Jooble UK O C2 - 4 days ago
Energy Jobline ZR London, United KingdomIT Audit Senior Manager- Data Privacy · £87k-£108k + 20% bonus + £7,500 car allowance · Hybrid Working- 50% · Travel Globally up to 20% · Our IT Audit Senior Manager for Data Privacy will oversee complex-level professional internal audit work across all The Client segments wit ...
-
Audit Manager
Found in: One Red Cent EUR eFC C2 - 1 day ago
BDO UK LLP London (Greater), United Kingdom Full timeIdeas | People | Trust · We're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. · We work with the companies that are Britain's economic engine - ambitious, entrepreneurially- ...
-
Audit Manager
Found in: One Red Cent EUR eFC C2 - 10 hours ago
BDO UK LLP London (Greater), United Kingdom Full timeIdeas | People | Trust · We're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. · We work with the companies that are Britain's economic engine - ambitious, entrepreneurially- ...
-
Audit Manager
Found in: Click to Hired UK C2 - 1 day ago
OPRA GROUP London, United Kingdom Permanent, Full timeThe OPRA Group has a great opportunity for an Audit Manager to join a successful and reputable accountancy practice based in Greenford. Who are undergoing continued growth and expansion with excellent progression prospects for the right professionals who are looking to further th ...
-
Audit Manager- Financial Audit
Found in: Jooble UK O C2 - 1 day ago
Grant Thornton LLP London, United KingdomMore than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality, inclusion and integrity first. Personal, proactive, an ...
-
IT Audit Manager
Found in: Jooble UK O C2 - 3 days ago
Mars, Incorporated London, United KingdomJob Description: · IT Audit Manager- Data Privacy Location: Paddington, UK Hybrid Working- 50% Travel Globally up to 20% Our IT Audit Manager for Data Privacy performs complex-level professional internal audit work across all Mars segments. Work involves guiding and conducting ...
-
IT Audit Manager
Found in: Jooble UK O C2 - 4 days ago
Mars, Incorporated London, United KingdomIT Audit Manager- Data Privacy · Hybrid Working- 50% · Travel Globally up to 20% · Our IT Audit Manager for Data Privacy performs complex-level professional internal audit work across all Mars segments. Work involves guiding and conducting audit projects; providing consulting se ...
Assistant Vice President, Audit Manager - London, United Kingdom - MUFG
Description
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups. Headquartered in Tokyo and with approximately 350 years of history, MUFG is a global network with around 2,300 offices in over 50 countries including the Americas, Europe, the Middle East and Africa, Asia and Oceania, and East Asia. The group has over 150,000 employees, offering services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing.
As one of the largest financial groups globally with a vison to be the world's most trusted, we want to attract, nurture and retain the most talented individuals in the market. The size and range of MUFG's global business creates opportunities for our employees to stretch themselves and reap the rewards. Behaving with integrity and responsibility, underpinned by a desire to build a culture which is fair, transparent, and honest, drives everything that we do. We aim to be the financial partner of choice for our clients, whatever their requirements, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
Please visit our website for more information -
EMEA Internal Audit (EIA), as the Bank's third Line of Defence, and in accordance with the Global Institute of Internal Auditors (IIA) International Standards (IIA Standards), provides independent assurance to the Board and Executive Management on the quality and effectiveness of governance, risk management and internal controls to monitor manage and mitigate key risks to achieving the Bank's objectives.
MAIN PURPOSE OF THE ROLE
Audit Manager is responsible for executing and delivering all audit engagements assigned to them by the Chief Auditor and Heads of Audit. Audit Manager will support the Head of Audit and Senior Audit Managers in delivering the engagements. The role includes responsibilities to support annual planning process and maintenance of audit risk universe. Audit Managers will have, and continue to develop, subject matter expertise in their area.
KEY RESPONSIBILITIES
WORK EXPERIENCE
SKILLS AND EXPERIENCE
Functional / Technical Competencies:
PERSONAL REQUIREMENTS
We are open to considering flexible working requests in line with organisational requirements.
MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count. We support the principles of equality, diversity and inclusion in recruitment and employment, and oppose all forms of discrimination on the grounds of age, sex, gender, sexual orientation, disability, pregnancy and maternity, race, gender reassignment, religion or belief and marriage or civil partnership.
We make our recruitment decisions in a non-discriminatory manner in accordance with our commitment to identifying the right skills for the right role and our obligations under the law.