- Advises business partners, including senior management, on Compliance programs and applicable laws, regulations, rules and standards, including keeping them informed of developments or changes that may affect their area.
- Compliance-related laws, rules and standards, including keeping them informed of developments or changes that may affect their area.
- Participates in developing Compliance programs and acts as a contact point within the company for Compliance inquiries from partners.
- Participates in establishing written guidance on the appropriate implementation of Compliance programs and laws, regulations, rules and standards, through policies and procedures and other documents, such as Compliance manuals, internal codes of conduct and practice guidelines.
- Assists senior management in developing Compliance programs and identifying partners who are required to take certain classes.
- Identifies, measures, and documents Compliance risk to enhance Compliance risk assessments and assess the appropriateness of the company's Compliance procedures and guidelines.
- Identifies situations which may pose significant Compliance risk and guides management in developing policies and/or procedures that minimize risk.
- Interacts with business partners, regulators, and internal and external auditors on regulatory topics.
- Operates independently; has in-depth knowledge of Compliance risk avoidance.
- Serves as a subject matter expert or other resource within a group for regulatory Compliance matters.
- May mentor junior level employees and review the work of others.
- 5-7 or more years' experience, preferably in Compliance or risk management; or equivalent.
- related experience.
- Knowledge of risk management and the Company's strategic goals.
- In-depth knowledge of applicable laws and regulations, acquired through formal education and work experience, is required.
- Analytical and communication skills are necessary to consult with and communicate information to partners/clients; to analyse and summarize information; and to apply laws and regulations to the Company's business.
-
Compliance Consultant
3 weeks ago
AJB Executive Search Limited London, United Kingdom**JOB SPECIFICATION** · Our client is a London based Regulatory consultancy providing Risk, Regulatory and Consultancy advice to a variety of different financial services clients. They are seeking to employ a number of Compliance Consultants to join the Financial Services Practic ...
-
Compliance Consultant
3 weeks ago
Barclay Simpson London, United Kingdom**Compliance Consultant - 12 Month FTC**: · - London · - £65,000 - £70,000 · - Job type: Contract · - Sector: Financial Services · - Job reference: MPC41194 · We're working with a leading consultancy group, who are looking to hire for a regulatory compliance consultant on a 12 mo ...
-
Compliance Consultant
2 weeks ago
Northern Trust Corp. London, United KingdomAbout Northern Trust: · Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. · Northern Trust is proud to provide innovative financial services and guidance to the world's most succe ...
-
Compliance Consultant
3 weeks ago
M&G plc London, United KingdomAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to m ...
-
Consultant, Compliance
3 weeks ago
CIBC London, United KingdomWe're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what ...
-
Senior Compliance Consultant
3 weeks ago
IQ-EQ London, United KingdomCompany Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · The S ...
-
Compliance Consulting Associate
2 weeks ago
IQ-EQ London, United KingdomCompany Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · The C ...
-
Quality & Compliance Consultant
2 weeks ago
KANTAR London, United KingdomWe go beyond the obvious, using intelligence, passion and creativity to inspire new thinking and shape the world we live in. · To start a career that is out of the ordinary, please apply... · Job Details · Kantar is the world's leading marketing data and analytics company. We hav ...
-
Esg Compliance Consultant
2 weeks ago
Resource Solutions London, United KingdomLegal & General Investment Management are currently looking for a **Compliance Consultant **to support the ESG Regulatory Project with the implementation of SFDR and other EU and UK regulations. · **ALL APPLICANTS MUST BE BASED IN MAINLAND UK WITH A VALID RIGHT TO WORK IN THE UK. ...
-
Senior Compliance Consultant
2 weeks ago
Colyer Dodd & Co Ltd London, United KingdomThis successful and expanding regulatory consultancy practice is flourishing due to its service and delivery to clients and they are looking to grow their team further. Specializing within the Payment Services sector; this role will focus on your technicalunderstanding of FCA Pay ...
-
Legal and Compliance Consultant
2 weeks ago
Tantinet UK London, United KingdomThe position is available in a consultancy company (the Company) based in Canary · Wharf, London, as part of a group of small-mid size global companies (the Group) · which are engaged in regulatory compliance, fintech and brokerage businesses. The · Group is looking to strengthen ...
-
Risk and Compliance Consultant
3 weeks ago
Jobheron London, United KingdomAn established London-based financial services consultancy specialising in contract-based Transformation, Risk and Compliance work, is seeking a professional with minimum 6 years of relevant experience to join their team. · With a concentrated pool of ex-Big 4 and Tier 1 Banking ...
-
Compliance Monitoring Consultant
2 weeks ago
M&G plc London, United KingdomAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to m ...
-
Compliance Consultant
2 weeks ago
Hamlyn Williams United KingdomJob Title: Compliance Consultant - Motor Finance · Job type: Contact · We are currently working with one of our Management Consultancy clients on a Compliance Consultant contract, with expressed interest of the ideal candidate coming from the Insurance sector, more specifically M ...
-
Risk & Compliance Consultant
2 weeks ago
Zurich Insurance London, United KingdomSupport the European Risk & Compliance team in all aspects of implementing and maintaining an effective Risk & Compliance Management program and support the business to ensure compliance with legal obligations and effective management of other operational risks. · **What you will ...
-
Director - Compliance Consultancy
2 weeks ago
Arthur London, United Kingdom**Arthur are delighted to be partnered with a client at the forefront of the professional services industry, particularly in the Insurance market.**They are looking for individuals at Director grade who have relevant experience and knowledge of conduct & compliance regulation in ...
-
Compliance Consultant
3 weeks ago
Bravo Networks united kingdom, United KingdomPurpose of the Role · This exciting remote based opportunity has arisen to join our Broker Network Risk & Compliance (R&C) Team. · You will provide network members with compliance support through an annual programme of audit and health-check activities, the provision of guidanc ...
-
Compliance Consultant
2 weeks ago
Hamlyn Williams London, United KingdomJob Title: Compliance Consultant - Motor FinanceJob type: ContactWe are currently working with one of our Management Consultancy clients on a Compliance Consultant contract, with expressed interest of the ideal candidate coming from the Insurance sector, more specifically Motor F ...
-
Senior Consultant, Regulatory Compliance
3 weeks ago
Fintrail London, United Kingdom**About FINTRAIL**: · FINTRAIL is a global financial crime and regulatory compliance consultancy supporting the FinTech, banking and regulated financial services sectors, ensuring they meet regulatory expectations and can effectively combat financial crime risks, enabling them to ...
-
Compliance Aml Audit Consultant
3 weeks ago
eFinancialCareers London, United Kingdom**Key Responsibilities** · - Audit experience of AML, Sanctions, and General Compliance · - Ability to conduct testing · - Send document requests · - Complete workpapers and QA of workpapers · - Draft audit reports for each legal entity · - Further ad-hoc requirements around work ...
Consultant, Compliance - London, United Kingdom - Northern Trust Corp
Description
Consultant, Compliance (9 month FTC - Maternity Leave Cover) page is loaded
Consultant, Compliance (9 month FTC - Maternity Leave Cover)
Apply locations London, United Kingdom time type Part time posted on Posted 2 Days Ago job requisition id R123078About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Major Duties:
Skills/Qualifications:
Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.
We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies Build your career with us and apply today. #MadeForGreater
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at .
We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
About Us Looking for greater?
You found it.
A global financial leader with more than 22,000 employees in 23 locations worldwide, Northern Trust empowers our employees to achieve more than just business goals. Our focus on work-life balance, career mobility and unique opportunities are just a few of the reasons we've been named one of the world's most admired companies.
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If, because of a medical condition or disability, you need a reasonable accommodation for any part of the employment process, please email our HR Service Center or call North America), Asia Pacific), India), Europe, Middle East and Africa) and let us know the nature of your request and your contact information.
Equal Employment Opportunity Statements
APAC/INDIA EEO STATEMENT
It is the policy and practice of Northern Trust to provide equal employment opportunities to all employees and applicants. Northern Trust does not discriminate on the basis of race, colour, religion or belief, nationality, ethnic or national origin, sex, marital status, sexual orientation, disability or age. All employment decisions will be made in a non-discriminatory manner in accordance with our obligations under the law and codes of practice. This includes human resources' decisions relating to recruitment, terms and conditions of employment, transfers, promotions and access to learning and development.
Northern Trust is an Equal Opportunity Employer. Hiring and other employment decisions at Northern Trust are made without regard to race, colour, religion, sex, ancestry, national origin, ethnic origin, age, disability, citizenship, veteran status, sexual orientation, record of offences, marital status, family status, or any other characteristic protected by federal, provincial, or local law, regulation, or ordinance.
EMEA EEO STATEMENT
It is the policy and practice of Northern Trust to provide equal employment opportunities to all employees and applicants. Northern Trust does not discriminate on the basis of race, colour, religion or belief, nationality, ethnic or national origin, sex, marital status, sexual orientation, disability or age. All employment decisions will be made in a non-discriminatory manner in accordance with our obligations under the law and codes of practice. This includes human resources' decisions relating to recruitment, terms and conditions of employment, transfers, promotions and access to learning and development.
USA EEO STATEMENT
It is the policy of The Northern Trust Company to afford equal opportunity in all phases of employment without regard to an individual's age, race, color, religion, creed, gender, national origin, citizenship status, marital status, pregnancy, sexual orientation, gender identity, gender expression, genetic tests and information, physical or mental disability, protected veteran status or any other legally protected status.
#J-18808-Ljbffr