- Conduct thorough reviews of regulatory requirements and ensure the firm's compliance with relevant laws and regulations.
- Assist in developing and implementing compliance policies, procedures, and controls to mitigate risk and uphold industry standards.
- Support compliance testing and monitoring activities to assess the effectiveness of existing controls and identify areas for improvement.
- Collaborate with internal teams to provide assistance on compliance matters and support regulatory inquiries and audits.
- Stay updated on regulatory developments and industry trends to proactively address compliance issues and contribute to a culture of compliance within the organisation.
- Bachelor's degree
- 1-3 years of experience in compliance roles within the financial services industry, preferably within private equity or investment management.
- Excellent communication and interpersonal skills to collaborate effectively with stakeholders.
- Competitive salary and comprehensive benefits package.
- Opportunity for professional growth and advancement within a dynamic and reputable organisation.
- Collaborative work environment with a supportive team committed to excellence.
- Access to ongoing training and development programs to enhance your skills and expertise.
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Compliance Analyst - London Area, United Kingdom - Black Swan Group
Description
Well established Private Equity Investment Management business are seeking a Compliance Analyst to join their growing team.
Key Responsibilities:
Requirements:
Benefits:
For more information on this role, please contact
