Senior Director, Regulatory Compliance - United Kingdom - Hyper Recruitment Solutions Ltd

Regulatory Compliance

3 weeks ago

Responsibilities: · - Perform trade surveillance to identify potential non-compliant activity · - Assist in the development of the trade surveillance program to maintain effective arrangements, systems and procedures to detect and report suspicious orders and transactions · - Sup ...

Regulatory and Compliance Officer

3 weeks ago

**Regulatory and Compliance Officer** · ITH Group is a growing group of privately owned healthcare and pharmaceutical related business. Within the group sits ITH Healthcare, ITH Systems and our largest group company ITH Pharma which specialises in the provision of Parenteral Nutr ...

Regulatory Compliance Associate

3 weeks ago

**About Us**: · We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset classes, strategies and vehicles: fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity.PIMCO ...

Regulatory Compliance Manager

2 weeks ago

**REGULATORY COMPLIANCE MANAGER** · **LONDON** · **£100,000 - £110,000 DOE** · Regulatory Compliance Manager - Responsibilities · - Working closely with the Head of Compliance to build awareness of the firm's regulatory obligations; · - Day-to-day provision of assistance and advi ...

Ad Regulatory Compliance

2 weeks ago

**THE COMPANY**: · Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. · **THE RESPONSIBILITIES**: · - Assi ...

Regulatory Compliance Officer

2 weeks ago

**Key Responsibilities**: · - Execute the funds' compliance monitoring plan including conducting monitoring activities, documenting results and creating management information · - Review, draft and implement relevant compliance policies and procedures including proposing enhancem ...

Regulatory Compliance Specialist

1 week ago

RECRUITING: Regulatory Compliance Specialist - Chemicals - LONDON & HW · Our client is a leading global multinational with a reputation for supplying the best commodities in this target market. Working across multiple sectors including and servicing a range of industries, this or ...

Head of Regulatory Compliance

1 week ago

**Role**:Head of Regulatory Compliance · **Salary**:£110,000 - £120, % Bonus · **Location**:London · My client rapidly is a rapidly growing financial services organisation who deliver a range of solutions to corporate clients. · The Head of Regulatory Compliance will report to th ...

Head of Regulatory Compliance

3 weeks ago

**Key Responsibilities** · - Day to day management of the Regulatory Compliance team · - Work with the UK Compliance, Risk and Audit Manager to ensure good practice in all our activities · - Acting as the first point of contact for the business and Executive team for any legal re ...

Regulatory Compliance Officer

2 weeks ago

**WE Talent** are working with a regulatory business in the City of London who are recruiting for a **Regulatory Compliance Officer** to join their team. · You will be working within a small team and closely with the Deputy Director to manage a case load of clients for the purpos ...

Regulatory Compliance Associate

1 week ago

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...

Regulatory Compliance Officer

2 weeks ago

I have an opportunity for a Regulatory Compliance Manager to join a growing UK bank in the city. · - Permanent role · - Up to £65,000 + package · - Hybrid working · Key responsibilities: · - Regulatory policy and advisory · - Consumer duty delivery · - Leading on horizon scanning ...

Regulatory Compliance Advisory

2 weeks ago

Regulatory Compliance Advisory - Supervision Hub · Location · London (Stratford) · Salary · National ranging £65,200 - £77,000 and London from £67,900 - £80,000 · The Role · The role is one of technical leadership for the largest supervisory department in the FCA. Our 160 supervi ...

Regulatory Compliance Officer

1 week ago

Our client are a leading Global payments firm and the Regulatory Compliance Officer will be based in London · **Description** · The Regulatory Compliance Officer will be responsible for: · - Partner to the first line of defence, supporting and advising on matters including, but n ...

Regulatory Compliance Officer

5 days ago

**Who We Are** · Moneycorp is a thriving dynamic business with an excellent reputation helping Corporate and Private Clients with their FX and International Payments requirements for over 40 years. As a globally expanding business, our footprint covers UK & Ireland, Europe, USA, ...

Regulatory Compliance Analyst

1 week ago

Regulatory Compliance Analyst - High Wycombe (Buckinghamshire) · I am currently working with an incredible, leading food manufacturing business based in High Wycombe, who are looking for a detailed orientated Regulatory Compliance Analyst to join their team. You will be joining a ...

Regulatory Compliance Officer

2 days ago

Job Description · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovativ ...

Regulatory Compliance Administrator

1 week ago

**Play'n GO leads the global Gaming Entertainment industry with an unrivalled ability to play nice with others while supplying cutting-edge casino games and bespoke back-office solutions. Thanks to our ever-passionate creative and technical chops, we keep growing. Are you game?** ...

Regulatory Compliance Officer

4 days ago

My client is looking for build out a internal consulting function with a focus on regulatory compliance. · They are looking for the below: · - Reg knoweldge / Expericence in trade lifecycle projects - ideally MIFID, MIFIR but brexit, emir, dodd frank etc will work · - Strong capi ...

Regulatory Compliance Officer

1 week ago

**Salary** · £42,840 - £46,041 per annum (plus 20% salary uplift for shifts.) · **Package** · Permanent, Full-time. 36 hours per week. Location: Trimmer Centre, Netley Road, Brentford TW8 0RJ. · **Job category/type** · Enforcement · **Date posted** · 25/04/2024 · **Job reference* ...