Jobs
>
London

    Compliance Consultant, Wealth - London, United Kingdom - Bovill

    Bovill
    Bovill London, United Kingdom

    1 week ago

    Default job background
    Full time
    Description

    Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them peace of mind they're doing the right thing.

    Bovill is now part of Ocorian, the global provider of financial and corporate administration services and regulatory solutions. We have combined with Newgate, Ocorian's existing regulatory and compliance business, to offer comprehensive regulatory support to financial services organisations. We are now looking to expand, enhance and extend our services to our valued clients as part of the wider Ocorian group.

    Our Wealth Practice is looking for a highly motivated, proactive compliance consultant to join the team. The successful candidate will support and assist Bovill's wealth and investment management clients by providing regulatory advisory services, guidance, and delivery of ongoing support engagements.

    Working directly with clients across the sector collaborating with Bovill's experienced team of industry specialists, the successful applicant will be responsible for:

    • Providing high quality advice and support to clients on a range of regulatory compliance matters.
    • Managing regulatory change projects.
    • Drafting and maintaining policies, procedures, and compliance monitoring programmes.
    • Delivering training sessions and workshops for compliance staff and senior management.
    • Completing compliance health checks and periodic monitoring.
    • Assisting with regulatory matters including authorisation applications and variations of permission.
    • Responding to all queries, managing client expectations and delegating work, where necessary.
    • Reviewing the work of colleagues and providing constructive feedback.
    • Actively partnering with global sector teams to support and deliver on shared projects and responsibilities, where required.
    • Preparing well-presented, accurately priced proposals for presentation to prospective clients.
    • Writing comprehensive reports and documentation.
    • Assisting the team with marketing and business development activities.
    • Responding to ad-hoc and routine regulatory queries.

    The role also provides opportunities to represent the company at industry events, promoting the Bovill brand. Additionally, participation in both internal and external events and training sessions, client briefings, roundtable discussions, and training sessions on topical regulatory issues are encouraged.

    Successful applicants will have:

    • A degree level education, or relevant experience.
    • Relevant, diploma level professional qualification (investment or compliance-related), or willing to study towards.
    • Significant compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator.
    • Strong technical knowledge of wealth/investment management or financial planning sectors and the conduct issues faced by our clients in those sectors.
    • Deep understanding of the FCA's policies and procedures.
    • Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clients.
    • Experience managing client relationships.
    • A broad understanding and an appetite to keep learning.

    This role has responsibility for building the pipeline by leveraging existing relationships to maximise opportunities for up/cross-selling. Therefore, prior consulting experience is preferred.

    Given the technical nature of the role, exceptional communication skills and high attention to detail are essential. Successful candidates should also be open to assisting other teams and clients on a broader range of regulatory matters when necessary. A willingness to develop your knowledge across the spectrum and to collaborate on work outside of your main area of expertise is encouraged.

    In return we offer:

    • The opportunity to work in an entrepreneurial, fast-paced, and stimulating environment.
    • Support for career development through mentoring, coaching, and relevant training.
    • The opportunity to work with friendly and collaborative colleagues.
    • Pension, private healthcare, and a generous flexible benefits package.

    Bovill actively supports flexible working and promotes a hybrid working practice.

    A full job description can be requested by contacting

  • Bovill

    Compliance Consultant, Wealth

    1 week ago

    Bovill London, United Kingdom

    **Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give the ...

  • Morningstar

    Wealth Solutions Consultant

    1 week ago

    Morningstar London, United Kingdom

    **Responsibilities**: · - Working closely with the Head of Wealth Solutions, providing appropriate support to strategic partnerships, through day to day account management. · - To support the attainment of the Solutions sales target through a collaborative approach. · - Utilising ...

  • eFinancialCareers

    Asset / Wealth Management Consultant

    1 week ago

    eFinancialCareers London, United Kingdom

    My client are an established consultancy, looking to grow their Wealth and Asset Management function and expand their client base. This will allow for a real opportunity to work on varied projects within large Asset or Wealth Management clients, whilst alsohaving a very clear Car ...

  • Brevere Group

    Wealth Management Consultant/ifa

    1 day ago

    Brevere Group London, United Kingdom

    Are you a skilled and experienced Wealth Management and Financial Advisory professional seeking a new challenge within the industry? Do you have a proven track record of delivering advice to HNW clients? Would you like to play a key role in the growth ofa leading City Based Wealt ...

  • Brevere Group

    Wealth Management Consultant/ifa

    1 day ago

    Brevere Group London, United Kingdom

    Are you a proactive and professional Financial Planner seeking a new and exciting opportunity? Are you self motivated and able to deal with a wide range of introducers and professional connections? Do you want to work for a well respected and innovativefirm committed to professio ...

  • Anson McCade Ltd - IT and Finance Recruitment

    Wealth and Asset Management Senior Consultant

    1 week ago

    Anson McCade Ltd - IT and Finance Recruitment Paddington, United Kingdom

    **Banking & Financial Services Consulting - Wealth and Asset Management** · **Role: Wealth and Asset Management Senior Consultant** · **Salary: £65,000-£75,000 base** · **Location: London** · Seeking BFS consulting professionals in the UK to join a global leader in Information Te ...

  • Bovill

    Compliance Consultant, Wealth

    11 hours ago

    Bovill London, United Kingdom Full time

    Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them ...

  • CAPCO

    Wealth Management Consultant

    1 week ago

    CAPCO London, United Kingdom

    Wealth Management Consultant · at Capco UK - London Joining Capco means joining an organisation that is committed to an inclusive working environment where you're encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all form ...

  • Brevere Group

    Wealth Management Consultant

    16 hours ago

    Brevere Group Crawley, United Kingdom

    Are you a skilled and ambitious Financial Planner who is frustrated in your current role? Are you looking for an environment where you can fully utilise your skills and expertise whilst benefitting from a regular influx of HNW clients? If the answer to thesequestions is yes, we w ...

  • Brevere Group

    Wealth Management Consultant

    16 hours ago

    Brevere Group St. Albans, United Kingdom

    Are you a successful and proactive IFA with a proven record of providing innovative solutions to HNW clients? Are you looking for an environment where you can provide a bespoke service to your clients whilst benefitting from wide ranging technical, administrativeand development s ...

  • Tarka Talent

    Wealth / Asset Management Consultant

    1 week ago

    Tarka Talent London, United Kingdom

    Wealth / Asset Management Consultant - Senior Consultant and Manager · Salary: £60,000 - £110, 000 + bonus + benefits · Location: London or Edinburgh · Company Statement: · My client, an award-winning global consultancy specialising in financial services, is looking to build out ...

  • Tarka Talent

    Wealth / Asset Management Consultant

    1 week ago

    Tarka Talent London, United Kingdom

    Job Description · Wealth / Asset Management Consultant - Senior Consultant and Manager · Salary: £60,000 - £110, 000 + bonus + benefits · Location: London or Edinburgh · Company Statement: · My client, an award-winning global consultancy specialising in financial services, is loo ...

  • Tarka Talent

    Wealth / Asset Management Consultant

    1 week ago

    Tarka Talent London, United Kingdom

    Wealth / Asset Management Consultant - Senior Consultant and ManagerSalary: £60,000 - £110, 000 + bonus + benefitsLocation: London or EdinburghCompany Statement:My client, an award-winning global consultancy specialising in financial services, is looking to build out their consul ...

  • CAPCO

    Wealth / Asset Management Consultant - Edinburgh

    1 week ago

    CAPCO London, United Kingdom

    Wealth / Asset Management Consultant - Edinburgh · at Capco UK - London Joining Capco means joining an organisation that is committed to an inclusive working environment where you're encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and in ...

  • Oliver James Associates

    Actuarial Consultant

    4 days ago

    Oliver James Associates London, United Kingdom

    Large and reputable pensions consultancy seeking an Actuarial Consultant to join their Wealth Analytical Services team, specialising in complex defined benefit modelling and GMP equalisation · Oliver James are pleased to be working with a large and reputable consultancy, seeking ...

  • FNZ

    Consultant

    2 days ago

    FNZ London, United Kingdom

    FNZ's Asset Management Infrastructure division has a dedicated team responsible for providing Consultancy services to existing wealth management customers using the FNZ Figaro product, as well as assisting the onboarding of new clients to the platform. · Each Consultant provides ...

  • Ubele Initiative CIC

    Policy and Research Officer

    1 day ago

    Ubele Initiative CIC London, United Kingdom

    Job description · The Policy and Research Officer sits within and works across Ubele's Community Wealth Building hub. Community Wealth Building is one of Ubele's four strategic hubs, with the aim of strengthening our communities through the development of assets and enterprise. T ...

  • eFinancialCareers

    Internal Auditors

    2 days ago

    eFinancialCareers London, United Kingdom

    A major consultancy firm's internal audit team is experiencing rapid growth servicing a variety of clients across the financial services sector, providing co-sourced and outsourced internal audit services to banking, wealth / asset management and insuranceclients. · The firm have ...

  • eFinancialCareers

    Business Development Director, Uk Wealth

    1 week ago

    eFinancialCareers London, United Kingdom Full time

    Responsibilities: · - Leading business development efforts covering the UK wealth channel · - Strengthen and develop relationships, bringing in revenue selling their suite of investment consulting products and services · - Contribute to the ongoing development of the business's p ...

  • FNZ

    Senior Consultant

    1 week ago

    FNZ London, United Kingdom

    Role Description · FNZ's Asset Management Infrastructure division has a dedicated team responsible for providing Consultancy services to existing wealth management customers using the FNZ Figaro product, as well as assisting the onboarding of new clients to the platform. · Each C ...