Jobs
>
London

    Market Surveillance Manager - London, United Kingdom - Lockton Companies

    Lockton Companies
    Lockton Companies London, United Kingdom

    2 weeks ago

    Default job background
    Description
    Market Security Manager and Monthly Audit Lead
    At Lockton, we're passionate about helping our people achieve their ultimate potential.

    If you can see yourself delivering excellent service to clients, giving back to our communities and being a part of our caring culture, you belong here.

    Full Time Permanent
    Hybrid

    The main purpose of this role is to support the business in leading the Market Security Function for Lockton Re within the Operations team, complete and manage the monthly auditing process and help deliver on other Risk and Operational tasks as directed.

    Market Security

    Lead the Market Security function and committee for the Lockton Re Global business and run / oversee the day-to-day activities of the Market Security function.

    Assist in maintaining a sound / compliant control environment, in line with Lockton Re's risk appetite.

    Ensure and oversee that approved Lockton Re (re)insurers and intermediaries are vetted and on-boarded in line with agreed policies and procedures.

    Respond to, or oversee, market Know Your Client (KYC) requests.
    Train Market Security committee members allowing them to fulfil their duties.

    Provide accurate and timely provision of information and insight to support the Market Security committee members in their duties.

    Ensure up to date records are maintained at all times on the Market Security systems.
    Maintain and publish the Market Security approved lists.
    Oversee the monitoring of, (rating agency) rating movements on markets.
    Provide updates, advise and guide the business on rating movements and other market intelligence.
    Use internal and external analysis systems to review (re)insurer financials.
    Assist in ensuring the integrity of the account opening process.

    Respond quickly to ad-hoc requests from the business for in person support on client interactions, or RFP requests for information and support on Market Security matters.

    Prepare or oversee the preparation of Market Security Meeting Pack and meeting minutes.
    Act as, or oversee, the secretary to the Market Security Committee.
    Maintain the Market Security intranet page and keep all documentation up to date.
    Provide analysis and management information to senior management to facilitate their oversight of their responsibilities in this area.
    Monthly Audit Function
    Select and Complete monthly Quality File audits for all Lockton Re Divisions in line with existing procedures.
    Consolidate and analyse monthly audit results and provide trend and narrative analysis.
    Identify process areas for improvement and any re-training requirements.
    Assist in collating Risk Function activity – risk registers, Business Continuity Plans etc and associated testing.
    Play a role or lead Ad hoc Operations projects through to delivery.
    Skills and knowledge to help you succeed in this role include:
    ~3-5 years of experience working in the market security and agency department of an insurance broker operating in the UK regulatory environment, or experience of working in the department of the brokerage that handled these functions, is essential.
    ~ Ability to independently review legal documents relating to the placement chain, for example, TOBAs and co-broking agreements, is essential.
    ~ Able to read, interpret, understand and summarise (re)insurer financial data in a way that individuals with differing levels of knowledge will understand is essential.
    ~ Ideally experience of file auditing and process improvement.
    ~ Good presentation and communication skills, able to influence others and the ability to interact with associates and partners at all levels, from senior executives to interns.
    ~ Proficient in Microsoft Office suite.
    ~ Positive attitude and proven track record of stakeholder management

    Lockton Companies is proud to provide everyone an equal opportunity to grow and advance.

    We are committed to an inclusive culture and environment where our people, clients and communities are treated with respect and dignity.

    At Lockton, supporting diversity, equity and inclusion is ingrained in our values, and we believe that we are at our best when we fully embrace everyone.

    As such, we recognize that recruiting, developing and retaining people with diverse backgrounds and experiences is vital and enabling our people to thrive personally and professionally is critical to our long-term success.

    Since 1966, our independence has allowed us to serve our clients, take care of our people and give back to our communities.

    How We Will Support You

    Your success is our success, and we provide opportunities to help you grow and create a rewarding career path, however you envision it.

    In addition to industry-leading health insurance, we offer additional options to support your overall health and wellbeing.
  • HCA Healthcare UK

    Ehr Quality Management Surveillance Officer

    1 week ago

    HCA Healthcare UK London, United Kingdom

    **Job Title**: EHR Quality Management Surveillance Officer · **Location**: Central London / Hybrid Remote · **Contract Type**: Fixed term for the duration of EHR implementation · **Summary of position** · This a fantastic opportunity for an experienced Quality Management Surveill ...

  • eFinancialCareers

    Senior Surveillance Manager Vp/ad Level

    11 hours ago

    eFinancialCareers London, United Kingdom

    A leading, institutional electronic trading platform, operating in the fixed income market. · **Description** · - Approximately 10 years or more experience of working within in compliance roles with a significant amount of that in a surveillance role a UK/EU market surveillance f ...

  • Wasabi Technologies Inc.

    Business Development Manager, Surveillance

    3 weeks ago

    Wasabi Technologies Inc. United Kingdom

    At Wasabi, we're a proven collection of pioneers, visionaries and disruptive doers. We see things differently than our competitors, and we make our mark in the industry by challenging the norm and delivering the unexpected and improbable. We're a fast-growing company taking the C ...

  • University College London Hospitals

    Cancer Surveillance Project Manager

    3 weeks ago

    University College London Hospitals London, United Kingdom Full time

    Job overview · This project manager role is an exciting opportunity to join our management team to deliver on a cancer surveillance programme across cancer tumour sites at UCLH. · Post holder will be responsible for the design and implementation of a robust integrated tracking s ...

  • University College London Hospitals NHS Foundation Trust

    Cancer Surveillance Project Manager

    3 weeks ago

    University College London Hospitals NHS Foundation Trust London, United Kingdom Fixed-Term

    Job summary · This project manager role is an exciting opportunity to join our management team to deliver on a cancer surveillance programme across cancer tumour sites at UCLH. · Post holder will be responsible for the design and implementation of a robust integrated tracking sy ...

  • Hanwha Vision Europe

    UK - Strategic Sales Manager (City Surveillance & A&E North UK)

    3 weeks ago

    Hanwha Vision Europe United Kingdom

    To manage all existing/ new partners, A&E contacts and end user interaction within the North London regions as assigned by the UK&I Country VP. · To identify & target business opportunities with new customers. · To act as the main point of contact between HVE & all assigned con ...

  • Glencore

    Market Abuse Surveillance: Operations Team Lead

    2 weeks ago

    Glencore London, United Kingdom

    **Market Abuse Surveillance: Operations Team Lead** · **London, UK** · We are looking for a Market Abuse Surveillance Operations Lead who will be responsible for ensuring the effective operation of our market abuse surveillance programme. This role involves creating and monitorin ...

  • Barclays

    Head of Market Surveillance Optimisation

    3 weeks ago

    Barclays London, United Kingdom

    **What will you be doing** · A senior management role with responsibility for providing overall leadership, strategic direction and ongoing management of the effective delivery of the Market Surveillance Program globally. Reporting to the Head of Market Surveillance, the role hol ...

  • Glencore

    Market Abuse Surveillance Team Lead

    2 weeks ago

    Glencore London, United Kingdom

    **Market Abuse Surveillance Team Lead** · **London, UK** · We are seeking a Market Abuse Surveillance Team Lead to join our team of senior experts. Reporting to the Global Head of Surveillance, you will be responsible for conducting surveillance analysis at an expert level and ov ...

  • eFinancialCareers

    Surveillance Officer

    2 weeks ago

    eFinancialCareers London, United Kingdom

    Fixed Income Trading Venue is seeking a Trade Surveillance Officer to lead the Trade, E-communications, and Voice communications surveillance for our firm. This is an exciting opportunity for a sales and trading Surveillance VP with fixed Income experience. · As the Trade Surveil ...

  • Harrington Starr

    Head of Communications Surveillance

    3 weeks ago

    Harrington Starr London, United Kingdom

    Location: · - London- Industry: · - Product Management- Salary: · - £120,000-£150,000 plus bonus and benefits- Reference: · Contact name: · - Ryan Waters- Job published: · - August 02, 2023**Job description**: · **Head of Communications Surveillance** · I am working with a leadin ...

  • AMS Contingent

    Trade Surveillance Officer

    3 weeks ago

    AMS Contingent London, United Kingdom

    We protect the integrity and reputation of the bank by managing legal risk to make transactions viable and safe. We advise on ethical conduct and identify regulatory solutions. We promote and foster lawful and ethical business through a true partnershipwith the business. · We are ...

  • Société Générale

    Compliance Officer

    3 weeks ago

    Société Générale London, United Kingdom

    **Responsibilities**: · - Undertake Trade and Communications surveillance using the firm's monitoring tools as directed by procedures, management and team protocols. · - Compile and issue relevant regulatory reporting obligations where required. · - With the London team and manag ...

  • UK Health Security Agency

    Senior Epidemiologist

    2 weeks ago

    UK Health Security Agency London, United Kingdom

    **Details**: · **Reference number**: · **Salary**: · - £40,876 - £45,998**Job grade**: · - Senior Executive Officer**Contract type**: · - Permanent**Type of role**: · - Science**Working pattern**: · - Flexible working, Full-time, Homeworking, Job share, Part-time**Number of jobs ...

  • LHH Recruitment Solutions

    Trade and Comms Surveillance

    2 weeks ago

    LHH Recruitment Solutions London, United Kingdom

    Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution · Identify and lead changes to the surveillance process and automated alerting to drive effectiven ...

  • UK Health Security Agency

    Senior Laboratory Surveillance Lead

    3 weeks ago

    UK Health Security Agency London, United Kingdom

    **Details**: · **Reference number**: · **Salary**: · - £51,824 - £65,089**Job grade**: · - Grade 7**Contract type**: · - Permanent**Type of role**: · - Science**Working pattern**: · - Flexible working, Full-time, Part-time**Number of jobs available**: · - 1Contents · Location · A ...

  • UK Health Security Agency

    Senior Epidemiologist

    2 weeks ago

    UK Health Security Agency London, United Kingdom

    The post holder is the senior scientific lead for Pneumococcal surveillance, Rotavirus Surveillance, COVID-19 and meningococcal surveillance. S/he is expected to achieve the specific duties with a high degree of autonomy and through working with staff from a wide range of discipl ...

  • Morgan Stanley

    Compliance Officer

    1 week ago

    Morgan Stanley London, United Kingdom

    Compliance Officer - Surveillance Program Metrics and MI Reporting (VP) · Job Number: · 3232000 · POSTING DATE: Mar 1, 2023 · PRIMARY LOCATION: Europe, Middle East, Africa-United Kingdom-United Kingdom-London · EDUCATION LEVEL: Bachelor's Degree · JOB: Compliance · EMPLOYMENT TYP ...

  • Compliance Professionals

    Communications Surveillance

    1 week ago

    Compliance Professionals London, United Kingdom

    **THE COMPANY**: · Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities · **THE RESPONSIBILITIES**: · - Assist in developing a Compliance Risk Assessment ('CRA') method ...

  • Barclay Simpson

    Trade Surveillance

    1 week ago

    Barclay Simpson London, United Kingdom

    **Trade Surveillance**: · - London · - £60,000 - £70,000 · - Sector: Banking, Financial Services · - Job reference: NE40108 · My client is a global trading firm. · They are looking to hire a trade surveillance compliance officer to join their team. · This is an amazing career opp ...