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    Director Business and Functions Compliance Officer - London, United Kingdom - Groupe BPCE

    Groupe BPCE
    Groupe BPCE London, United Kingdom

    1 week ago

    Default job background
    CDI
    Description

    Poste et missions




    Overall purpose of the role.

    The incumbent will act as a senior member of the Business and Functions Compliance team and will be the lead contact for Business Compliance activities in relation to the designated Banking business areas in Natixis London Branch.

    This will involve developing relevant local compliance policies and procedures as well as coordinating and monitoring the effectiveness of compliance support for the designated Banking business within the framework of the overall Natixis global compliance strategy and the compliance strategy set by the UK Head of Compliance.

    The incumbent is required to establish a strong relationships within the Business and Functions Compliance team, with designated Banking businesses in London and their management, and also with relevant Head Office Compliance staff.

    Profil et compétences requises



    • Strong technical knowledge of various compliance regimes impacting Private Side businesses, particularly the UK and EU, but also AsiaPac and US (, MAR, MiFID II, EMIR, FATCA, City Code on Takeovers and Mergers, Competition Law. Loan Market Association, Dodd Frank, Volcker etc)
    • Relevant experience working as business compliance with the front office in an investment banking environment. Experience across a variety of business lines and products may be beneficial, in particular private side business activities and products and / or structured products
    • Excellent communication and presentation skills able to communicate quickly and clearly at all levels
    • Sound analytical skills and good judgement, with a proven ability as a problem solver
    • Ability to prioritse, respond quickly and accurately under pressure and meet deadlines
    • French language skills useful but not essential
    • Professional qualification (legal, accountancy and/or compliance) desirable
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