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    Compliance Analyst - London, United Kingdom - Buckden Partners

    Buckden Partners
    Buckden Partners London, United Kingdom

    Found in: Jooble UK O L C2 - 1 day ago

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    Description
    My client is an established and entrepreneurial real estate lender. They are expanding their compliance team and seeking a QA Analyst.
    OverviewThe Quality Assurance Analyst is responsible for providing pre and post completion loan reviews along with call monitoring.

    The purpose is to provide Quality Assurance checks against internal and regulatory policies and procedures in line with the agreed frameworks.

    ResponsibilitiesEnsure that the business policies and procedures and regulatory obligations are implemented in accordance with regulatory standards and industry best practiceMonitor compliance with the relevant business covenants and associated policies designed to ensure that the business identifies and manages risks appropriately (including, financials, vulnerable customers, forbearance etc)Provide updates to line manager regarding trends and recommending improvements to processes and controls to address any issuesProvide quality assurance of the relevant business functions to ensure adherence to all relevant policies and proceduresProvide verbal and written feedback to colleagues delivering both regulated and unregulated loans in line with MCOB and MCD rulesManaging the remediation of audit findings RequirementsProactively identify process improvements/issues before they impact serviceProduce MI and present analysis for management and committeesMonitor and manage workflow queues to ensure Service Level Agreement's (SLA's) are met and ensure quality standards are regularly tested and maintainedReporting data to the Financial Conduct Authority (FCA)Assisting with day-to-day compliance related queries on an ad hoc basisWhat you will BringCompliance experience within a Financial Services firm with property lending products (2+ years desirable)Ability to form effective relationships with Key Stakeholders that create value added resultsExcellent attention to detailGood organisational skillsStrong verbal and written communication skillsAbility to prioritise tasksStrong analytical skillsAbility to interpret data and present it in an easy-to-understand manner
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