- Ensure that assurance reviews are scoped effectively to cover the key risk and control areas for the UK ring-fenced bank, including leading and conducting targeted assurance reviews and deep dives of high risk end-to-end processes and metrics;
- Work with each financial risk assurance team/utility to build out and maintain a comprehensive assurance plan for the UK ring-fenced bank.
- Provide holistic reports for the UK CRO and governance committees on the UK ring-fenced bank financial risk and control profile.
- Support the Risk Stewards and Assurance teams in each financial risk function, to optimise their target operating models, promoting and implementing synergies and efficiencies while securing an optimal and best in class control environment across the UK ring-fenced bank.
- Track and monitor any UK ring-fenced bank impacting issues raised by the financial risk stewards and assurance activities to ensure that they are effectively mitigated within the required timescales, inputting your SME knowledge to proposed solutions and reporting and escalating any overdue items for management attention. Requirements
- Demonstrable experience from a financial accountancy background with internal/external audit experience.
- Relevant Financial risk management knowledge and experience working in multiple legal entities
- Communication and interpersonal skills, including the capacity to articulate the case for risk management in the language of business.
- Exposure to working with risk assurance teams to build out and maintain a comprehensive assurance plan.
- Have an understanding and experience of the UK SMR regime
- Experience of providing holistic reports senior executives/ governance committees on the risk and control profile.
-
Assurance and Oversight Manager
6 days ago
Legal & General London, United KingdomHumanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build a better society. We s ...
-
Assurance and Oversight Manager
6 days ago
Legal & General London, United KingdomJob Description · Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build a be ...
-
Assurance and Oversight Manager
2 weeks ago
Legal & General London (Greater), United Kingdom Full timeCompany Description · Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build ...
-
Assurance and Oversight Manager
1 week ago
Legal & General London, United Kingdom Full timeCompany Description · Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build ...
-
Assurance and Oversight Manager
1 week ago
Legal & General United KingdomHumanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build a better society. We s ...
-
Assurance and Oversight Manager
1 week ago
LegalAndGeneral London, United Kingdom Full timeCompany Description · Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build ...
-
Assurance and Oversight Manager
1 week ago
LegalAndGeneral London, United Kingdom Full timeJob Description · We're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in London · You'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You' ...
-
Assurance and Oversight Manager
4 days ago
LegalAndGeneral London (Greater), United Kingdom Full timeJob Description · We're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in London · You'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You' ...
-
Assurance and Oversight Manager
3 days ago
Legal & General Investment Managment London (Greater), United Kingdom Full timeCompany Description · Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build ...
-
Assurance and Oversight Manager
1 week ago
Legal & General London, United Kingdom PermanentJob Description · We're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in LondonYou'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You'll ...
-
Quality Assurance Manager Uk Sox Experience
1 week ago
eFinancialCareers London, United KingdomOn behalf of Tesco Bank, AMS are now looking for a **Quality Assurance Manager (UK SOX Experience)** for an initial contract length of **3 Months** Based **fully remote**. · Tesco Bank prides itself on their range of simple and convenient retail banking and insurance products des ...
-
Finance Apprentice
1 week ago
Coutts London, United KingdomAudit, Control, Oversight & Assurance · Finance Apprentice · - London, United Kingdom- Apprenticeship- Full Time#R ...
-
Band 1 Onr Head of Risk and Assurance
1 week ago
Office for Nuclear Regulation London, United Kingdom**Details**: · **Reference number**: · **Salary**: · - £68,572 - £79,070- (Plus an additional £4,052 London Weighting Allowance if the successful individual is London based)**Job grade**: · - Grade 6**Contract type**: · - Permanent**Business area**: · - ONR - Finance**Type of rol ...
-
Compliance Oversight Team
1 week ago
Financial Conduct Authority London, United KingdomCompliance Oversight Team - Policy specialist · **Salary**: National ranging from £51,200 to £59,000 and London £56,400 to £65,000 · - Are you interested in a role where you can help the FCA to execute against risks of harm?_ · The team/department · Risk and Compliance Oversight' ...
-
Assurance Manager
1 week ago
Signature Recruitment London, United KingdomAre you an Assurance Manager with experience in sustainable, responsible, and ethical sourcing? Would you like to work for a cause you are passionate about? Signature Recruitment have an exciting opportunity to work for a global standards and certificationorganisation as an Assur ...
-
Defence Nuclear Security Opportunities
1 week ago
Ministry of Defence London, United Kingdom**Details**: · **Reference number**: · **Salary**: · - £43,080- Posts based in London will attract the relevant London weighting.- A Civil Service Pension with an average employer contribution of 27%**Job grade**: · - Senior Executive Officer- C1**Contract type**: · - Permanent** ...
-
eFinancialCareers London, United KingdomDrive the development and implementation of a comprehensive program of the assurance coverage related to various business line activities across the first line of defence, working in close collaboration with business management and leveraging the product/functionalexpertise to en ...
-
Product Control Governance
1 week ago
eFinancialCareers London, United KingdomJoin us as a Product Control Governance & Assurance Manager · - As a Product Control Governance & Assurance Manager, you'll be responsible for the oversight and assurance of the reported NatWest Markets Financials in the NatWest Markets Finance team · - You'll play a key role in ...
-
LCW UCC London, United KingdomProvide visible and effective leadership for clinical risk management and quality assurance across the LCW. Ensure that the organisation has robust assurance processes in place for undertaking self-assessments and evidence collection in line with all compliance requirements. Lead ...
-
Compliance Monitoring Senior Manager
1 week ago
eFinancialCareers London, United Kingdom**Role Description** · An international investment manager is looking for a Compliance Monitoring Senior Manager to join their Global Investment Compliance function on a permanent basis with a base salary of £85,000 + competitive bonus and benefits. This position will play a keyS ...
Head of Financial Risk Steward Oversight and Assurance - London, United Kingdom - HSBC
Description
If you're looking to take an exciting new direction with your HSBC career, an internal move can open the door to many opportunities, allowing you to take on a new challenge, and develop your skills. Bring your knowledge of our brand to a new role and grow yourself further.
Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, contingency, geopolitical, operational, credit, treasury, pension, insurance, financial crime and regulatory compliance, market and reputation risks. All parts of the Global Risk team use their skills, insight and integrity to handle established threats and those they see emerging, acting to protect and enable HSBC to deliver sustainable growth. A move across the business allows you to continue to access tailored professional development opportunities, and our fantastic benefits packages.
We are currently seeking an experienced individual to join this team in the role of Head of Financial Risk Steward Oversight and Assurance, HSBC UK Bank.
Role Purpose
Financial risk covers the people, process and systems failures that would lead to a Credit, Treasury and Traded risk impact or loss. The role would be a second line of defence role, supporting the HSBC UK CRO to discharge their SMR accountabilities for the oversight and management of these risks. The role would therefore be a formal SMR delegate for the UK CRO.
The role purpose is to coordinate the Risk Stewardship oversight and related assurance activities for the UK ring-fenced bank across all of these risk types, ensuring that the UK has comprehensive coverage for all financial risk types and to provide the UK CRO with a holistic view of that stewardship and assurance activity and results. The stewardship and assurance models are being established by each financial risk function, and the role holder will therefore need to work within each operating model to ensure adequate coverage for the UK ring-fenced bank.
The base location for this role is Birmingham.
In this role, you will:
To be successful in this role you should meet the following requirements:
You'll achieve more when you join HSBC.
We believe that being open to a range of perspectives and cultures is vital for our business. We work hard to ensure our diverse and inclusive workplace reflects the communities we serve. We want everyone to achieve their potential – regardless of their gender, ethnicity, disability, religion, sexual orientation or age. If you have a different way of seeing the world, we are interested in hearing from you.
Being open to different points of view is important for our business and the communities we serve. At HSBC, we're dedicated to creating diverse and inclusive workplaces. Our recruitment processes are accessible to everyone - no matter their gender, ethnicity, disability, religion, sexual orientation, or age.
We take pride in being part of the Disability Confident Scheme. This helps make sure you can be interviewed fairly if you have a disability, long term health condition, or are neurodiverse.
If you'd like to apply for one of our roles and need adjustments made, please get in touch with our
Head of Financial Risk Steward Oversight and Assurance professionals in London
-
Maria Grazia Marcoccia
14 years of experience in UK
-
Andrew Dorahy
PMO Professional with over 16 years experience
-
Michael Clayworth
Senior Financial Controller and Finance Lead
-
Dina Mohammed-Ali
Head of Operations / Project Management
-
Scott Bailey
Director of Development, Property, Planning
-
John Foster-Hill
Digital Transformation