Jobs
>
London

    Policy Executive and Policy Coordinator - London, United Kingdom - Goldman Sachs Group, Inc.

    Default job background
    Description

    The Compliance division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance.

    As an independent control function and part of the firm's second line of defence, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries.

    This is a VP level role within the London FICC Compliance Team providing compliance coverage for our market leading Rates business.

    The role is to head our Compliance coverage for the EMEA Rates business and the successful candidate will report into the EMEA Head of Rates and Currencies Compliance, which is part of the FICC Compliance team that sits within the EMEA Global Banking & Markets – Public Compliance Team.

    Trading floor based role providing real-time compliance counsel to the Rates business units, with regards to relevant rules, regulations and internal policies.

    Provision of pro-active risk mitigation instructions on regulatory and policy matters including individual transactions, new products and business initiatives.

    Assistance with the interpretation and implementation of new rules/regulation.
    Development and delivery of both ad-hoc and annual face-to-face training.
    Development and deployment of second line controls and assisting the first line with the development of their controls.
    Review of new algorithms and other electronic related business initiatives.

    Co-ordination with the broader FICC & Equities Compliance Team as well as Federation and Financial Crime Compliance on initiatives and projects.

    Participation in compliance regulatory and internal investigations and audits.
    Liaising with local regulators and Exchange/MTF operators and coordination of responses to ad-hoc regulatory enquiries.
    Leading and/or executing the Compliance Risk Assessment for the Rates businesses.
    Minimum 5 years Markets Compliance experience gained by working on a trading floor for a Tier 1 house or others with sophisticated algorithmic/electronic business units and/or complex financing capabilities
    Degree level or equivalent (not essential if has relevant working experience)
    Professional qualifications such as CA, CFA, Solicitor or Bar exams an advantage
    Excellent practical understanding of FICC asset classes (both Cash and Derivatives), and Rates in particular
    Languages an advantage (particularly French and/or German)
    Deep interest in the financial markets and a willingness to continually learn

    At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.

    Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.


    We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

    We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

    #

  • Islington Council

    Policy Coordinator

    1 week ago


    Islington Council London, United Kingdom

    The Strategy and Engagement Team plays a critical role at the centre of the Council, driving forward our strategic priorities through development of evidence-based policies which draw on cutting edge innovation and from piloting new approaches. · The post holder can expect to be ...


  • The Passage London, United Kingdom

    **Programme and Policy Coordinator** · The Programme and Policy Coordinator is responsible for the administration of the Excellence for All Programme, The Passage's initiative to become a learning organisation that invests in its staff and strives to achieve the best outcomes for ...


  • Department for Energy Security & Net Zero London, United Kingdom

    **Details**: · **Reference number**: · **Salary**: · - £25,310 - £31,825- National: £25,310 - £27,515 London: £28,510 - £31,825- A Civil Service Pension with an average employer contribution of 27%**Job grade**: · - Executive Officer**Contract type**: · - Fixed Term**Length of em ...


  • Imperial College London South Kensington, United Kingdom

    We are looking for a passionate Policy and Research Coordinator to join our busy Representation team and support our senior student representatives and staff members understand the changes in the Higher Education policy landscape. You will be helping us positively transform the l ...


  • UKGBC Limited London, United Kingdom

    **THE ROLE** · This role offers an opportunity to be at the forefront of tackling the climate and nature emergencies and the cost-of-living crisis in the UK. Our inefficient buildings are the second largest source of climate emissions and bold government action is needed to drive ...


  • University College London London, United Kingdom

    **Ref Number** · B · **Professional Expertise** · Administration and Business Support · **Department** · Vice-Provost (Research, Innovation and Global Engagement) (B09) · **Location** · London · **Working Pattern** · Full time · **Salary** · £42,099-£50,585 · **Contract Type** · ...


  • Charity Talent Recruitment London, United Kingdom

    Are you a talented **Temp Policy and Campaigns Coordinator**or are you striving to be one? Can you demonstrate that you have experience supporting the team with all administration tasks and inquiries? If so then you could be perfect for myclient, a Health Charity based in London. ...


  • Prostate Cancer UK London, United Kingdom

    **Region** · London · **Vacancy Type** · Permanent/Full Time · **Job Summary** · **Policy and Health Influencing Coordinator** · **£25,643 per annum (London Living Wage)** · **Permanent, full-time (37.5 hours per week)** · **Hybrid working with regular travel to our London Bridge ...


  • Textile Exchange London, United Kingdom

    Standards Assurance Policy, Coordinator · About Us · Textile Exchange is a global non-profit driving positive impact on climate change across the fashion and têxtile industry. They guide a growing community of brands, manufacturers, and farmers towards more purposeful production ...


  • Morgan Hunt Recruitment City of London, United Kingdom

    **Job Titlte: Policy and Technical Coordinator** · **Location: London (Hybrid 2 days in office)** · **Job Type: Permanent** · **Salary: £60,000 (negotiable)** · I am working exclusively with a reputable membership body in the transport and infrastructure sectors who is looking fo ...


  • Goldman Sachs Group, Inc. London, United Kingdom

    Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. From global financial centers to important developing markets, Global Compliance professionals interpret and ensure compliance wit ...


  • Goldman Sachs London, United Kingdom Full time

    Global Compliance manages the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and changes in regulations in all jurisdictions in which the firm does business and develops and implements firmwi ...


  • The Labour Party London, United Kingdom

    Salary: £39, gross) per annum inclusive of London Weighting, with a fixed sum allowance of £1,127. There is the ability to progress to £42,746.92 over the next 2 years. · Location: Head Office- London · Duration: Permanent · The Labour Party is looking to recruit a Policy Deve ...


  • Achieving for Children Twickenham, United Kingdom

    Job Information · Achieving for Children is a Community Interest Company that has a public sector ethos, combined with the freedom to innovate enabling us to do things differently. As a not-for-profit social enterprise owned by three local authorities (Windsor & Maidenhead, Kings ...


  • EDUCATION ENDOWMENT FOUNDATION London, United Kingdom

    Senior Policy Manager - Education Policy · London, SW1 (with hybrid working) · The Education Endowment Foundation (EEF) is an independent charity dedicated to breaking the link between family income and educational achievement. We do this by supporting schools, colleges, and nur ...


  • Education Endowment Foundation (EEF) London, United Kingdom

    Senior Policy Manager - Education Policy · London, SW1 (with hybrid working) · The Education Endowment Foundation (EEF) is an independent charity dedicated to breaking the link between family income and educational achievement. · We do this by supporting schools, colleges and n ...


  • Coalition Greenwich (a division of CRISIL) London, United Kingdom Full time

    CRISIL is a leading, agile and innovative global analytics company driven by its mission of making markets function better. · It is India's foremost provider of ratings, data, research, analytics and solutions with a strong track record of growth, culture of innovation, and glob ...


  • The London Clinic United Kingdom Full time

    Business Manager An exciting opportunity has arisen to join The London Clinic in a new role, supporting the Chief Executive's Office as Business Manager. This role is based at The London Clinic's Main Hospital in London, W1G 6JA with a competitive salary of £60,000 inclusive per ...


  • S&P Global London, United Kingdom Full time

    The Credit and Risk Solutions (C&RS) Chief of Staff will be responsible for coordinating activities and initiatives across the IT department, ensuring alignment with overall company goals and strategies. This is a critical position that will support the IT department in achieving ...


  • S&P Global, Inc. London, United Kingdom Full time

    12 The Credit and Risk Solutions (C&RS) Chief of Staff will be responsible for coordinating activities and initiatives across the IT department, ensuring alignment with overall company goals and strategies. This is a critical position that will support the IT department in achiev ...