Jobs
>
London

    Global Head of Global Compliance - London, United Kingdom - Executive Network Group

    Executive Network Group
    Executive Network Group London, United Kingdom

    1 week ago

    Default job background
    Description
    Job Description

    We are seeking a Global Head of Compliance for our client based in London

    This is a newly created role that will lead the Global Compliance offering, and will be responsible for the compliance strategy, as well as building and embedding best in class frameworks and processes. The post will hold SMF 16/17 responsibility, as well as managing the MLRO and a small team. The role will require hands on experience with the products they offer, with the gravitas to drive a robust compliance framework across the global business.

    Responsibilities:

    • Designing and delivering global compliance strategy
    • Owning and developing the regulatory framework
    • Submitting reports to the FCA and producing required management information
    • Ensuring all compliance and AML policies are up to date in line with regulatory developments.
    • Supporting all necessarily compliance and AML training for the wider business
    • Management, support and development of wider team
    • Managing the relationship with regulators including the FCA
    • Maintaining the compliance monitoring plan

    Candidate background:

    • Broad knowledge of all aspects of compliance
    • Strong reputation and previous working relationship with FCA
    • Knowledge of OTC commodities
    • Experience of leading a team
    • US regulation knowledge – highly desirable
    • Previous experience as SMF – Highly desirable

    This is hybrid role and office presence will be required 3 days per week (London)

    Salary - £150-200k base, + bonus, benefits

  • Wood Mackenzie

    Head of Global Compliance

    3 weeks ago

    Wood Mackenzie London, United Kingdom

    Company Description · Wood Mackenzie is the global leader in data, analysis and consulting across the energy, chemicals, metals, mining, power and renewables sectors. · Founded in 1973, our success has always been underpinned by the simple principle of providing trusted research ...

  • eFinancialCareers

    Compliance, Global Markets Compliance, Futures

    3 weeks ago

    eFinancialCareers London, United Kingdom

    **Who we are** · Global Compliance manages the Firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and changes in regulations in all jurisdictions in which the Firm does business and developsand i ...

  • Cisco Systems

    Compliance Specialist, Global Trade Compliance

    2 weeks ago

    Cisco Systems London, United Kingdom

    **Why You'll Love Cisco** · We change the World. You will become passionate about your employer and the brand you represent. Everything is converging on the Internet, making networked connections more meaningful than ever before in our lives. Our employees' groundbreaking ideas i ...

  • Natixis

    Global Markets Compliance Officer

    1 week ago

    Natixis London, United Kingdom

    **Poste et missions**: · The incumbent will have primary responsibility for Business Compliance activities in relation to defined businesses with the Global Markets area in London, primarily focusing on Commodities (GMC). This will involve developing, compliance policies as well ...

  • JPMorgan Chase Bank, N.A.

    Global Financial Crime and Compliance

    3 weeks ago

    JPMorgan Chase Bank, N.A. London, United Kingdom

    The Global Financial Crime Compliance (GFCC) team is responsible for Anti Money Laundering (AML) monitoring, sanctions screening and to provide Know Your Client (KYC) Compliance support to for Europe, Middle East and Africa (EMEA)-booked activity across multiple lines of business ...

  • Grant Thornton

    Global Compliance and Reporting Project

    3 weeks ago

    Grant Thornton London, United Kingdom

    **More than you expected** Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality, inclusion and integrity first. All around the worl ...

  • Natixis

    Compliance Officer: Global Markets

    1 week ago

    Natixis London, United Kingdom

    **Poste et missions**: · The position is within the Global Markets team and the role holder will lead on Compliance coverage for the UK Global Markets Sales and Structuring and Global Structured Credit Syndication businesses. · The role holder will also need to work cross functio ...

  • BRUIN Financial

    Compliance Advisory Global Markets

    1 week ago

    BRUIN Financial London, United Kingdom

    Permanent · - London, · **Ref**: 35041 · **Job title - Compliance Advisory, Global Markets** · **The role** · - Design and maintain policies and procedures to address identified regulatory risks. · - Plan and deliver Compliance training. · - Conduct and report on compliance inves ...

  • UBS

    Global Markets Compliance Strategy

    1 week ago

    UBS London, United Kingdom

    United Kingdom · - Compliance · - Group Functions · **Job Reference #** · BR · **City** · - London · **Job Type** · - Full Time · **Your role** · - Do you want to help shape the effectiveness of the global business-aligned compliance team for Global Markets, Group Treasury, Non-C ...

  • State Street

    Uk Advisory Compliance, Global

    2 weeks ago

    State Street London, United Kingdom

    Who we are looking for · The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing expert guidance and support to ...

  • Apollo Solutions

    Global Markets Compliance Officer

    3 days ago

    Apollo Solutions London, United Kingdom

    Global Markets Compliance Officer (6 Month FTC) - London · Banking - Commodities · Strong Starting Basic Salary + Benefits · **Job Description**: · Our client is looking for someone to take over primary responsibility for Business Compliance activities in the Global Markets area ...

  • EY

    Director Global Compliance and Reporting, Direct

    2 weeks ago

    EY London, United Kingdom

    **EY Director Global Compliance and Reporting, Direct Tax and Tax Accounting** · The role is unique and not like the one you would find in a traditional tax advisory firm. This is an opportunity for an ambitious tax professional to join our growing team and work on some of our la ...

  • UBS

    Global Markets Business Aligned Compliance

    1 week ago

    UBS London, United Kingdom

    United Kingdom · - Compliance · - Group Functions · **Job Reference #** · BR · **City** · - London · **Job Type** · - Full Time · **Your role** · - Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supportin ...

  • KPMG-UnitedKingdom

    Director - Global Compliance & Transformation Tax

    2 weeks ago

    KPMG-UnitedKingdom London, United Kingdom

    **Job description** · **Director - Global Compliance & Transformation - Tax Technical - London** · The world of Global Compliance & Transformation (GCT) is constantly evolving, as we extend our market-leading global presence under the Tax Reimganied Banner. Working with some of t ...

  • Amazon Payments UK Limited

    Global Head of Assurance, Risk and Compliance

    2 weeks ago

    Amazon Payments UK Limited London, United Kingdom

    Have at least 8 years' experience in compliance and/or risk management; · - 6+ years of experience in banking, payments or e-commerce companies including retail payments, consumer credit, lending and insurance within a second or third line of defense function; · - Experience advi ...

  • Barclay Simpson

    Director - Global Markets Compliance Officer

    1 week ago

    Barclay Simpson London, United Kingdom

    **Director - Global Markets Compliance Officer**: · - London · - Up to £150,000 · - Job type: Contract · - Sector: Banking · - Job reference: JT39746 · Barclay Simpson are currently hiring on behalf of a well-regarded, European Investment Bank who are looking for a Director level ...

  • eFinancialCareers

    Compliance Manager, Global Sustainability Focused

    3 weeks ago

    eFinancialCareers London, United Kingdom

    NEW JOB · **Reference · **11673 · **About our client** · Our client, a global sustainability-focused investment fund are currently looking to hire a Compliance Manager to join their London office. The fund invests in a broad range of assets on an international scale and has perfo ...

  • Morgan Stanley

    Global Financial Crimes: Sanctions Compliance

    2 weeks ago

    Morgan Stanley London, United Kingdom

    Global Financial Crimes: Sanctions Compliance Officer · Job Number: · 3232062 · POSTING DATE: Feb 22, 2023 · PRIMARY LOCATION: Europe, Middle East, Africa-United Kingdom-United Kingdom-London · EDUCATION LEVEL: Bachelor's Degree · JOB: Other · EMPLOYMENT TYPE: Full Time · JOB LEV ...

  • Wise

    Global People Compliance and Risk Lead

    3 weeks ago

    Wise London, United Kingdom

    We're looking for a Risk and Compliance Lead, to join our growing People team, based in our London office. This role is a unique opportunity to ensure compliance and risks are managed across the People team globally. · Spanning over 5000+ Wisers in 25+ countries, we're truly a gl ...

  • Paritas Recruitment - Risk

    Compliance Advisory Officer – Global Markets

    2 weeks ago

    Paritas Recruitment - Risk London, United Kingdom

    Paritas Recruitment - Risk London, United KingdomPosted 3 hours ago Hybrid Permanent £75k - £90k · - K- Posted by · - Keith Jones- Manager - Risk Management & Quantitative AnalyticsFollow · - Dynamic desk based Compliance Advisory Officer required for a leading international City ...