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Specialist Surveillance Practitioner
1 week ago
Guy's and St Thomas' NHS Foundation Trust London, United KingdomThe Specialist Surveillance Practitioner is senior clinical role within the programme and is a fundamental role as part of our screening surveillance pathway. The Surveillance Practitioner will undertake the capture and grading assessment of Optical Coherence Tomography (OCT) sca ...
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Trade Monitoring and Surveillance Specialist
3 days ago
UBS London, United KingdomUnited Kingdom · - Compliance, Equities · - Group Functions · **Job Reference #** · BR · **City** · - London · **Job Type** · - Full Time · **Your role** · - The role is to undertake trade surveillance monitoring for the IB UK business activities within the MS&C UK Regional Team ...
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UBS London, United KingdomUnited Kingdom · - Compliance · - Group Functions · **Job Reference #** · BR · **City** · - London · **Job Type** · - Full Time · **Your role** · - Do you have a passion for financial markets and a keen analytical mind? Do you know how to maintain independence and objectivity? Is ...
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Royal Bank of Canada London, United Kingdom**Come Work with Us** · At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. · Whether you're helping clients find new opportunities, developing new tech ...
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Clinical Nurse Specialist, HCC Surveillance
1 week ago
Barts Health NHS Trust London, United KingdomAn exciting opportunity has arisen for an experienced hepatology nurse to join the Hepatology Clinical Nurse Specialist Team within the Barts NHS Trust. The successful candidate will take the nursing lead in coordinating hepatocellular carcinoma surveillance. You will work closel ...
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Senior Epidemiologist
4 days ago
UK Health Security Agency London, United KingdomThe post holder is the senior scientific lead for Pneumococcal surveillance, Rotavirus Surveillance, COVID-19 and meningococcal surveillance. S/he is expected to achieve the specific duties with a high degree of autonomy and through working with staff from a wide range of discipl ...
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Trade Surveillance
1 week ago
BRUIN Financial London, United KingdomPermanent · - London, · **Ref**: 36313 · **TRADE SURVEILLANCE SPECIALIST REQUIRED** · I am looking for Senior level Trade Surveillance specialists, focused in one of the following: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading. · Competitive Salary · Get in touch ...
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Information Officer
1 week ago
UK Health Security Agency London, United KingdomThe main responsibility of the postholder will be to contribute to the surveillance, epidemiology and investigation into outbreaks of intestinal infectious disease (IID) for GIFSOH Division at Colindale. This will involve providing specialist administrative and technical support ...
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Head of Market Surveillance Optimisation
1 week ago
Barclays London, United Kingdom**What will you be doing** · A senior management role with responsibility for providing overall leadership, strategic direction and ongoing management of the effective delivery of the Market Surveillance Program globally. Reporting to the Head of Market Surveillance, the role hol ...
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Senior Epidemiologist
5 days ago
UK Health Security Agency London, United Kingdom**Details**: · **Reference number**: · **Salary**: · - £53,396 - £62,286**Job grade**: · - Grade 7**Contract type**: · - Permanent**Type of role**: · - Administration / Corporate Support**Working pattern**: · - Flexible working, Full-time, Homeworking, Job share, Part-time**Numbe ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomOur client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. · Reporting into the Chief Compliance Officer, the Compliance Manager will b ...
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Epidemiologist X2
3 days ago
UK Health Security Agency London, United Kingdom**Details**: · **Reference number**: · **Salary**: · - £40,876 - £45,998**Job grade**: · - Senior Executive Officer**Contract type**: · - Permanent**Type of role**: · - Science**Working pattern**: · - Flexible working, Full-time**Number of jobs available**: · - 2Contents · Locati ...
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UK Health Security Agency London, United KingdomField Service (FS) South East and London is part of Health Protection Operations in UKHSA. The Field Service is a national service comprising geographically dispersed multi-disciplinary teams integrating expertise in Field Epidemiology, Real-time Syndromic Surveillance, Public He ...
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Senior Fixed Income Market Abuse Specialist
1 week ago
Financial Conduct Authority London, United KingdomSenior Fixed Income Market Abuse Specialist · Location · London / Leeds / Edinburgh · Salary · National ranging £54,600 - £68,300 and London £60,000 - £75,000 · Background · At the FCA, we are creating a fair and more resilient financial system. We are establishing more transpare ...
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Ssi Team Leader
1 week ago
Guy's and St Thomas' NHS Foundation Trust London, United Kingdom**Closing date**: 17/03/2024 · **Interview date**: 25/03/2024 · The post holder will develop and deliver a new Central Wound Hub service, utilising digital technology to monitor surgical wounds. In addition to building and leading the team responsible for delivering the service, ...
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Food Safety
1 week ago
UK Health Security Agency London, United Kingdom**Details**: · **Reference number**: · **Salary**: · - £66,291 - £75,411**Job grade**: · - Grade 6**Contract type**: · - Permanent**Type of role**: · - Science**Working pattern**: · - Full-time**Number of jobs available**: · - 1Contents · Location · About the job · **Benefits**: ...
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UK Health Security Agency London, United Kingdom**Details**: · **Reference number**: · **Salary**: · - £32,978 - £39,691**Job grade**: · - Higher Executive Officer**Contract type**: · - Permanent**Type of role**: · - Administration / Corporate Support**Working pattern**: · - Flexible working, Full-time, Job share, Part-time**N ...
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Mitie London, United Kingdom**Job Overview**: · - Plan, develop, coordinate, monitor and audit the delivery of OH services provided, and other contracted organisations, to ensure a high quality value for money service, customer satisfaction, and to improve and promote best practice in OH on the basis of res ...
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Band 7 Cns in Children's Cardiac Care Royal
1 week ago
Guy's and St Thomas' NHS Foundation Trust London, United KingdomThe post holder is a highly specialised nurse working as a member of the paediatric cardiac nursing team. · The team functions as part of the wider multidisciplinary team to provide advice, information and support to children with congenital heart disease and their families. · Th ...
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Information Officer
1 day ago
UK Health Security Agency London, United KingdomGastrointestinal Infections and Food Safety (One Health) Division · The Gastrointestinal Infections and Food safety (One Health) Division is located at Colindale within UKHSA's Clinical and Emerging Infections Directorate. · The Division's main functions constitute providing spec ...
Trade Surveillance Specialist - London, United Kingdom - Britannia Global Markets Limited
Description
Trade Surveillance Specialist (Day Rate Contract. Outside IR35)Key Responsibilities:
Timely and accurate investigation and disposition of market abuse and communications surveillance alerts and reportsIdentification and escalation of potentially suspicious order, trade and communications activityConducting ad hoc reviews and analysis of client activity to identify potentially suspicious activity and/or patterns or repeated activityCarry out daily reviews (on T+1) for Client and Desk Order Flow, monitoring total message counts and ratios, ensuring any potential Exchange breaches are reviewed and avertedAssist in ongoing client investigations and 'Enhanced Client Monitoring', providing analysis and reports to the Head of ComplianceAssist in responding to requests for information from Regulators, Exchanges and external Counterparties.
Assist in alert calibration testing for new and existing alert types, ensuring any proposed changes/enhancements to alerts are delivered as expected.
Assist in maintenance of procedure manuals as and when required.Developing an understanding in Britannia Global Markets' new and existing products and services in order to assist in the ongoing assessment of the firm's market abuses risksParticipating in other compliance projects and work as required by the Head of ComplianceRequired Knowledge and Level of Experience:
Experience in a financial markets role and an understanding of FCA's MAR (Required)Demonstrable experience working with Trade Surveillance systems and Alerts (Required)Experience working with Communication Surveillance systems and alerts and investigating associated conduct issues is desirable, but not essentialExperience of compliance monitoring of trading desks is desirable, but not essential.
Good understanding of futures and options and commodity derivatives is desirable, but not essentialExcellent data analysis and interpretation skillsAbility to quickly grasp an understanding of alert triggers and trading behaviourAttention to detail and accuracy essentialAbility to draft reports in a concise, professional, and succinct mannerStrong written and verbal communication and inter-personal skillsConversant with all Microsoft Office applications particularly Excel and PowerPoint
Trade Surveillance Specialist professionals in London
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Martin Halse
Test Manager
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David Jorbenaze
Senior Oil Trader & Business Development Manager
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Tingting Yao
I had fours years of work experience in the Forex industry and just finished my Master's course in F ...
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Sandy Lai
Digital Marketing Professional
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Nikhil Shah
Have an accounting background, worked in charity organisations and in Local Authority in Education i ...
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Jason Levy
Recruitment Business Partner