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Senior Risk Manager
3 weeks ago
p2dl Marlow, United KingdomWe have an exciting opportunity to participate on a critical national infrastructure project in the North-West, by joining our Project Delivery Consultancy. · As a Senior Risk Manager, your role will be to act as a centre of excellence and be the focal point in delivering the hig ...
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Senior Risk Manager
1 week ago
CBC Resourcing Solutions Slough, United Kingdom**Senior Risk Manager** · **Slough** · **£80,000 to £85,000 plus car allowance, bonus and benefits** · Our client is a well established and highly respected international provider of business to business financial solutions. · Responsibilities will include; · - Developing effecti ...
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Senior Manager Capital Risk
2 weeks ago
eFinancialCareers Milton Keynes, United KingdomGoodman Masson are working with one of the best Financial Services Company to source a Senior Capital Risk Manager to report directly to the Head of Department within the Enterprise Risk Function. · **Responsibilities of the role will include**: · 1. Reviewing and overseeing that ...
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IT & Cloud Senior Risk Specialist
2 weeks ago
eFinancialCareers Potters Bar, United KingdomCanada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. · Part of our par ...
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Senior Safety Risk Specialist
2 weeks ago
easyJet Luton Airport, United KingdomeasyJet is big, really big. We're the second largest airline in Europe, and we have more flying slots than any other in the world. With that scale comes opportunity - opportunity to quickly progress, diversify your career, and to see the impact of your work on a wider scale. So m ...
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IT & Cloud Senior Risk Specialist
2 weeks ago
Canada Life Potters Bar, United KingdomCanada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. · Part of our par ...
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Senior Legionella Risk Assessor
2 weeks ago
Compliance Group Northampton, United KingdomSenior Risk Assessor (Water Consultant) · - East Midlands & South Yorkshire Region · **Key Objective for this role** · We are currently looking for a Senior Risk Assessor/Water Consultant to carry out to carry out Water Risk Assessments Parts 1-3 on Cooling Towers, Domestic Water ...
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Senior Flood Risk Officer
1 week ago
West Northamptonshire Council Northampton, United KingdomAbout the role · West Northamptonshire Council has created a new team focused on developing and delivering innovative flood and water drainage solutions. The team is led by the Flood and Water Team Manager, reporting to the Head of Works within the PLACE directorate of the Counci ...
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Senior Flood Risk Officer
1 week ago
West Northamptonshire Council Northampton, United KingdomAbout the role · West Northamptonshire Council has created a new team focused on developing and delivering innovative flood and water drainage solutions. The team is led by the Flood and Water Team Manager, reporting to the Head of Works within the PLACE directorate of the Counci ...
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Senior Operational Risk Manager
3 weeks ago
eFinancialCareers Milton Keynes, United KingdomResponsibilities: · - To deliver oversight, advisory and guidance on infrastructure related risks. · - To support as needed the digital/technology transformation of the bank from a technical risk management perspective. · - To develop effective and collaborative relationship with ...
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Senior Operational Risk Manager
3 weeks ago
eFinancialCareers Milton Keynes, United KingdomResponsibilities: · - To deliver oversight, advisory and guidance on all risks related to Cloud technologies. · - To support as needed the digital/technology transformation of the bank from a technical risk management perspective. · - To develop effective and collaborative relati ...
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IT and Cloud Senior Risk Specialist
6 days ago
Flair for Recruitment Potters Bar, United KingdomDo you have 2nd line experience in IT and Cloud risk oversight? Do you have strong communication skills and the ability to tailor your presentation to your audience? · Our client, a leading provider of Group Insurance, is looking for an IT and Cloud Senior Risk Specialist to join ...
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Technology Risk Senior Business Partner
2 weeks ago
Canada Life Group (UK) Ltd (The) Potters Bar, United Kingdom Full timeLocation: Hybrid role based ideally in our UK offices in Potters Bar, London or our Dublin offices · What we offer · We have embraced a hybrid working model for most of our positions, which means that you can enjoy a balanced approach of working from home for part of the week and ...
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Technology Risk Senior Business Partner
2 weeks ago
Canada Life Potters Bar, United Kingdom**Location: Hybrid role based ideally in our UK offices in Potters Bar, London or our Dublin offices** · **What we offer** · We have embraced a hybrid working model for most of our positions, which means that you can enjoy a balanced approach of working from home for part of the ...
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Senior Credit Risk Rating Analyst
5 days ago
eFinancialCareers Potters Bar, United Kingdom** Month Fixed Term Contract Opportunity** · Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile ...
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Risk Management Systems Senior Officer
2 days ago
Bedfordshire Hospitals NHS Foundation Trust Luton, United KingdomThe Risk Management Systems Senior Officer is a key leadership role in the Trust corporate quality team and will be responsible for overseeing all aspects of the risk management and digital quality oversight systems portfolio. This post holder is responsible for the successful op ...
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Environment Agency Welwyn Garden City, United KingdomNumber of jobs available- 1 · - Region- London, South East · - City/Town- Welwyn Garden City · - Building/Site- Alchemy, Bessemer Road, AL7 1HE · - Grade- Staff Grade 6 · - Post Type- Fixed Term · - Working Pattern- Full Time · - Role Type- Environment & Sustainability, Operation ...
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Senior Risk
2 weeks ago
@ Private Practice Milton Keynes, Buckinghamshire, United KingdomRisk & Compliance Lawyer – Non fee earning – Surrey · Join a dynamic team in a pivotal role, providing comprehensive support to the Head of Risk and Compliance within a leading organization. Your primary objective will be ensuring adherence to legal and regulatory standards whil ...
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Learn More About This Role
1 week ago
Agria Pet Insurance Limited Aylesbury, United Kingdom**Salary**: £50,000 - £60,000 per annum · **Contract & Hours**: Permanent Full time 36 hours per week · **Reporting To**: Head of UK Risk & Compliance · **Department**: Compliance & Risk · **Location**: Hybrid (Home/Aylesbury) · **The Business**: · At Agria Pet Insurance, we do p ...
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Senior Accountant
1 week ago
Interquest Group Aylesbury, United Kingdom Full timeOur client is a UK life and pensions company helping customers plan and save for the long term, with roots going back over 100 years. They operate in one of the largest, most sophisticated insurance markets in the world. Due to expansion, they're now seeking a Senior Accountant t ...
Senior Risk - Aylesbury, Buckinghamshire, United Kingdom - Heat Recruitment Ltd
Description
Job Title:
Compliance Officer - Wealth Management
8% pension
~ Group life cover
~25 days of annual leave plus bank holidays and Christmas closure
~ Opportunities for career progression
~ About Us:
We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on integrity, expertise, and client-centric service, they strive to exceed expectations and build lasting relationships.
We are seeking an experienced Compliance Officer to join the team as they embark on an exciting phase of growth, including an upcoming acquisition in the next few months.
The ideal candidate will have extensive experience in the Financial Planning sector and possess the knowledge and skills necessary to navigate the regulatory landscape with confidence.
Oversee and manage compliance functions, ensuring adherence to regulatory requirements and internal policies.Act as a safe pair of hands in leading the compliance team, with a focus on scalability as the company expands.
Collaborate closely with senior management, including sitting on the leadership team alongside key stakeholdersTaking ownership of senior manager functions (SMF16 & SMF17) and providing strategic guidance to ensure compliance best practices.
Proven experience in the IFA sector, with a strong understanding of regulatory frameworks and compliance requirements.
Familiarity with FCA regulations and the ability to obtain approval for senior manager functions.
Demonstrated leadership skills, with the ability to effectively manage and develop a compliance team.
A balance of hands-on compliance experience and the ability to take a strategic, leadership-oriented approach.
Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.
Compliance, IFA, Financial Planning, Advisory, Wealth Management, Financial Planners, Head of Compliance, Compliance Officer, Compliance Consultant, Director of Compliance, Compliance Analyst, Compliance Executive, Risk, FCA
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