- Develop relationships with PWM business teams, PWM Compliance, PWM Legal, and other Operations groups to ensure that PWM Operations is providing the highest quality introductory experience throughout the on boarding process.
- Develop relationships within in the team to ensure the rest of the team are delivering a best-in-class level of output.
- Ensure that all client documentation required by the Firm's Customer Identification Program (CIP) is received, reviewed, and approved within the appropriate timeframes in line with AML and Know Your Client requirements.
- Ensure downstream systems correctly recognize approved clients, products and services, including Cash products, Client Statement and Performance reporting.
- Review relevant client and Legal documentation, verify client signatures and perform regulatory and risk related exception processing.
- Process and control analysis to ensure effective oversight and risk management including the adherence to and enforcement of Firmwide policy and relevant regulations.
- Resolve issues through coordination with PWM business, PWM Compliance, PWM Legal and other Operations teams.
- Work with various teams, including the PWM business and Operations, on process improvement and strategic projects.
- Strong understanding of the financial industry, onboarding, KYC and an active interest in Operations.
- Strong interpersonal skills with ability to build the trust and confidence in capabilities, work well with others internally to accomplish client objectives.
- Great leadership skills, judgement and decision making.
- Must be a team player, hardworking, resourceful and eager to learn.
- Must be able to multi-task, prioritize work, and work well under pressure from multiple clients/constituents to respond to inquiries quickly.
- Highly organized, attention to detail and excellent follow through skills.
- Proactive, self-starting individual with high levels of ownership and ability to work independently, to gather information, make decisions and drive results.
- Highly motivated with enthusiasm to learn the business and the clients we support.
- Bachelor's degree .
- Knowledge of MS Office (Word, Excel, etc.) as well as proficiency with web-based applications.
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Private Wealth Management Operations, Client Onboarding KYC Vice President- London - Goldman Sachs
Description
Private Wealth Management Operations, Client Onboarding KYC Vice President- London
Private Wealth Management Operations, Client Onboarding KYC Vice President- London
YOUR IMPACT
Private Wealth Management (PWM) Operations team is seeking a Vice President to join the Client Onboarding team in London. The professional will collaborate with our Clients, PWM Sales and Business teams, as well as Legal, Compliance, Anti Money Laundering and other Federations teams, to facilitate account onboarding for PWM Clients while monitoring for risk, identifying fraud, External Regulatory engagement and ensuring compliance to Firmwide and internal regulatory policies. There will be a strong focus on managing the team's deliverables and providing best in class client service and subject matter expertise to our business partners and clients directly. The professional will also have the opportunity to be innovative by improving processes, reducing risk and increasing efficiency.
OUR IMPACT
Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm's assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.
Client Onboarding is a highly regulated function that focuses on account documentation, data integrity, risk management and regulatory requirements. Client Onboarding is responsible for capturing all necessary information for regulatory and firm policies and perform due diligence on all new accounts and works closely with PWM business teams, PWM Compliance, PWM Legal, and other Operations groups to ensure a positive client experience during the onboarding process.
HOW YOU WILL FULFILL YOUR POTENTIAL:
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
ABOUT COMPANY Goldman Sachs International London, United Kingdom 75102 Employees Investment Banking / M & A
At Goldman Sachs, we believe progress is everyone's business. That's why we commit our people, capital and ideas to help our clients, shareholders and...
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