Jobs
>
London

    Case Officer – Perimeter Team - London, United Kingdom - Financial Conduct Authority

    Financial Conduct Authority
    Financial Conduct Authority London, United Kingdom

    3 weeks ago

    Default job background
    Full time
    Description

    Salary: London up to £57,400 and National up to £52,200

    Are you interested in joining a team tackling unauthorised activity and protecting consumers from harm?

    The Financial Promotions & Enforcement Taskforce (FPET) is a department straddling the regulatory perimeter. The department has a wide remit covering both authorised and unauthorised business and the overlap between regulated and unregulated firms covering all sectors across the FCA. The department brings together teams from Enforcement, Intelligence, Supervision and Policy – leveraging synergies and intelligence from both sides of the perimeter. FPET's overarching role is to reduce harm arising from:

  • non-compliant financial promotions issued by authorised firms
  • unauthorised activity, scams, fraud and breaches of the Financial Promotions Order by unauthorised entities
  • scams and high-risk products where authorised firms are involved in the production and distribution of products
  • other unregulated activity conducted by authorised firms that has the potential to cause significant customer harm and financial loss

    • We are looking for a Case Officer to join the FPET Perimeter Team. This is an exciting opportunity to work on high-profile cases of public importance. As part of a specialist team dealing with unauthorised firms which are targeting UK based consumers, you will develop a greater body of knowledge and intelligence around these firms, how best to identify them and any repeat offenders behind them to develop more effective solutions to target this conduct. In addition, you will be involved in critical work in relation to the disruption of many of these firms' activities.

    What you will be doing

  • Managing a busy workload of cases relating to a variety of unauthorised firms which includes assessing reports of unauthorised activity, acting to resolve matters and issue alerts where appropriate
  • Analysing the unauthorised firm's activities, managing high volumes of information and driving actions to stop unauthorised conduct
  • Drafting technical correspondence to external persons regarding concerns about breaches of the perimeter
  • Building and maintaining effective working relationships with colleagues in other business areas within the FCA and with external bodies
  • Responding to ad-hoc queries about unauthorised business from other areas of the FCA
  • Contributing to wider Consumer Investments strategic work

    • What you will get from the role

  • A chance to work on cases of public importance as part of a specialist team, developing our knowledge and understanding about these serious financial services cases
  • An opportunity to gain knowledge and experience within a supportive environment committed to learning and development
  • An opportunity to widen your experience and optimise your skills in analysis, data entry, drafting and risk assessment
  • A chance to do satisfying, worthwhile and responsible work with the opportunity to use your professional skills to build a long-term solution for these important cases

    • Our competitive flexible benefits scheme gives you the opportunity to create a personalised benefits package, tailored to suit your lifecycle. You can use this allowance to purchase additional benefits such as dental or cycle to work or you have the option top up your base salary by taking this as cash.

    Core benefits that you will receive as standard are:

  • 25 days holiday per year
  • Private healthcare with Bupa
  • A non-contributory Pension of at least 8% of basic salary each month (there are several contribution levels that increase depending on your age – up to 12% a month once you reach age 35).
  • Life assurance of eight times your basic salary
  • Income protection

    • We support hybrid working which means you will be able to work from home up to 60% of the time over a month with the remainder of your time in one of our three office locations.

    The skills and experience you will have

    We are a signatory to the Government's Disability Confident scheme. This means that we will offer an interview to disabled candidates entering under the scheme, should they meet the minimum criteria for a role.

    Minimum

  • Experience of document and evidence management
  • Experience of dealing with a large number of cases and managing competing work streams often under tight deadlines
  • Experience in developing and/or supporting a project strategy including identifying key risks and putting in place steps to mitigate those risks and splitting the project into relevant work streams

    • Essential

  • Knowledge of the Financial Services and Markets Act 2000 (particularly the Regulated Activities Order) and the structure, principles and responsibilities of the FCA
  • Ability to manage a large workload, giving due attention to the most serious and high priority matters
  • Ability to assess and analyse voluminous and/or data-heavy bodies of information, exercising judgement on the information available and being able to defend those judgements where appropriate, including to senior management
  • Good written skills with ability to summarise issues in a comprehensive and concise manner
  • Ability to draft straightforward documents and technical correspondence
  • Ability to perform basic research and organise information in a comprehensive manner
  • Willingness to accept ownership of tasks carried out and exercise own judgement

    • About the FCA

    The FCA regulates the conduct of 50,000 firms in the UK to ensure our financial markets are honest, fair and competitive. We do this to make sure markets work well for individuals, businesses and the economy as a whole. For more information on what we do, our three-year strategy can be found here.

    The FCA's Values & Diversity

    Our ambition is to cultivate a culture of inclusion for all employees that respects their individual strengths, views, and experiences. We believe that our differences and similarities enable us to be a better organisation – one that makes better decisions, drives innovation, and delivers better regulation.

    The FCA is committed to achieving greater diversity across all levels of the organisations. Given this, we particularly welcome applications from women, disabled and minority ethnic candidates for our Associate Level 8 - Regulatory role.

    Flexible working

    We welcome applications from candidates who are looking for flexible arrangements. Many of our staff work flexibly including working part-time, staggered hours, and job shares. We can't promise to give you exactly what you want but we won't judge you for asking.

    Multi-location

    As part of the FCA's on-going commitment to develop our national presence, most of our vacancies are now open to working in our Edinburgh, Leeds, or London offices. This means that as part of the application process you will be able to select your preference of which office location you would like to work from.

    Useful information

    Applications for this role close at 23:59 on Sunday 19th May

    This role is graded as Associate Level 8 – Regulatory

    What to expect from our assessment and selection process

    All applications will be reviewed once the advert has closed.

    Successful candidates will be invited to a first stage competency-based interview.

    Got a question?

    If you are interested in learning more about the role please contact:

    For Internal applicants, please contact Cheryl Cheung at k

    For External applicants, please contact Aaron Ward at k

    Application support

    We want to remove any possible barriers and are committed to providing a wide range of reasonable adjustments so that you can keep the focus on your conversations and be at your best.

    If you have an accessibility requirement, disability, or condition that means you might require changes to the recruitment process, please contact your recruiter to discuss this further. Our aim is to make your application as easy and comfortable as possible, and your recruiter will be happy to work with you to make any necessary arrangements where possible.

    Please note – Applications must be submitted through our online portal. Applications sent via email will not be accepted.

  • Cloudsecurityexpo

    Cybersecurity Perimeter Response Team Senior Analyst

    3 weeks ago

    Cloudsecurityexpo United Kingdom

    Cybersecurity Network Perimeter Team is responsible for the perimeter security safeguarding JPMorgan Chase applications and network infrastructure from hackers, intruders, and other unwanted individuals. It includes detection, analyzing patterns, recognizing threats, and incident ...

  • Financial Conduct Authority

    Perimeter Legislation Lead Associate

    1 week ago

    Financial Conduct Authority London, United Kingdom

    Perimeter Legislation Lead Associate · **Salary**: National - ranging from £55,600-69,000 and London from £59,800-76,000 · - Are you interested in joining a team tackling unauthorised activity and protecting consumers from harm?_ · The Financial Promotions & Enforcement Taskforce ...

  • Financial Conduct Authority

    Associate Case Officer

    1 week ago

    Financial Conduct Authority London, United Kingdom

    Associate Case Officer - Perimeter Team · **Salary**: National - ranging from £40, ,100 and London from £44, ,700 · - Are you interested in joining a team tackling unauthorised activity, including unauthorised Crypto firms, and protecting consumers from harm?_ · The Financial Pro ...

  • Société Générale

    Structured Finance Originator-

    2 weeks ago

    Société Générale London, United Kingdom

    **Responsibilities**: · **Description of Business Line**: · Structured Solutions & Mobility Finance ("SSM") is seeking a Structured Finance Originator to develop, originate, and execute structured banking products for clients or for SG itself. SSM seeks to use financial innovatio ...

  • Financial Conduct Authority

    Associate in Perimeters Cases

    2 weeks ago

    Financial Conduct Authority London, United Kingdom

    Background · The Financial Promotions & Enforcement Taskforce (FPET) is a department that straddles the FCA's regulatory perimeter. The department has a wide remit covering both authorised and unauthorised activities in all sectors. FPET's overarching role is to reduce harm arisi ...

  • Barclay Simpson

    Cyber Security Consultant

    2 weeks ago

    Barclay Simpson London, United Kingdom

    **Cyber Security Consultant**: · - London · - £50,000-70,000 DOE · - Job type: Permanent · - Sector: Professional Services · - Job reference: SJD/39833 · My client, an innovative and forward-thinking boutique consultancy, is seeking hands on consultants to join their thriving pra ...

  • Huntech Ltd

    Fire and Security Engineer

    1 week ago

    Huntech Ltd London, United Kingdom

    **Location:All of London excluding SE & SW postcodes** · **Brief Overview** · **About our client** · Market leader in the fire and security industry providing all manner of Design, Install, and Support of all types of electronic fire and security systems. · **About the Role** · - ...

  • Kingsley Napley LLP

    Financial Services Associate

    1 week ago

    Kingsley Napley LLP London, United Kingdom

    To advise the firm's clients on a full range of contentious and non-contentious FCA-related matters. You will work as part of the Financial Services Group to advise on a number of matters to include: · - Providing advice to firms authorised by the FCA in respect of issues which r ...

  • Huntech Ltd

    Fire and Security Engineer

    3 weeks ago

    Huntech Ltd London, United Kingdom

    **Location: **All of London excluding SE & SW postcodes · **Brief Overview** · **About our client** · Market leader in the fire and security industry providing all manner of Design, Install, and Support of all types of electronic fire and security systems. · **About the Role** · ...

  • Huntech Ltd

    Fire and Security

    3 weeks ago

    Huntech Ltd London, United Kingdom

    **Location: London - SE & SW, TW and W postcodes** · **Brief Overview** · **About our client** · Market leader in the fire and security industry providing all manner of Design, Install, and Support of all types of electronic fire and security systems. · **About the Role** · - Ins ...

  • eFinancialCareers

    Finance Transformation Manager for Markets Business

    3 weeks ago

    eFinancialCareers London, United Kingdom

    The Global and Integrated Finance Division ('DFIN') department's aim is to add value to the Group and its business lines' development, through a transformation of our organisation and operating modes. DFIN provides a key contribution to the Group value creation,through our activi ...

  • St George's University Hospitals NHS Foundation Trust

    Hca in Breast Imaging

    2 weeks ago

    St George's University Hospitals NHS Foundation Trust London, United Kingdom

    Health Care Assistant in Breast Imaging · An opportunity has arisen for a full time Band 2 HCA, in Breast Imaging. Part time considered · We are looking for an enthusiastic Health Care Assistant to join our Breast Imaging team. The department, based in the Rose Centre, performs b ...

  • Wilson James

    Control Room Officer

    1 week ago

    Wilson James London, United Kingdom

    Are you looking for a step up in your security career? Would you like a new challenge in corporate security? · We have a fantastic opportunity to join us at our client site based in London. A leading research centre where some of the responsibilities will include, monitoring the ...

  • eFinancialCareers

    Compliance Controls Officer

    3 weeks ago

    eFinancialCareers London, United Kingdom

    of the Business Line or Department · The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing and controlling reputatio ...

  • Hyatt Regency London - The Churchill

    Security Officer

    3 weeks ago

    Hyatt Regency London - The Churchill London, United Kingdom

    Summary · **Security** Officer** · **About the role**: · - responsible for carrying out frequent patrols of all guest floors, public and service areas within the Hotel, including irregular checks of the perimeter · - responsible for ensuring guest rooms, offices, service cupboard ...

  • FashionJobs

    Senior Manager, IT Security Engineering

    3 weeks ago

    FashionJobs London, United Kingdom

    INTRODUCTION At Burberry, we believe creativity opens spaces. Our purpose is to unlock the power of imagination to push boundaries and open new possibilities for our people, our customers and our communities. This is the core belief that has guided Burberrysince it was founded in ...

  • Crédit Agricole CIB

    12 Month Internship

    2 weeks ago

    Crédit Agricole CIB London, United Kingdom InternshipSHIP

    Job description · **Business type**: · - Types of Jobs - Operations · **Job title**: · - 12 Month Internship - Rates Middle Office · **Contract type**: · - Internship/Trainee · **Term (in months)**: · - 12 Months · **Job summary**: · - Summary · - In a dynamic and International e ...

  • Financial Conduct Authority

    Associate and Senior Associate Lawyers- Legal

    3 weeks ago

    Financial Conduct Authority London, United Kingdom

    Part Time Associate and Senior Associate Lawyers - Legal Division · We are looking for talented lawyers who are willing to learn quickly, engage openly and rise to the challenge of working in an organisation that makes a difference to the lives of the millions of people who use f ...

  • Berkeley Square IT

    Network Security Engineer

    3 weeks ago

    Berkeley Square IT London, United Kingdom

    **Network Security Engineer** · **Permanent** · **Up to £200k** · **London/Hybrid** · Our Client, a Global Algorithmic Financial Trading company is looking for a ** Network Security Engineer** to join their team in their London office. A security product heavy background is essen ...

  • Société Générale

    Compliance Controls Officer

    2 weeks ago

    Société Générale London, United Kingdom

    **Responsibilities**: · **Description of the Business Line or Department** · The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identify ...