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Ifa Administrator
6 days ago
CORE Talent Solutions Glasgow, United Kingdom**IFA Administrator** · **Glasgow** · **Permanent** · **£23,000 - £32,000 DOE** · Do you have experience offering administrative support within a financial services organisation? Maybe you have financial services customer service experience, looking to transfer into a more techni ...
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Ifa Administrator
1 week ago
IDEX Consulting Ltd Glasgow, United KingdomAn IFA Administrator is required by this top-quality firm of Independent Financial Advisors, within an Accountancy practice, that provides advice to professionals and other HNW individuals. · Working as an IFA Administrator the firm will look to move you will be responsible for: ...
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Ifa Administrator
6 days ago
GCB Agency Recruitment Glasgow, United KingdomLocation: · Scotland, Glasgow City · - Discipline: · Financial Services · - Job type: · Permanent · - Benefits: · £21,000 - £27,000 basic · - Published: · - Expiry date: · We are currently looking for a Financial Planning Administrator to join our clients. Their independent finan ...
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Ifa Administrator
23 hours ago
GCB Recruitment Glasgow, United KingdomWe are currently looking for a Financial Planning Administrator to join our clients. Their independent financial advisers offer personal and business client support across Scotland. Their diverse knowledge and expertise are unrivalled. · **Working hours**: · As an IFA Administrat ...
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Ifa Administrator
1 week ago
Reed Insurance Glasgow, United Kingdom**Looking for a new IFA Administration opportunity to start 2023 with?** · **Fantastic New IFA Administration Opportunity in Glasgow** · **Hybrid/WFH - Early finish on Friday** · **Salary up to £30K DOE plus excellent benefits package** · Our client is an established Financial Pl ...
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Ifa Administrator
5 days ago
mbf. Glasgow, United Kingdom**IFA Administrator - Glasgow - National Organisation - Exceptional benefits package** · MBF. are currently working with a National Wealth Management organisation who are looking to hire an experienced IFA Administrator for their team in Glasgow. The company are a very well known ...
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Ifa Administrator
2 weeks ago
Templegate Glasgow, United Kingdom**TEMPLEGATE RECRUITMENT** · **Financial Services Specialist Recruiters** · **Job Title**: Financial Services Administrator · **Location**: Glasgow · **Benefits**: · - Death in Service 4 x salary · - PMI including optical and dental cover · - PHI 75% of salary/26 week deferred pe ...
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Ifa Administrator
6 days ago
Idex Glasgow, United KingdomAn IFA Administrator is required by this top-quality firm of Independent Financial Advisors, within an Accountancy practice, that provides advice to professionals and other HNW individuals. · Working as an IFA Administrator the firm will look to move you will be responsible for: ...
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Ifa Administrator
1 week ago
Independent Resourcing Consultancy Glasgow, United Kingdom**IFA Administrator**: · - Job Reference: 1451 · - Date Posted: 4 August 2023 · - Recruiter: Independent Resourcing Consultancy · - Location: Glasgow · - Salary: £18,000 to £26,000 · - Sector: Administration, Client Services · - Job Type: Permanent · - Contact: Jon Minns · - Tele ...
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Ifa Administrator
23 hours ago
JohnstonGreer Glasgow, United KingdomIFA Administrator · £22,000 to £26,000 plus benefits · IFA Administrator required by this top-quality firm of Independent Financial Advisors that provides advice to professionals and other HNW individuals. Initially working in IFA administration the firm will look to move you int ...
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Ifa Administrator
2 weeks ago
JohnstonGreer Glasgow, United KingdomIFA Administrator · To £25,000 plus benefits · IFA Administrator required by this growing wealth management firm that provides advice across the full range of Private Client Investment, Tax and Retirement Planning. The business is highly successful and forward thinking. · Support ...
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Ifa Administrator
1 week ago
Reed Insurance Glasgow, United Kingdom**Are you looking for a new IFA Administration opportunity to start the New Year with?** · **Fantastic New IFA Administration Opportunity in Glasgow** · **Salary up to £30K DOE plus excellent benefits package** · Our client is a well-respected Financial Planning business who are ...
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Ifa Administrator
23 hours ago
DA Calder Glasgow, United KingdomWe are a respected, privately owned and successful IFA firm serving clients throughout the UK for more than 40 years. Providing; a full range of financial planning services to individual and corporate clients. · We are looking for an experienced administrator. The role will provi ...
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Ifa Administrator
3 days ago
Ortus PSR Glasgow, United KingdomAre you passionate about helping people? A leading IFA firm is looking to take on professionals who have experience in the Financial Services industry in their Administration team. · Your role will be to assist Financial Advisers in ensuring a seamless client experience. Join thi ...
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Ifa Administrator
1 week ago
IDEX Consulting Ltd Glasgow, United KingdomIdex Consulting have a new opportunity for an IFA administrator to join a small, highly successful practice in Glasgow. · You will be part of a team providing support to three financial advisers, which includes the company director · - Prepare suitability reports · - Using Intell ...
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Ifa Administrator
1 week ago
Finlink Ltd Glasgow, United KingdomAn excellent opportunity for somebody that is looking for a part time career as an IFA Administrator. The company is looking for somebody with varying levels of experience and will help you become fully experienced. · This company are an independent financial advisory firm based ...
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Ifa Administrator
2 weeks ago
Finlink Ltd Glasgow, United KingdomAn excellent opportunity for somebody that is looking for a part time career as an IFA Administrator. The company is looking for somebody with varying levels of experience and will help you become fully experienced. · This company are an independent financial advisory firm based ...
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Ifa Administrator
5 days ago
Capio Recruitment Glasgow, United Kingdom**Job Title: IFA Administrator** · **Salary: £21,000 - £25,000** · **Location: Glasgow** · This position is with an expanding, national financial planning practice that have several offices across the UK and are continuing to grow. · They place an emphasis on client care and prov ...
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Ifa Administrator
1 week ago
Idex Glasgow, United KingdomIdex Consulting have an opportunity for a Financial Planning Administrator to join an IFA who provide a personal, independent and bespoke wealth management service to high net worth clients. · They have a lovely new office in Glasgow city centre. · They are looking for someone to ...
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Ifa Administrator
5 days ago
Idex Glasgow, United KingdomIdex Consulting are working with a brilliant IFA Practice to recruit an IFA Support in Edinburgh or Glasgow. · You will get involved in lots of aspects of the client journey from putting packs together, getting quotes, writing suitability letters and doing trades. · Ideally you w ...
Ifa Administrator - Glasgow, United Kingdom - IDEX Consulting
Description
IFA Administrator, Specialising in ComplianceTo support the Compliance Manager to ensure the company achieves and maintains high standards of regulatory compliance in governance, operations, business, and client transactions.
Maintain compliance monitoring plan for group of companies
Assist Head of Compliance with administration, recording and gathering of MI.
Data input for Reg Data reports
Data input for FCA Connect applications
Data input for FCA Data Return requests
Data collation, recording, and presentation for records management purposes
Complaint handling and recording
Maintain company compliance registers
Assisting in the development and upkeep of policies and procedures
Provide support and assistance to any ad hoc compliance projects as appropriate
Escalate any issues, risks, or concerns to the Head of Compliance as appropriate
Assist Head of Compliance with annual Certification process under SMCR
Experience working in a financial services environment preferably working within IFA Administration
Someone who has an interest to move into compliance full time
Understanding of UK financial services regulation
This is an amazing opportunity for an experienced IFA Support to specialise within the compliance field. Visit the IDEX Consulting Ltd website for further opportunities.
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Our Diversity, Equity and Inclusion MissionAt IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work.
We are committed to driving conscious inclusion across our business and creating equitable pathways.#