- Location: London
- Category: Compliance
- Type: Permanent
- Responsibility for producing monthly compliance and conduct risk MI pack for the Run Off Committee including quarterly more detailed conduct risk Mi pack
- Responsibility for reviewing and updating Compliance Policies, Procedures, Financial Crime Risk Assessments and the Modern Slavery Risk Assessment as necessary
- Responsibility for Business Timetables, supported by the Compliance Assistant, to make sure that regulatory reporting deadlines are met in accordance with regulatory timescales
- Responsibility for preparing compliance owned returns for Head of Compliance to review and sign off
- Delivery of compliance testing and/or monitoring reviews contributing to the delivery of the compliance monitoring plan as required
- Experience in a Lloyd's managing agency compliance team at analyst level
- Knowledge and experience of working with the Lloyd's Oversight Principles and the PRA and FCA rulebooks
- Accurate, reliable, with excellent attention to detail; production of high quality written work is essential
- Experience and knowledge of the legacy insurance sector desirable
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Compliance Analyst
Found in: Appcast UK C C2 - 5 days ago
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Compliance Manager/Senior Compliance Analyst - London, United Kingdom - The Emerald Group
Description
The requirement is for a Compliance Manager/Senior Compliance Analyst with Lloyd's compliance experience to have responsibility for ensuring that suitable compliance controls are designed and maintained.
Key duties (including, but not limited to):