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Compliance Officer
5 days ago
Vontobel London, United KingdomYour opportunity · **Primary Responsibilities**: · - Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations · - Assist with the review of client communications, including financial promotions and cross border distribution ...
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Compliance Officer Compliance
2 weeks ago
United Trust Bank London, United Kingdom**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...
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Compliance Officer
3 weeks ago
Hudson Belgium United KingdomSecteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...
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Compliance Officer
3 weeks ago
Glencore London, United Kingdom**Job highlights** · - Full time · - London, Greater London, United Kingdom · - Compliance · **Job ID** · - R **Closing date** · - 28/06/2024**Last Updated** · - 10/05/2024*** · **Summary** · The role of the Compliance Officer will be split across Glencore's Oil Marketing and Ass ...
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Compliance Officer
2 weeks ago
Riley Personnel London, United KingdomJoin the Riley Personnel Team as a Recruitment Compliance Officer & Administrator · Are you looking for an exciting opportunity in the education recruitment sector? Look no further than Riley Personnel We are currently seeking a proactive and passionate individual to fill the rol ...
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Compliance Officer
1 week ago
ITI Capital Limited London, United KingdomITI Capital Limited is a financial technology business focusing on global brokerage, asset management, fintech investments & technology transfer globally. It is authorized and regulated by the FCA. · The Head office is in the City of London - UK · **Compliance Advisory** · - Prov ...
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Compliance Officer
3 weeks ago
Harrison Holgate London, United KingdomA brand new Compliance Officer position (12 Month FTC) is available with a market leading Lloyd's Market Insurance specialist · **Compliance Officer (12 Month FTC)** · **London/Hybrid** · **Leading Lloyd's Business** · **Salary - Up to £ Bonus + Excellent benefits** · Acting as p ...
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Compliance Officer
2 weeks ago
Eames Consulting London, United Kingdom**Job Details**: · **Sector**: General Insurance, Insurance, Compliance, Compliance- · **Location**: City of London- · **Job Ref**: JN _ · **Job Type**: Permanent- · **Salary**: Up to £ per annum- · **Contact**: Aysima AhmadliEames is currently working with a Global insurer to h ...
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Compliance Officer
2 weeks ago
Barclays London, United Kingdom**Compliance Officer** · **London** · As a Barclays Compliance Officer, you will have an exciting chance to support the Chief Compliance Officer for Barclays UK through delivery of the Barclays UK Compliance plan. You will focus on the Wealth Management & Investments (WM&I) busin ...
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Compliance Officer
2 weeks ago
Michael Bailey Associates England, United Kingdom**Description**: · **Compliance Officer** · *** · To briefly introduce myself my name is Tristan Lamme, I work for Michael Bailey Associates, and I am a consultant specialized in Risk & Compliance Oriented Profiles. · At the moment I am looking for a dedicated Compliance Officer. ...
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Compliance Officer
3 weeks ago
Rightmove London, United KingdomWe are looking for a Compliance Officer (Mortgages) · Location: London Reporting to: General Counsel · Location: London/Hybrid · The role · We are looking to appoint a new Compliance Officer to ensure the practices of Rightmove's mortgage business are compliant with all necessary ...
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Compliance Officer
1 week ago
Nexus Jobs London, United KingdomCompliance Officer - Bank · Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. · - To promote and manage the culture and practice of regulatory compliance and ethical standards conduct acr ...
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Compliance Officer
3 weeks ago
Onerway London, United KingdomCompliance Officer (KYC and AML) · Company Overview: We are a well-established payment institution based in the UK, dedicated to providing our clients with efficient, convenient, and secure payment solutions. We are currently seeking an experienced Compliance Officer to join our ...
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Compliance Officer
3 weeks ago
Noble Recruiting London, United Kingdom**Compliance Officer** · **Start: ASAP (7 week contract)** · **Location: WC1H 9BT (Hybrid working - in office on Thursdays)** · **Salary: £ £20.12 p/Hour** · **Our client**: · Our client are one of the largest universities in the world and are the UK's leading Global University. ...
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Compliance Officer
3 weeks ago
The Independent Parliamentary Standards Authority London, United KingdomThe Compliance Officer for IPSA was established as part of the reforms to the regulation of MPs' business costs under the Parliamentary Standards Act 2009 as amended by the Constitutional Reform and Governance Act 2010. As an office holder appointed understatute, the Compliance O ...
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Compliance Officer
3 weeks ago
GCB Recruitment London, United Kingdom**The successful Compliance Officer will be offered**: · - £45,000 - £60,000 (Pro-Rated for Part-Time) · - Great progression opportunities · - Competitive benefits package · **To be considered for the Compliance Officer role you must have**: · - Minimum 5 years' experience in ass ...
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Compliance Officer
3 weeks ago
Focus Search and Selection London, United Kingdom**Compliance Officer - London/hybrid working** · **£55,000 to £65,000 salary, plus benefits** · My client is an Investment Management firm who offer discretionary and model portfolio managed services to their private clients across the UK. They are looking for a Compliance Office ...
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Compliance Officer
2 weeks ago
eFinancialCareers London, United Kingdom**Our Team**: · Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial newsand in ...
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Compliance Officer
2 weeks ago
eFinancialCareers London, United KingdomThey are looking for a financial services compliance professional that is looking to make a move to platform that is pioneering making the private equity industry more accessible. · The business already has a number of offices globally and a strong network with investors, which m ...
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Compliance Officer
1 week ago
Caxton Associates London, United KingdomWe are currently looking to hire a generalist compliance professional in our London office reporting to the Global Chief Compliance Officer. The role is to work with the Legal & Compliance team to ensure we are running a best in practice global compliance program. · **Principal R ...
Licensing Compliance Officer - ENG, United Kingdom - ACCA
Description
ACCA is committed to a workplace culture which is inclusive, diverse, human and connected.We're currently looking for a Licensing Compliance Officer on a full time, permanent basis. This position sits within the Compliance team. This role could be hybrid from our London or Glasgow office, or UK remote based from home.
The Licensing Compliance Officer is responsible for undertaking visits to monitor the standard of workplace training obtained by students and members who are training for ACCA's qualifications.
This role will also provide support to the Authorisation and Approved Employer teams to ensure consistent monitoring of all Approved Employers is undertaken irrespective of geographical location of the organisation.
The jobReporting to the Compliance Manager, on a day-to-day basis, you'll be involved in the following:
Ensuring Approved Employer advisory and monitoring visits in the UK, Ireland and other practising certificate audit territories are undertaken in line with agreed regulatory standards and the rolling visit plan.
Assisting Compliance Officers undertaking desk based Approved Employer reviews and the Licensing Officer responsible for the Approved Employer monitoring in South Africa.
Providing support and training to the Authorisation team, in particular the hot review of experience records in support of practising certificate and audit qualification applications.
Working with the Relationships, Approved Employers and Professional Development teams where Compliance activity crosses their own activities to ensure employer relationships are enhanced by the monitoring process, including the provision of training and support.
Undertaking any ad hoc work as required by the Director - Practice Regulation, Head of Compliance and Authorisation or any other senior staff.
We're looking for someone who:
Holds a recognised professional accountancy qualification. (ACCA or equivalent).
Has demonstrable experience of the UK/Irish accountancy firm sector.
Has excellent interpersonal skills with the ability to build strong relationships with key stakeholders and partners.
Is a highly-motivated, proactive and enthusiastic individual who is able to work with minimum supervision and with the ability to meet strict deadlines.
We strive to create an environment where you can prioritise your wellbeing and offer a competitive benefits package to help you do this.
We are committed to equal opportunities across our recruitment activities and have a real commitment to ensuring the inclusion and well-being of all employees.
We have a blended approach to working to support our employees to balance the needs of their job with other aspects of their life.
For more information on ACCA, your journey as a candidate and the benefits of working with ACCA please visit our Work for Us page here