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    Compliance Advisory VP - London, United Kingdom - Investigo

    Investigo
    Investigo London, United Kingdom

    2 weeks ago

    Default job background
    Full time
    Description

    Key Responsibilities:

    • Provide timely and accurate compliance advice to the private side of the business
    • Interpret and communicate regulatory requirements and industry standards to business units, ensuring adherence to applicable laws and regulations.
    • Collaborate with business stakeholders to develop and implement compliance controls, policies, and procedures tailored to the unique needs of the private side.
    • Conduct risk assessments and compliance reviews to identify areas of improvement and mitigate potential compliance risks.
    • Stay abreast of regulatory developments and industry trends impacting the private side of the business, advising on the implications and necessary actions.
    • Assist in the development and delivery of compliance training programs for employees within the private side business units.
    • Serve as a subject matter expert on compliance matters, providing guidance and support to internal stakeholders and external partners as needed.

    Qualifications:

    • Bachelor's degree in finance, law, business, or a related field..
    • Proven experience working in compliance within the financial services industry, with a focus on the private side of investment banking.
    • Strong understanding of relevant regulations, including MiFID II, MAR, EMIR, and other applicable directives and regulations.
    • Excellent communication and interpersonal skills, with the ability to effectively engage and collaborate with stakeholders at all levels of the organization.
    • Analytical mindset with the ability to assess complex regulatory requirements and develop practical solutions.
    • Proactive approach to problem-solving and a demonstrated ability to work independently and as part of a team in a fast-paced environment.
    • High level of integrity and ethical standards, with a commitment to upholding the highest levels of compliance and professionalism.

    For details please get in touch

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