- Provides support to the certified individual responsible for CASS operational oversight, and to other EMEA (Europe, Middle East, and Africa) custody regulation oversight functions
- Manages the Edinburgh CASS Oversight Team
- Maintains and supports the ongoing development of the Client Assets Risk Framework
- Coordinates internal and external audits covering Client Asset processes (including the annual CASS audit)
- Reviews and escalates regulatory breaches relating to Client Assets, drives corrective and preventative actions, and works with stakeholders to ensure successful remediation
- Reviews and sign-off on the monthly Client Money and Asset Return ("CMAR")
- Prepares and delivers MI (Management Information) on the Client Assets control framework to senior stakeholders
- Designs and coordinates CASS training to all relevant Business, Technology, and Operations staff
- Reviews New Business Initiatives to assess potential CASS impact
- Collaborates across teams in Edinburgh, London, Frankfurt, Geneva and Bangalore and works with key stakeholders including Operations, Compliance, Controls, Projects, and Governance teams
- Knowledge of MiFID (Markets in Financial Instruments Directive) II requirements relating to the safeguarding of financial instruments and funds
- Experience with the FRC's (Financial Reporting Council) Client Asset Assurance Standard
- Self-motivated and ability to work independently
- Focused on execution skills and the ability to deliver results even through challenges
- Ability to critically review and challenge interpretation and application of scenarios relating to trade reporting rules
- Flexibility to work under pressure to meet changing work requirements
- Ability to work with large data sets to pull trends and insights and provide regular reporting to senior stakeholders
- Ability to articulate complex concepts clearly to varied audiences
- Inclusive leadership skills with the ability to collaborate across various groups and regions
- People management experience
- Ability to create a vision and actionable roadmap with a focus on ongoing innovation
-
Vice President
2 weeks ago
eFinancialCareers Edinburgh, United Kingdom**Description** · **About this role** · The growing and increasingly complex regulatory requirements that BlackRock must meet necessitate strong focus on the implementation of both significant new regulations and amendments to existing regulations that have a material impact on t ...
-
Investment Accounting Vice President
2 weeks ago
eFinancialCareers Edinburgh, United Kingdom**Description** · **About this role** · **Vice President, Investment Accounting**: · Are you an Investment Accounting professional searching for an exciting, significant, multi-faceted opportunity with the world's largest asset manager? If you pride yourself on building positive ...
-
Vice President, Pricing Operations
3 weeks ago
eFinancialCareers Edinburgh, United Kingdom**Description** · **About this role** · Data Platform & Solutions (DP&S) ensures that all portfolio information (Core Enterprise Data) necessary for the investment management process is complete, accurate, timely and effectively controlled using the latest technology and tools. D ...
-
Vice President, Corporate Tax
3 weeks ago
eFinancialCareers Edinburgh, United Kingdom**Description** · **About this role** · **Business Unit Overview** · This role will be based in Edinburgh within the EMEA Corporate Tax team. · The EMEA Corporate Tax team has staff in London, Edinburgh, and Belgrade, and is responsible for all corporate tax matters relevant to B ...
-
eFinancialCareers Edinburgh, United Kingdom**Who we are looking for** · A High Profile Vice President to work within the Risk Management and Performance Measurement Unit (RPU) located in a Middle Eastern office as a Consultant and to oversee the delivery of the services described within the Performance Measurement Service ...
-
eFinancialCareers Edinburgh, United Kingdom**Description** · **About this role** · BlackRock is one of the world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackR ...
-
Vice President Software
2 weeks ago
Smartsheet Inc Edinburgh, United KingdomWe are looking for someone to help usher in our next major phase of growth by elevating the experiences we deliver to our customers and building powerful new capabilities to support modern work execution. · We are looking for a VP of Product Management to define and lead our str ...
-
Derivatives Operations Vice President
1 week ago
JP Morgan Chase Bank, National Association Edinburgh, United KingdomJob Description · Explore our new opportunity for experienced individual in Derivatives Operations team · As a Derivatives Operations Vice President in Derivatives Operations team, you will manage the Edinburgh based team which handles the following daily activities: trade captur ...
-
eFinancialCareers Edinburgh, United Kingdom**Description** · **About this role** · **Aladdin Business, Client Engagement - Post Trade, Associate/Vice President** · **BlackRock Solutions (BRS)** · The Aladdin Client Engagement (ACE) group manages the partnerships formed with each BlackRock Solutions client and is the trust ...
-
Vice President,Investment Accounting
1 week ago
Blackrock, Inc. Edinburgh, United KingdomDescription · About this role · About BlackRock · Are you a highly motivated professional looking to elevate your career by joining the world's largest asset manager? Would you thrive in an environment that fosters positive relationships and recognizes outstanding performance, ...
-
JP Morgan Chase Bank, National Association Edinburgh, United KingdomJob Description · Are you enthusiastic about Environmental, Social & Governance and adherence with Policy/Investment Guidelines? Then you found the right position for you · As a Vice President within the Data Solutions team, focused on ESG & Investment Compliance Regulations, yo ...
-
Client Assets Oversight Vice President
2 weeks ago
ISTITUTO MARANGONI Edinburgh, United KingdomIf you are intellectually curious, have an eye for detail and a passion for compliance - then you may be the perfect fit for our team · As a Client Assets Oversight Vice President in CASS (Client Asset Sourcebook)Oversight team, you will help us to shape our strategy and maintai ...
-
State Street Edinburgh, United Kingdom Full timeEmployee Relations Consultant, Assistant Vice President · To provide expert support and advice to the business divisions and corporate functions throughout the UK and Ireland ensuring the effective management of internal and external Employee Relations (ER) matters and ER relate ...
-
Senior Vice President, Managing Director
3 weeks ago
eFinancialCareers Edinburgh, United KingdomThe growing and increasingly complex regulatory requirements that BlackRock must meet necessitate strong focus on the implementation of both significant new regulations and amendments to existing regulations that have a material impact on the firm's regulatoryobligations. · This ...
-
STATE STREET CORPORATION Edinburgh, United KingdomHybrid · To provide expert support and advice to the business divisions and corporate functions throughout the UK and Ireland ensuring the effective management of internal and external Employee Relations (ER) matters and ER related risks (e.g. legal, financial and reputational). ...
-
JP Morgan Chase Bank, National Association Edinburgh, United KingdomJob Description · The Learning team at JPMorgan Chase (JPMC) is on a multi-year journey to radically transform how we develop and deliver learning to our employees. In order to drive proactive, skills-based learning strategies across the enterprise, we're re-organizing learning d ...
-
Blackrock, Inc. Edinburgh, United KingdomAre you a highly motivated professional looking to elevate your career by joining the world's largest asset manager? Would you thrive in an environment that fosters positive relationships and recognizes outstanding performance, working with both internal partners and clients? Wit ...
-
Senior Vice President, Full-Stack Engineer
1 week ago
Blackrock, Inc. Edinburgh, United KingdomThe AI Labs · Since our founding 30 years ago, BlackRock has brought together great minds to drive innovation. From the beginning, we have been leveraging technology for insight and efficiency to make our business better and to help clients realize the objectives they desire . I ...
-
sportstechgroup- JobBoard Edinburgh, United KingdomDescription · About this role BlackRock is the world's leading asset management firm and Aladdin is the central nervous system for investment professionals to see their whole portfolio, understand risk exposure, and act with precision. It is a $1BN+ technology business that has ...
-
Operational Risk Manager, Vice President
3 weeks ago
State Street Edinburgh, United Kingdom Full timeJoin us if making your mark in the asset management industry from day one is a challenge you are up for. · This role requires an experienced operation risk manager with more than 5 years' experience in similar financial services and servicing/operational roles. The successful can ...
Client Assets Oversight Vice President - Edinburgh, United Kingdom - JP Morgan Chase Bank, National Association
Description
Job DescriptionIf you are intellectually curious, have an eye for detail and a passion for compliance - then you may be the perfect fit for our team
As a Client Assets Oversight Vice President in CASS (Client Asset Sourcebook) Oversight team, you will help us to shape our strategy and maintain compliance with the FCA's (Financial Conduct Authority) Client Asset ("CASS"). You also will be able to learn and practice the BaFin Safeguarding Client Asset (SGCA) Regulations.
In this role, you will also leverage your deep understanding of CASS regulations to make informed decisions as well as delivery of best practices.
Job responsibilities
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
