- Lead and manage the compliance team, ensuring adherence to regulatory requirements.
- Oversee Money Laundering Reporting Officer (MLRO) activities.
- Develop and implement compliance policies and procedures.
- Maintain up-to-date knowledge of regulatory changes and developments within the financial services industry.
- Ensure effective communication of compliance issues and requirements across all levels of the organisation.
- Provide strategic advice and guidance on compliance matters.
- Handle regulatory reporting and liaise with regulatory bodies.
- Conduct compliance risk assessments and audits.
- Extensive knowledge of financial regulations and compliance.
- Experience in managing the MLRO function.
- Strong leadership and management skills.
- Excellent communication and reporting skills.
- The ability to develop and implement compliance policies and procedures.
- Must have broad range of derivatives product knowledge, ideally some exposure to metals
- Must have some experience dealing with exchanges, ideally LME
- The opportunity to work in the vibrant City of London.
- The chance to join a leading global financial services company.
- A dynamic and challenging work environment.
- The possibility for career growth and development in banking and financial services.
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Head of Compliance and Mlro
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Twenty84 Ltd City of London, United KingdomTwenty84 is looking for a skilled and collaborative Head of Compliance and MLRO to join our wealth management client's welcoming and inclusive team. This full-time compliance and MLRO role is based in London and comes with an excellent salary of £110,000-£145,000and a fantastic b ...
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Head of Compliance and MLRO
3 weeks ago
Michael Page (UK) City of London, Greater London, United KingdomOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. · Job Description · Lead and manage the compliance team, ensur ...
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Head of Compliance and MLRO
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Head of Compliance and MLRO
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Twenty84 City of London, Greater London, United KingdomWe are looking for a Head of Compliance and MLRO to join a growing, well-funded fintech start-up. The role will place you in a position as a strategic leader who can oversee and elevate the compliance function · Is this the next step in your career Find out if you are the right c ...
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Page Executive City of London, Greater London, United KingdomAbout Our Client · A small Investment Bank with aggressive growth plans, specialising in Emerging Markets. · Job Description · Lead the regulatory compliance program within the Investment Banking department. · Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements ...
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Mlro - Part Time
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Risk & Compliance Lawyer
3 weeks ago
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Transaction Monitoring Officer
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Compliance & Risk Officer - International Bank
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Edd (Enhanced Due Dilligence) Analyst
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Financial Crime Lawyer
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Lewis Row Ltd City of London, United KingdomA Law firm in London are looking to hire a Financial Crime Lawyer to join their risk and compliance team either office based or fully remote. · They will report to the Senior Financial Crime Risk Manager and work closely with the General Counsel and Head of Risk and Compliance. · ...
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Transaction Monitoring Analyst
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MARKET TALENT City of London, United KingdomWe are hiring for an International Bank's compliance team for a Fixed Term Contract**(initially 6 months with a view to be extended to 12 months and ongoing - depending on performance).** · **NOTE: YOU MUST BE LONDON BASED AS THIS ROLE IS NOT REMOTE** · We are seeking a Transacti ...
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Mlro - Uk
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Dmlro
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Financial Crime Analyst
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Compliance Assistant/officer
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People First City of London, United KingdomTo see more Chinese jobs please follow us on **WeChat: teamchinapf AND pfteamchina** · Ref: 21277 · **Your New Job Title**: Mandarin speaking Banking Trade Services Clerk · **The Skills You Need**: Fluent Mandarin and English, Must have swift system experience in banking, ideally ...
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Regulatory Affairs
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Page Executive City of London, Greater London, United KingdomOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. · Lead and manage the compliance team, ensuring adherence to re ...
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Regulatory Affairs
3 weeks ago
Michael Page (UK) City of London, Greater London, United KingdomOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Lead and manage the compliance team, ensuring adherence to regul ...
Head of Compliance and MLRO - City of London, Greater London, United Kingdom - Page Executive
Description
Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange.
Job Description
The Successful Applicant
The successful Head of Compliance & MLRO (SMF 16/17) should have:
What's on Offer
We encourage all qualified candidates to apply for this exciting role as Head of Compliance & MLRO (SMF 16/17).
Page Executive are inclusive Recruiters and Hirers, as reflected in our Clear Assured Platinum Standard Accreditation from the Clear Company . We are passionate about attracting diverse talent and are committed to ensuring our processes are inclusive and supportive.
Page Executive is part of the PageGroup. 200 Dashwood Lang Road , Addlestone , Surrey , KT15 2NX
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