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Compliance Manager
3 weeks ago
Edenbrook Camden Area, United KingdomNew Compliance Manager (Lloyd's) opportunity working for a top performing specialty insurer. Reporting into the Head of Compliance, you will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework. · Key Responsibilities: · Establishing ...
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Compliance Manager
3 days ago
Arthur Recruitment London Area, United KingdomThis is an exciting opportunity to join a reputable General Insurance firm as a Compliance Manager, reporting into the Head of Compliance . This role would suit either an experienced senior officer looking to take a step into management, or a manager looking to take on more respo ...
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Compliance Manager
2 days ago
Expert Executive Recruiters (EER Global) London Area, United KingdomCompliance Manager (SMF 16&17) · The Compliance Manager will be responsible for overseeing the development and implementation of an effective financial-related compliance program, focusing on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. The succes ...
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Compliance Manager
3 weeks ago
Danos Group Camden Area, United KingdomMy Client, an International Fund Manager, are looking for a Compliance Manager to join their team of 4 in London. The role will largely be focussed on guideline monitoring while taking on ad-hoc generalist compliance responsibilities including pa dealing and thematic monitoring. ...
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Compliance Manager
3 days ago
AMC Insurance Appointments Ltd London Area, United KingdomWe are working with an ambitious, entrepreneurial and growing Life insurance company that is looking for a Compliance Manager to join their London office. Applications from suitably qualified candidates are also welcome for the company's office in Swansea. · Specifically, they a ...
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Compliance Manager
3 weeks ago
Fintellect Recruitment Camden Area, United KingdomOur Client · Our client is on a quest to be the world's most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions. · The founding team is in place, and they have launched ...
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Compliance Manager
2 weeks ago
DFT OLR HOLDINGS LIMITED London Area, United KingdomAn exciting opportunity to join us as a Compliance Manager. · About us · DOHL is the public sector owning group for passenger rail, with responsibility for four train operators; LNER, Northern, Southeastern and TransPennine Express. We have a strong track record of delivering ...
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CASS Compliance Manager
1 week ago
Jacobson Garner London Area, United KingdomRole Overview: · The CASS Compliance Manager will be responsible for ensuring that the firm adheres to the FCA's Client Assets Sourcebook (CASS) regulations. This role demands a professional with significant experience in managing and overseeing client assets, ensuring full compl ...
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Senior Compliance Manager
3 days ago
Arthur Recruitment London Area, United KingdomSenior Compliance Manager · London - Hybrid · Duties: · Support implementation of compliance plan to ensure compliance with U.S. & European applicable regulation. · Implement systems and controls, including policies and procedures. · Provide input to the Group Compliance ...
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Compliance Monitoring Manager
3 weeks ago
Britannia Global Markets Limited London Area, United KingdomTHE COMPANY · Britannia Global Markets is a dynamic, fast-growing organisation that operates a full-service execution and clearing brokerage business covering Exchange Traded Derivatives, Cash Equities and Fixed Income, CFD's, Foreign Exchange, Repos and Structured Finance. · ...
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Senior Compliance Manager
1 week ago
Coopman Search and Selection | B Corp™ London Area, United KingdomWe are currently partnered with a global, Financial Services brokerage firm who, due to continued growth, are looking to add a Senior Compliance Manager to their existing UK Compliance function. This role will have a true generalist nature to it, so will require an individual com ...
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GDPR Compliance Manager
3 weeks ago
Ryder Reid Legal London Area, United KingdomThe Firm · I'm currently working closely with a prestigious US Headquartered global law firm in London, who are seeking a GDPR Compliance Manager to join them. · Responsibilities · You will lead data protection initiatives affecting the Firm's London and EU offices, includin ...
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Compliance Monitoring Manager
3 weeks ago
Willow Resourcing Limited London Area, United KingdomCompliance Monitoring Manager · General Insurance · London (Hybrid, min 1 day per week in the office) · £60k - £75k + bonus + benefits · Looking for a challenging Compliance role with a fast-growing business? · Or perhaps you're looking for greater flexibility for home- ...
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Legal & Compliance Manager
3 weeks ago
Coopman Search and Selection London Area, United KingdomCoopman Search and Selection are delighted to partner with a growing alternative investment manager with circa £7 billion AUM. This role is a newly created role and will report into the General Counsel & Chief Compliance Officer. · In this role you will be responsible for the da ...
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Compliance Manager
3 weeks ago
VPA London Camden Area, United KingdomOur client, within the legal industry, is currently hiring for a Compliance Manager to join their team, on a hybrid basis: · preparing reports on behalf of the company and regulatory bodies · overseeing all compliance queries, advising the wider team, providing training where req ...
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Compliance Manager
3 weeks ago
Harrington Starr London Area, United KingdomCompliance Manager · My client is a fast-growing global fintech payments company that offer a full range of innovative cloud based payment and banking solutions to the financial services industry. They are enjoying a sustained period of growth as they continue to scale and are ...
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Compliance Manager- Credit, Insurance, Mortgages
3 weeks ago
Coopman Search and Selection London Area, United KingdomCoopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. · Key responsibili ...
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Compliance Monitoring Manager
3 weeks ago
Willow Resourcing Limited London Area, United KingdomCompliance Monitoring Manager · Financial Services · London (Hybrid, min 1 day per week in the office) · £60k - £75k + bonus + benefits · Fancy moving into Insurance from another area of Financial Services? · Or perhaps you're looking for greater flexibility for home-wo ...
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Marketing Compliance Manager
3 weeks ago
Danos Group London Area, United KingdomOur client a Market Leading Private Bank is looking for a Marketing Compliance Manager to join their London team. This role is ideal for a compliance professional with experience in marketing compliance/financial promotions ideally within a private bank. This role is a 12-month ...
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Senior Commodities Compliance Manager
3 weeks ago
Selby Jennings Camden Area, United KingdomRole Overview : As a Senior Compliance Advisor specializing in commodities, you will play a pivotal role in providing expert guidance on regulatory matters to the business, particularly in the agriculture, energy, or metals sectors. Your responsibilities will include offering dai ...
Legal & Compliance Manager - Camden Area, United Kingdom - Coopman Search and Selection
Description
Coopman Search and Selection are delighted to partner with a growing alternative investment manager with circa £7 billion AUM. This role is a newly created role and will report into the General Counsel & Chief Compliance Officer.
In this role you will be responsible for the day-to-day operation of the compliance programme, as well as supporting on wider legal responsibilities.
Key Responsibilities:
Compliance oversight and monitoring activities of the firm
Provide advice to the business on key FCA regulatory requirements
Updating and managing the firm's compliance policies and procedures
Maintaining employee certifications in accordance with the FCA's Senior Management Certification Regime
Supporting on agreements such as third-party marketing agreements, research agreements, IMAs, management company contracts etc.
Providing compliance input on a range of projects
Building strong compliance relationships with the business
Experience Required:
Minimum of 2 years of compliance & legal experience within an asset management
Legal qualifications are desirable although not essential.
Experience with AIFMD regulations.
Strong stakeholder management skills
For a confidential discussion or for further information, please get in touch with
As a Certified B CorporationTM, we take a different approach to how we do business.
Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner.
As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration."
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