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    Compliance Paralegal - London, United Kingdom - Compliance Professionals

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    Description
    Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. Writing minutes and circulating them to the Directors and other relevant staff.
    Ad hoc filings to Companies House (e.g. new director appointments).
    Preparing and proofreading documents for execution.
    Issuing letters to customers and business partners
    Maintaining and updating databases.
    Ad hoc legal research.
    Carrying out KYC checks and preparing and issuing account opening documents to new customers.
    Previous experience of working within a legal/compliance department is preferred.
    Financial services (Regulated environment) experience would be advantageous.
    Passion for legal/regulatory work and eager to learn from others and independently.

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