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Compliance Manager
1 week ago
Danos Group Camden Area, United KingdomMy Client, an International Fund Manager, are looking for a Compliance Manager to join their team of 4 in London. The role will largely be focussed on guideline monitoring while taking on ad-hoc generalist compliance responsibilities including pa dealing and thematic monitoring. ...
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Compliance Manager
2 weeks ago
Northreach London Area, United KingdomNorthreach is a dynamic recruitment agency that connects businesses with top talent in the financial services, fintech and digital sectors. Our mission is to provide a seamless and personalised recruitment experience for clients and candidates, and to create a positive work envir ...
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Compliance Manager
1 week ago
VPA London Camden Area, United KingdomOur client, within the legal industry, is currently hiring for a Compliance Manager to join their team, on a hybrid basis: · preparing reports on behalf of the company and regulatory bodies · overseeing all compliance queries, advising the wider team, providing training where req ...
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Compliance Manager
1 week ago
Fintellect Recruitment Camden Area, United KingdomOur Client · Our client is on a quest to be the world's most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions. · The founding team is in place, and they have launched ...
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Compliance Manager
2 weeks ago
Black Swan Group London Area, United KingdomCompliance Manager – Hedge Fund - London · Company Overview: · Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial ...
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Compliance Manager
3 weeks ago
Northreach London Area, United KingdomNorthreach is a dynamic recruitment agency that connects businesses with top talent in the cell & gene therapy, fintech and digital sectors. Our mission is to provide a seamless and personalised recruitment experience for clients and candidates, and to create a positive work envi ...
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Compliance Manager
1 day ago
DFT OLR HOLDINGS LIMITED London Area, United KingdomAn exciting opportunity to join us as a Compliance Manager. · About us · DOHL is the public sector owning group for passenger rail, with responsibility for four train operators; LNER, Northern, Southeastern and TransPennine Express. We have a strong track record of delivering ...
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Compliance Manager
1 week ago
Harrington Starr London Area, United KingdomCompliance Manager · My client is a fast-growing global fintech payments company that offer a full range of innovative cloud based payment and banking solutions to the financial services industry. They are enjoying a sustained period of growth as they continue to scale and are ...
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Regulatory Compliance Manager
2 weeks ago
MultiPass London Area, United KingdomMultiPass is a bank challenger that provides modern financial solutions for businesses with cross-border activity. · It offers a multi-currency business account with a live FX desk that allows international companies to manage their bank transfers in foreign markets in a simple ...
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Senior Compliance Manager
1 day ago
Arthur Recruitment London Area, United KingdomSenior Compliance Manager · London - Hybrid · Duties: · Support implementation of compliance plan to ensure compliance with U.S. & European applicable regulation. · Implement systems and controls, including policies and procedures. · Provide input to the Group Compliance Monitori ...
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Legal & Compliance Manager
1 week ago
Coopman Search and Selection Camden Area, United KingdomCoopman Search and Selection are delighted to partner with a growing alternative investment manager with circa £7 billion AUM. This role is a newly created role and will report into the General Counsel & Chief Compliance Officer. · In this role you will be responsible for the day ...
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Senior Compliance Manager
1 day ago
Coopman Search and Selection | B Corp™ London Area, United KingdomWe are currently partnered with a global, Financial Services brokerage firm who, due to continued growth, are looking to add a Senior Compliance Manager to their existing UK Compliance function. This role will have a true generalist nature to it, so will require an individual com ...
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Senior Compliance Manager
3 weeks ago
Charles Levick Limited London Area, United KingdomOne of the markets leading Real Estate Investment Managers are looking to hire an experienced and Senior Compliance Manager who can support the Global Head of Risk and Compliance managing compliance initiatives across the business. · This role requires an experienced professiona ...
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Senior Compliance Manager
1 week ago
Selby Jennings Camden Area, United KingdomBe an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager. · You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. · Who are t ...
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Compliance Monitoring Manager
1 week ago
Willow Resourcing Limited London Area, United KingdomCompliance Monitoring Manager · General Insurance · London (Hybrid, min 1 day per week in the office) · £60k - £75k + bonus + benefits · Looking for a challenging Compliance role with a fast-growing business? · Or perhaps you're looking for greater flexibility for home- ...
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Legal & Compliance Manager
1 week ago
Coopman Search and Selection London Area, United KingdomCoopman Search and Selection are delighted to partner with a growing alternative investment manager with circa £7 billion AUM. This role is a newly created role and will report into the General Counsel & Chief Compliance Officer. · In this role you will be responsible for the da ...
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Marketing Compliance Manager
1 week ago
Danos Group London Area, United KingdomOur client a Market Leading Private Bank is looking for a Marketing Compliance Manager to join their London team. This role is ideal for a compliance professional with experience in marketing compliance/financial promotions ideally within a private bank. This role is a 12-month ...
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Senior Compliance Manager
12 hours ago
Coopman Search and Selection | B Corp™ London Area, United KingdomWe are currently partnered with a global, Financial Services brokerage firm who, due to continued growth, are looking to add a Senior Compliance Manager to their existing UK Compliance function. This role will have a true generalist nature to it, so will require an individual com ...
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GDPR Compliance Manager
1 week ago
Ryder Reid Legal London Area, United KingdomThe Firm · I'm currently working closely with a prestigious US Headquartered global law firm in London, who are seeking a GDPR Compliance Manager to join them. · Responsibilities · You will lead data protection initiatives affecting the Firm's London and EU offices, includin ...
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Compliance Monitoring Manager
1 week ago
Willow Resourcing Limited London Area, United KingdomCompliance Monitoring Manager · Financial Services · London (Hybrid, min 1 day per week in the office) · £60k - £75k + bonus + benefits · Fancy moving into Insurance from another area of Financial Services? · Or perhaps you're looking for greater flexibility for home-wo ...
Compliance Manager - Camden Area, United Kingdom - Edenbrook
Description
New Compliance Manager (Lloyd's) opportunity working for a top performing specialty insurer.Reporting into the Head of Compliance, you will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework.
Key Responsibilities:
Establishing the structure for Regulatory Risk Assessments and undertaking the assessments where appropriate.
Drafting and reviewing policies and procedures to advise the business around their regulatory obligations.
Establishing an annual Compliance Monitoring Plan, and undertaking some aspects of monitoring.
Establishing an annual Compliance Training Plan and the provision of specific Compliance Training where required.
Provide oversight and administration of the broker approval process.
Maintain an effective system for communicating relevant regulatory updates to the business.
Manage the regular reviews of sanctions matches, clearing false positives and escalating true matches as appropriate.
Responsibility for Complaints Management and Complaints Reporting.
Assist with business' annual Lloyd's Oversight Principles self-assessment.
Provision of specific Compliance Training and development to the Compliance Analyst.
Skills and Experience:
Proven insurance experience, preferably within the Lloyd's environment.
Strong academic record.
Track record of delivering Compliance support across Monitoring, Advisory and Financial Crime.
People management experience desirable.
