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    Compliance Manager, Financial Crimes - London, United Kingdom - Morgan McKinley

    Morgan McKinley
    Morgan McKinley London, United Kingdom

    2 weeks ago

    Default job background
    Description

    Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing teamThe firms Compliance Manager (CM) will support the Head of Risk andCompliance with business compliance advisory, conflicts management,Running the firm's 2LODtesting & monitoring programme.

    The CM will also support the MLRO with managing all elements ofthe firm's anti-financial crime programme.

    Working in a small team the CM will be expected to executeand develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of thefirm's compliance strategy and policy development.


    Specific Functional Duties:

    Assist the Head of Risk and Compliance with advising the business on all regulatory and conductmatters; Develop and maintain key business relationships across the global business; Support SLA work as necessary; Carry out the compliance review of marketing materials and ensure compliance with applicablefinancial promotion rules; Manage the day-to-day activities of the AML and ABC programme compliance (includinginternational sanctions regime compliance); Monitor compliance with the firm's policies around conflict management and client interests; Assist with other regular and ad hoc compliance monitoring reviews; and, Ad hoc projects as required.

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