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    Internal Control Officer Junior F/M - London, United Kingdom - Candriam

    Candriam
    Candriam London, United Kingdom

    2 hours ago

    Default job background
    Permanent
    Description

    Responsabilities

    As a Junior Compliance Officer, you will support the team in the following tasks:

  • Assist in preventing, detecting and mitigating compliance, regulatory and reputational risks across the firm and help strengthen the firm's compliance culture.
  • Review compliance of Marketing materials to with commercial and marketing guidelines.
  • Participate in all phases of internal control missions:
    - Conducting testing and surveillance of the first line of defense. The testing component involves developing and executing control-based reviews covering front office, middle office and support functions.
    - Drafting final test reports and presenting the results to principal stakeholders.
    - Following-up on corrective measures raised during the testing process to ensure they are properly implemented.
  • Assist the UK Head of Compliance to manage a robust compliance framework for the UK branch.
  • Contribute to senior management reporting and regulatory Authorities ones.
  • Participate in the Internal Control Coordination Committee.
  • Provide suggestions on how to improve and streamline current compliance practices and methodologies.
  • Contribute and collaborate with the other Compliance teams (broadly other key stakeholders as Legal, Risk teams and UK branch employees) to make the Compliance team more efficient in its business-as-usual activities and ensure that the Firm always meets regulatory requirements.

    • Profile

    Master's degree in Finance, Law or Business Administration.
    - Requested experience : Minimum of 2/3 years' experience notably in Compliance, Regulatory affairs, Internal control or Internal audit within Asset Management Industry.

    - Strong analytical skills with attention to detail.
    - Excellent communication and interpersonal abilities
    - Knowledge of main EU and/or UK Regulations Ability to work collaboratively in an team oriented environment.
    - Eagerness to learn and adapt to evolving regulatory requirements.
    - Respect of confidentiality.
    - Strong sense of responsibility and professional awareness.
    - Oral and written communication skills.

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