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    Compliance Officer - Leeds, United Kingdom - LR Legal Recruitment

    LR Legal Recruitment
    LR Legal Recruitment Leeds, United Kingdom

    2 weeks ago

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    Description
    Role
    • Compliance OfficerLocation
    • LeedsSalary £30kJob DescriptionEnsure the firm complies with all relevant statutory laws and regulations, internal policies and procedures.

    Manage the firm's Lexcel Accreditation AuditEnsure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be madeWork with the Compliance Partner to develop internal policies and procedures, compliance training and protocols.

    Keep up-to-date with regulatory developments and industry initiativesDevelop compliance checklists and compliance reports as and when required.
    Design, develop and manage compliance checklists, reports and monitoring programmes.
    Ensure compliance with best practices and undertake any other duties as required by the Management Team.
    Prepare compliance documents for statutory, legal and regulatory purposes.
    Work with management and staff to identify regulatory risks and design internal controls to ensure compliance within the firm.
    Perform routine risk assessments to help the firm understand compliance risk, scope and significance.
    Educating employees on compliance regulations and the impact of non-compliance on the firm.
    Review marketing materials, websites and presentations (including new employee induction programmes) to ensure compliance with regulations.

    Work with the management from other departments to ensure compliance and investigate irregularitiesContribute to robust and effective compliance controls within the firm.

    SkillsCritical problem-solving skills and analytical skillsAttention to detail with the ability to interpret information rapidly.
    Excellent verbal and written communication skillsGood interpersonal and conflict management skillsQualificationsBachelor's Degree in Law or relevant qualification.
    Minimum of 3 years compliance experience within the legal environment.
    I.T knowledge (particularly in Excel and Word).
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