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    Compliance Manager/Senior Compliance Analyst - London, United Kingdom - The Emerald Group

    The Emerald Group
    The Emerald Group London, United Kingdom

    Found in: Jooble UK O C2 - 7 hours ago

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    Description

    The requirement is for a Compliance Manager/Senior Compliance Analyst with Lloyd's compliance experience to have responsibility for ensuring that suitable compliance controls are designed and maintained.

    • Location: London
    • Category: Compliance
    • Type: Permanent

    Key duties (including, but not limited to):

    • Responsibility for producing monthly compliance and conduct risk MI pack for the Run Off Committee including quarterly more detailed conduct risk Mi pack
    • Responsibility for reviewing and updating Compliance Policies, Procedures, Financial Crime Risk Assessments and the Modern Slavery Risk Assessment as necessary
    • Responsibility for Business Timetables, supported by the Compliance Assistant, to make sure that regulatory reporting deadlines are met in accordance with regulatory timescales
    • Responsibility for preparing compliance owned returns for Head of Compliance to review and sign off
    • Delivery of compliance testing and/or monitoring reviews contributing to the delivery of the compliance monitoring plan as required
    • Experience in a Lloyd's managing agency compliance team at analyst level
    • Knowledge and experience of working with the Lloyd's Oversight Principles and the PRA and FCA rulebooks
    • Accurate, reliable, with excellent attention to detail; production of high quality written work is essential
    • Experience and knowledge of the legacy insurance sector desirable
    #J-18808-Ljbffr
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